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701 to 800 of 1652 records

Page:
June 29, 1984
SEC 50th Anniversary Dinner Program
image pdf (Courtesy of Morton Koeppel)
June 30, 1984
Audit Quality: The Profession's Program
image pdf (Anonymous)
July 11, 1984
Letter to Solicitor General Rex Lee from Daniel Goelzer on Club Mediterranee v. Dorin
image pdf (Courtesy of David B.H. Martin)
July 11, 1984
Letter to Thomas Healey, Department of the Treasury from Linda Quinn on SEC legislative initiatives
image pdf (Courtesy of David B.H. Martin)
July 12, 1984
Memo from Eric Summergrad on Norlin Corporation v. Rooney, Pace, Inc.
image pdf (Courtesy of John Huber)
July 18, 1984
Letter to Marti Cochran, House Committee on Energy and Finance, from Morgan Shipman on Ohio Manufacturers' Association's concerns on tender offers
image pdf (Courtesy of the Ronald Reagan Library)
July 18, 1984
Letter to Secretary of the Treasury Donald Regan from Ronald Teague on tender offer legislation
image pdf (Courtesy of the Ronald Reagan Library)
July 19, 1984
Letter to John Svahn from SEC Chairman John Shad on meeting on tender offer legislation
image pdf (Courtesy of the Ronald Reagan Library)
July 19, 1984
Minutes - Cabinet Council on Economic Affairs
image pdf (Courtesy of the Ronald Reagan Library)
July 20, 1984
Letter to Craig Fuller from Randal Teague on tender offer legislation
image pdf (Courtesy of the Ronald Reagan Library)
July 24, 1984
Minutes - Cabinet Council on Economic Affairs
image pdf (Courtesy of the Ronald Reagan Library)
July 27, 1984
Letter to U.S. Representative John Dingell from SEC Chairman John Shad on HR 5881: Bill to Clarify Existing Law Concerning Powers and Regulation of Financial Institutions
image pdf (Courtesy of Stuart J. Kaswell)
July 31, 1984
John J. McCloy Comments on Self-Regulatory Program of Accounting Profession
image pdf (Courtesy of the American Institute of Certified Public Accountants)
August 1984
Report of the Securities and Exchange Commission Concerning the Hot Issues Markets
transcript pdf (Courtesy of FINRA)
August 8, 1984
Memo to SEC Chairman John Shad and Linda Quinn from David Martin with advice memo from Office of Chief Accountant on review of accounting treatment of reversion of excess pension plan assets
image pdf (Courtesy of David B.H. Martin)
August 13, 1984
Letter from F. Barton Harvey, New York Stock Exchange to SEC Chairman John Shad requesting deferral
image pdf (Courtesy of John Huber)
August 14, 1984
Letter to SEC Chairman John Shad from Thomas Healey, Department of the Treasury on federal income tax treatment of golden parachute payments
image pdf (Courtesy of David B.H. Martin)
August 21, 1984
Release from New York Attorney General Robert Abrams alerting investors to questionable penny stocks
image pdf (Courtesy of Orestes Mihaly)
August 27, 1984
Reply letter to Randal Teague from Craig Fuller
image pdf (Courtesy of the Ronald Reagan Library)
August 30, 1984
Letter to John Phelan, New York Stock Exchange from SEC Chairman John S.R. Shad with 1981-1984 SEC results
image pdf (All worldwide intellectual property rights including without limitation moral rights vest in NYSE Euronext and/or its affiliates.)
August 30, 1984
No action request from Michael Lindburg, Boston Stock Exchange to Michael Simon, SEC Division of Market Regulation
transcript pdf (Courtesy of Stuart Kaswell)
August 31, 1984
Financial markets update to Council on Economic Affairs from William Poole
image pdf (Courtesy of the Ronald Reagan Library)
August 31, 1984
Letter from SEC Chairman John S.R. Shad to Michael Unger, Massachusetts Securities Division
document pdf (Courtesy of David B.H. Martin, Jr.)
September 4, 1984
Letter from Robert Todd Lang to William Morley on foreign resales of securities
image pdf (Courtesy of John Huber)
September 4, 1984
Update - Rule 415 and Equity Markets: Study by the SEC Office of the Chief Economist
image pdf (Courtesy of David B.H. Martin)
September 5, 1984
Laura Angelastro v. Prudential Bache Securities, Inc. and Bache Halsey Stuart Shields, Inc.: Brief of the Securities and Exchange Commission, Amicus Curiae
image pdf (Harvey L. Pitt SEC Brief Collection, courtesy of Fried Frank Harris Shriver & Jacobson LLP)
September 6, 1984
Memo to SEC Commissioners from David Martin on tender offer legislation
image pdf (Courtesy of David B.H. Martin)
September 7, 1984
Letter to U.S. Senator Alfonse D'Amato from SEC Chairman John Shad on tender offer legislation
image pdf (Courtesy of David B.H. Martin)
September 10, 1984
"The Disenfranchisement of America," draft speech by SEC Chairman John S.R. Shad
document pdf (Courtesy of David B.H. Martin, Jr.)
September 11, 1984
The Impact of Targeted Share Repurchases (Greenmail) on Stock Prices - Study by SEC Office of the Chief Economist
transcript pdf (Courtesy of David S. Ruder)
September 17, 1984
Explaining the Savings from Rule 415: The Debt Market - Study by the SEC Office of the Chief Economist
image pdf (Courtesy of David B.H. Martin)
September 19, 1984
Letter from John Huber, SEC Division of Corporation Finance to James Doyle, The Washington Times
image pdf (Courtesy of John Huber)
September 20, 1984
Report of the North American Securities Administrators Association's Investment Companies Committee to the Fall 1984 Membership Meeting
image pdf (Courtesy of Orestes Mihaly)
September 24, 1984
Form S-8: Employee Savings Plan for The Southern Company System (first electronic filing)
image pdf (Government Records)
September 26, 1984
Response on no action request from Michael Simon, SEC Division of Market Regulation to Michael Lindburg, Boston Stock Exchange
transcript pdf (Courtesy of Stuart Kaswell)
September 27, 1984
Note to Edwin Meese from SEC Chairman John Shad with draft talk to Harvard Business School Club
image pdf (Courtesy of the Ronald Reagan Library)
September 30, 1984
50th Annual Report of the Securities and Exchange Commission
image pdf (Government Records)
October 4, 1984
Release from New York Attorney General Robert Abrams halting sale of shoe repair franchises
image pdf (Courtesy of Orestes Mihaly)
October 10, 1984
Information memo to SEC Division of Corporation Finance on procedures for responding to requests for interpretive and no-action letters
image pdf (Courtesy of John Huber)
October 11, 1984
Report of the Organizational Task Force, Chicago Board Options Exchange
image pdf (Courtesy of the Chicago Board Options Exchange Archives)
October 22, 1984
"For Your Eyes Only" Memo from Walter Auch to Chicago Board Options Exchange Directors for October 31 meeting
image pdf (Courtesy of the Chicago Board Options Exchange Archives)
October 22, 1984
Memo to SEC Commission from Office of the Chief Accountant re FASB Technical Bulletin 84-4 issued on instantaneous in-substance defeasance
image pdf (Courtesy of David B.H. Martin)
October 23, 1984
Recommendations for SEC actions to SEC Chairman John Shad from U.S. Senator William Proxmire
image pdf (Courtesy of David B.H. Martin)
October 26, 1984
Review of upcoming speech to Harvard Business School Club to SEC Chairman John Shad from Secretary of the Treasury Donald Regan
image pdf (Courtesy of David B.H. Martin)
November 13, 1984
Laura Angelastro v. Prudential-Bache Securities, Inc.: Brief of the SEC, Amicus Curiae (on the Rule 10b-16 claim)
image pdf (Harvey L. Pitt SEC Brief Collection, courtesy of Fried Frank Harris Shriver & Jacobson LLP)
November 13, 1984
Memo to SEC Chairman John Shad from Linda Quinn with draft response to U.S. Senator William Proxmire
image pdf (Courtesy of David B.H. Martin)
November 13, 1984
Review of upcoming speech to Harvard Business School Club to SEC Chairman John Shad from Roger Birk, Merrill Lynch
image pdf (Courtesy of David B.H. Martin)
November 16, 1984
Letter to SEC Chairman John Shad from U.S. Senator Alfonse D'Amato on hearings on tender offer tactics
image pdf (Courtesy of David B.H. Martin)
November 20, 1984
Memo to SEC Chairman John Shad from Richard Ketchum, Division of Market Regulation in response to Senator Proxmire's advice on establishment of an advisory committee on international trading systems
image pdf (Courtesy of David B.H. Martin)
November 27, 1984
Letter to John Huber, SEC Division of Corporation Finance from Peter Frazer, London Stock Exchange with Panel on Take-Overs and Mergers information on approval of partial bids
image pdf (Courtesy of David B.H. Martin)
November 27, 1984
Reply letter to U.S. Senator William Proxmire from SEC Chairman John Shad
image pdf (Courtesy of David B.H. Martin)
December 5, 1984
Letter from Michael Cahill to William Morley on First Interstate Bancorp
image pdf (Courtesy of John Huber)
December 5, 1984
Release from New York Attorney General Robert Abrams announcing arrest of Harold Sorkin
image pdf (Courtesy of Orestes Mihaly)
December 20, 1984
Memo to SEC Chairman John Shad from David Martin on proposed staff comment letter to Federal Home Loan Bank Board regarding accounting for repurchase agreements
image pdf (Courtesy of David B.H. Martin)
December 21, 1984
Reply letter to U.S. Representatives John Dingell and Timothy Wirth from SEC Chairman John Shad
image pdf (Courtesy of David B.H. Martin)
December 31, 1984
Request to Donald Regan, Secretary of the Treasury from Robert Brown and Jean Rousseau, Public Securities Association to re-evaluate proposed changes to issuance and use of tax-exempt municipal bonds
image pdf (Courtesy of National Archives and Records Administration)
December 1984
Rethinking Glass-Steagall: The Case for Allowing Bank Holding Company Subsidiaries to Underwrite and Deal in Corporate Securities - J.P. Morgan & Company, Inc.
image pdf (Courtesy of David S. Ruder)
1985
EDGAR Brochure
image pdf (Government Records)
1985
NASD Annual Report
image pdf (Courtesy FINRA)
1985
NASD Notices to Members

(Courtesy of FINRA)

1985
National Securities Clearing Corporation Annual Report
image pdf (Courtesy of and made possible through the support of The Depository Trust & Clearing Corporation)
1985
The Depository Trust Company Annual Report
image pdf (Courtesy of and made possible through the support of The Depository Trust & Clearing Corporation)
January 14, 1985
Letter from Tim Barker, London Stock Exchange to SEC Chairman John Shad on proposed new Form F-5
image pdf (Courtesy of John Huber)
January 15, 1985
Memo to Ronald Pearlman from Thomas Neubig, Department of the Treasury on meeting with Public Securities Association representatives
image pdf (Courtesy of National Archives and Records Administration)
January 18, 1985
Acknowledgement of recommendations to Roger Birk, Merrill Lynch from SEC Chairman John Shad
image pdf (Courtesy of David B.H. Martin)
January 23, 1985
Memo from Catherine McCoy on Rule 415
image pdf (Courtesy of John Huber)
January 23, 1985
Request for meeting with SEC Chairman John Shad from U.S. Representative Timothy Wirth
image pdf (Courtesy of David B.H. Martin)
January 24, 1985
Letter confirming meeting to U.S. Representative Timothy Wirth from SEC Chairman John Shad
image pdf (Courtesy of David B.H. Martin)
January 24, 1985
Reply letter from SEC Chairman John Shad to T.G. Barker, London Stock Exchange
image pdf (Courtesy of John Huber)
January 25, 1985
Request to SEC Chairman John Shad from U.S. Representative Timothy Wirth for views on corporate tender offers
image pdf (Courtesy of David B.H. Martin)
January 28, 1985
Richard Hirschfield v. Securities and Exchange Commission and Commissioners: Defendants' Memorandum
image pdf (Harvey L. Pitt SEC Brief Collection, courtesy of Fried Frank Harris Shriver & Jacobson LLP)
January 30, 1985
Letter from Mark Tepper, New York Assistant Attorney General, on acceptance of guilty plea from James D. Alderdice on securities fraud
image pdf (Courtesy of Orestes Mihaly)
January 30, 1985
Memo to Daniel Goelzer and Elisse Walter from Cecile Srodes for response to U.S. Representative Timothy Wirth
image pdf (Courtesy of David B.H. Martin)
January 30, 1985
Request to Jean Rousseau, Public Securities Association from Ronald Pearlman, Department of the Treasury for information on impact of proposed restriction of tax exemption of governmental bonds
image pdf (Courtesy of National Archives and Records Administration)
February 1, 1985
Edited transcript of interview with the Honorable Barber Conable, conducted by William A. Syers
transcript pdf (William A. Syers Papers, Courtesy of the Gerald R. Ford Library)
February 6, 1985
Edited transcript of interview with William J. Baroody, Jr., conducted by William A. Syers
image pdf (William A. Syers Papers, Courtesy of the Gerald R. Ford Library)
February 7, 1985
New York State Attorney General Release in support of state attorney generals opposing settlement in Baldwin-United
image pdf (Courtesy of Orestes Mihaly)
February 8, 1985
Memo from William Wood and Ernestine Zipoy on revised operating goals for SEC Division of Corporation Finance for fiscal 1985
transcript pdf (Courtesy of John Huber)
February 11, 1985
Letter from Representative John Dingell to Donald Kirk, Financial Accounting Standards Board requesting report on setting accounting standards
image pdf (JT Ball Collection, University of Mississippi)
February 20, 1985
Memo to John Huber from Daniel Goelzer on NASD proposal to alter prospectus delivery requirements
image pdf (Courtesy of David B.H. Martin)
February 20, 1985
Memo to SEC Chairman John Shad from David Martin on U.K. white paper
image pdf (Courtesy of David B.H. Martin)
February 20, 1985
Statement of the Financial Accounting Standards Board to the Subcommittee on Oversight and Investigations, House Committee on Energy and Commerce
image pdf (JT Ball Collection, University of Mississippi)
February 22, 1985
Letter to U.S. Senator Alfonse D'Amato from SEC Chairman John Shad with Commission views on pending legislation
image pdf (Courtesy of David B.H. Martin)
February 25, 1985
Memo to SEC Chairman John Shad from David Martin on AICPA statements on accounting hearings
image pdf (Courtesy of David B.H. Martin)
March 1, 1985
Memo to SEC Chairman John Shad from David Martin on upcoming British visit
image pdf (Courtesy of David B.H. Martin)
March 4, 1985
Letter from John M. Fedders to the SEC Commission and Staff
document pdf (Courtesy of David B.H. Martin, Jr.)
March 6, 1985
Resignation Letter from SEC Commissioner Charles L. Marinaccio
document pdf (Courtesy of David B.H. Martin, Jr.)
March 6, 1985
Statement of SEC Chairman John Shad on accounting before the U.S. House of Representatives Subcommittee on Oversight and Investigations
image pdf (Courtesy of David B.H. Martin)
March 7, 1985
Memo to Ronald Pearlman from Thomas Neubig, Department of the Treasury on speech on tax-exempt bonds before National Association of Counties
image pdf (Courtesy of National Archives and Records Administration)
March 12, 1985
Information memo to SEC Commission from Division of Corporation Finance on cooperative efforts with the North American Securities Administrators Association toward further adoption of a uniform limited offering exemption
image pdf (Courtesy of David B.H. Martin)
March 13, 1985
Final edited transcript of interview with Philip W. Buchen, conducted by William A. Syers
transcript pdf (William A. Syers Papers, Courtesy of the Gerald R. Ford Library)
March 13, 1985
Information memo to SEC Commission from Daniel Goelzer with response to U.S. Representative Timothy Wirth
image pdf (Courtesy of David B.H. Martin)
March 14, 1985
Resignation Letter from SEC Commissioner James C. Treadway, Jr.
document pdf (Courtesy of David B.H. Martin, Jr.)
March 14, 1985
Statement of SEC Chairman John Shad on Edgar before the U.S. House of Representatives Subcommittee on Oversight and Investigations
image pdf (Courtesy of David B.H. Martin)
March 18, 1985
Memo from John Huber on Edgar
image pdf (Courtesy of John Huber)
March 20, 1985
Letter to SEC Chairman John Shad from Tom Harris, British Embassy on upcoming meeting with Alex Fletcher
image pdf (Courtesy of David B.H. Martin)
March 21, 1985
Statement of SEC Chairman John Shad on 1984 results and 1986-1988 budget authorization before the U.S. House of Representatives Subcommittee on Oversight and Investigations
image pdf (Courtesy of David B.H. Martin)
March 29, 1985
Memo to SEC Chairman John Shad from Daniel Goelzer with summary of U.K. white paper on financial services reform
image pdf (Courtesy of David B.H. Martin)
April 1, 1985
Petition to John Wheeler, SEC Secretary from Securities Industry Association to shorten prospectus delivery requirement
image pdf (Courtesy of David B.H. Martin)
April 2, 1985
Letter to James Buck, New York Stock Exchange from Thomas Etter, SEC with approval of rule change
image pdf (All worldwide intellectual property rights including without limitation moral rights vest in NYSE Euronext and/or its affiliates.)

701 to 800 of 1652 records

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