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1101 to 1200 of 1652 records

Page:
July 1987
W. David Holloway v. Peat Marwick Mitchell & Co.: Brief of the SEC, Amicus Curiae
image pdf (Harvey L. Pitt SEC Brief Collection, courtesy of Fried Frank Harris Shriver & Jacobson LLP)
July 2, 1987
Letter to Harvey Pitt from John Coffee with comments on insider trading draft
transcript pdf (Courtesy of National Archives and Records Administration)
July 2, 1987
Letter to U.S. Senator Donald Riegle from Harvey Pitt on Securities Subcommittee
transcript pdf (Courtesy of National Archives and Records Administration)
July 2, 1987
Memo to Insider Trading Proscriptions Act Legislative Committee from Harvey Pitt on United States v. Clark
image pdf (Courtesy of National Archives and Records Administration)
July 10, 1987
Memo to U.S. Senator William Proxmire with Bevis Longstreth's recommendations for regulation of securities industry
image pdf (Courtesy of National Archives and Records Administration)
July 20, 1987
Letter from Richard Greenfield, Greenfield & Chimicles to U.S. Representative John Dingell on complaint of City of Chester, Pennsylvania against Matthews & Wright underwriting firm
image pdf (Courtesy of an anonymous donor)
July 22, 1987
Nomination of David S. Ruder: Hearing before the Senate Committee on Banking, Housing and Urban Affairs
image pdf (Courtesy of David S. Ruder)
July 23, 1987
Letter from Murry Silver to Ivan Boesky
transcript pdf (Courtesy of the National Archives and Records Administration)
July 23, 1987
Letter to David Ruder from Stephen Paradise, New York Stock Exchange with Richard Grasso testimony
image pdf (Courtesy of David S. Ruder)
July 23, 1987
Letter to U.S. Representative Fernand St. Germain from Treasury Secretary James Baker on FSLIC recapitalization legislation
image pdf (Courtesy of National Archives and Records Administration)
July 27, 1987
Internationalization of the Securities Markets, Report of the Staff of the SEC to the Senate Committee on Banking, Housing and Urban Affairs, and the House Committee on Energy and Commerce

(Courtesy of Stuart Kaswell)

July 27, 1987
Responses by David Ruder to Senate hearing questions
image pdf (Courtesy of David S. Ruder)
July 29, 1987
Letter from U.S. Representative Edward Markey to John J. Phelan, Jr., New York Stock Exchange requesting information on NYSE arbitral procedures
image pdf (Anonymous)
July 29, 1987
Letter to U.S. Representative Fernand St. Germain from Treasury Secretary James Baker on FSLIC bill
transcript pdf (Courtesy of National Archives and Records Administration)
July 29, 1987
Supplemental Brief for the United States, David Carpenter, Kenneth P. Felis and R. Foster Winans v. United States of America
image pdf (Courtesy of the Library of Congress)
July 30, 1987
Securities Industry Association Bulletin to House and Senate Banking Committee members with Glass-Steagall legislative and regulatory update
image pdf (Courtesy of National Archives and Records Administration)
August 1987
Statement of U.S. Senator Donald Riegle on appointment of David Ruder as SEC Chairman
transcript pdf (Courtesy of National Archives and Records Administration)
August 3, 1987
Letter to Gerald Lorentz from Susan Walters, SEC on inquiry on investment banking
image pdf (With permission of Edward Bennett Williams Law Library, Georgetown University)
August 3, 1987
Letter to U.S. Senator Donald Riegle from SEC Acting Chairman Charles Cox with proposed Insider Trading Act of 1987
image pdf (Courtesy of National Archives and Records Administration)
August 4, 1987
Floor Statement of U.S. Senator William Proxmire on Competitive Equality Banking Act of 1987
image pdf (Courtesy of National Archives and Records Administration)
August 6, 1987
Memo to D. Patrick Mullarkey from SEC on SEC v. Dennis Levine: competing claims of SEC and IRS to disgorgement fund
image pdf (Courtesy of David S. Ruder)
August 7, 1987
Letter from H. Keith Brunnemer, Jr., Municipal Securities Rulemaking Board to Andre Blum, Government Finance Officers Association on disclosure guidelines for state and local government securities
transcript pdf (Courtesy of Stuart Kaswell)
August 7, 1987
Letter to U.S. Representative Mickey Edwards from Lynn Hodson opposing tax on securities transactions
transcript pdf (Mickey Edwards Papers, courtesy of the Carl Albert Congressional Research and Studies Center, University of Oklahoma, Norman, Oklahoma)
August 7, 1987
Memo for Rhett Dawson from Christopher Cox on review of press release on confirmation of David Ruder
image pdf (Courtesy of the Ronald Reagan Presidential Library)
August 11, 1987
Acknowledgement to SEC Commissioner Charles Cox from U.S. Senator Donald Riegle for assistance with insider trading legislation
image pdf (Courtesy of National Archives and Records Administration)
August 11, 1987
Request to Harvey Pitt from U.S. Senators Donald Riegle and Alfonse D'Amato for continuing assistance with insider trading legislation
image pdf (Courtesy of National Archives and Records Administration)
August 11, 1987
Request to SEC Chairman David Ruder from U.S. Senators Donald Riegle and Alfonse D'Amato for assistance with insider trading legislation
image pdf (Courtesy of National Archives and Records Administration)
August 11, 1987
Vista Chemical Company no action request to SEC
image pdf (With permission of Edward Bennett Williams Law Library, Georgetown University)
August 12, 1987
Letter from SEC Commissioner Charles Cox to U.S. Representative John Dingell on municipal bond offerings in light of the default of Washington Public Power Supply System (WPPSS)
transcript pdf (Anonymous)
August 13, 1987
Complaint to SEC Chairman David Ruder from U.S. Senator William Proxmire on reported problems within SEC New York regional office
image pdf (Courtesy of National Archives and Records Administration)
August 14, 1987
Letter from John J. Phelan, Jr., New York Stock Exchange to U.S. Representative Edward Markey on arbitration
image pdf (Courtesy of Stuart Kaswell)
August 17, 1987
Hibernia Corporation no action request to SEC
image pdf (With permission of Edward Bennett Williams Law Library, Georgetown University)
August 18, 1987
Letter from Carrie Dwyer, American Stock Exchange to U.S. Representative Edward Markey on AMEX arbitration process
image pdf (Courtesy of an anonymous donor)
August 21, 1987
Response to Richard Ketchum, SEC Division of Market Regulation from Robert Birnbaum, New York Stock Exchange concerning regulatory deficiencies
transcript pdf (Courtesy of David S. Ruder)
August 24, 1987
AmeriTrust's Collective Investment Retirement Fund no action request to SEC
image pdf (With permission of Edward Bennett Williams Law Library, Georgetown University)
August 24, 1987
Investment Company Institute no action request to SEC
image pdf (With permission of Edward Bennett Williams Law Library, Georgetown University)
August 26, 1987
Leonetti & Associates no action request to SEC
image pdf (With permission of Edward Bennett Williams Law Library, Georgetown University)
August 26, 1987
Memo to SEC Chairman Ruder from Peter Kiernan for appointment with U.S. Representative Joe Barton
image pdf (Courtesy of David S. Ruder)
August 28, 1987
PaineWebber Series Trust no action request to SEC
image pdf (With permission of Edward Bennett Williams Law Library, Georgetown University)
August 28, 1987
Report by the SEC on the Financial Guarantee Market
image pdf (Courtesy of David S. Ruder)
August 31, 1987
Convergent, Inc. no action request to SEC
image pdf (With permission of Edward Bennett Williams Law Library, Georgetown University)
August 31, 1987
Response to U.S. Representative John Dingell from SEC Chairman David Ruder on Ivan Boesky
image pdf (Courtesy of David S. Ruder)
August 31, 1987
Response to U.S. Senator Patrick Leahy from SEC Chairman David Ruder on Ivan Boesky
image pdf (Courtesy of David S. Ruder)
September 1, 1987
First Virginia Banks, Inc. no action request to SEC
image pdf (With permission of Edward Bennett Williams Law Library, Georgetown University)
September 4, 1987
Letter to U.S. Representative Mickey Edwards from Maxine Croley, Smith Barney opposing securities transaction excise tax
image pdf (Mickey Edwards Papers, courtesy of the Carl Albert Congressional Research and Studies Center, University of Oklahoma, Norman, Oklahoma)
September 9, 1987
Memo to SEC Chairman Ruder from Kathryn McGrath for September 10th meeting with David Silver, Investment Company Institute
image pdf (Courtesy of David S. Ruder)
September 9, 1987
SEC Release: SEC v. Allegheny International, Inc.
transcript pdf (Courtesy of Stuart Kaswell)
September 15, 1987
Letter from Morton Kornreich to Judge Morris Lasker on behalf of Ivan Boesky
image pdf (Courtesy of the National Archives and Records Administration)
September 15, 1987
Robert N. Gordon and Thomas J. Herzfeld no action request to SEC
image pdf (With permission of Edward Bennett Williams Law Library, Georgetown University)
September 16, 1987
Anitec Image Technology Corp. no action request to SEC
image pdf (With permission of Edward Bennett Williams Law Library, Georgetown University)
September 16, 1987
Letter from Ernest Michel to Judge Morris Lasker on behalf of Ivan Boesky
transcript pdf (Courtesy of the National Archives and Records Administration)
September 16, 1987
Schedule for SEC Chairman Ruder with memo from Cecile Srodes on Congressional meetings
image pdf (Courtesy of David S. Ruder)
September 17, 1987
Letter from Wolfe Kelman to Judge Morris Lasker on behalf of Ivan Boesky
transcript pdf (Courtesy of the National Archives and Records Administration)
September 17, 1987
Memo to SEC Chairman Ruder from Richard Ketchum for September 21st meeting with John L. Watson III, National Security Traders Association
image pdf (Courtesy of David S. Ruder)
September 17, 1987
Memo to SEC Chairman Ruder from Richard Ketchum on September 21st meeting with Financial Industry Securities Council
transcript pdf (Courtesy of David S. Ruder)
September 17, 1987
Raymond James & Associates, Inc. no action request to SEC
image pdf (With permission of Edward Bennett Williams Law Library, Georgetown University)
September 18, 1987
Black & Decker no action request to SEC
image pdf (With permission of Edward Bennett Williams Law Library, Georgetown University)
September 18, 1987
Capitol Acceptance Corp. no action request to SEC
image pdf (With permission of Edward Bennett Williams Law Library, Georgetown University)
September 18, 1987
Magna Group, Inc. no action request to SEC
image pdf (With permission of Edward Bennett Williams Law Library, Georgetown University)
September 21, 1987
Memo to SEC Chairman Ruder from Richard Ketchum on September 22nd meeting with Alger "Duke" Chapman, Chicago Board Options Exchange
transcript pdf (Courtesy of David S. Ruder)
September 22, 1987
Letter to Cecile Srodes from Nina Gross on SEC legislative affairs candidacy
image pdf (Courtesy of David S. Ruder)
September 22, 1987
Olin Corporation no action request to SEC
image pdf (With permission of Edward Bennett Williams Law Library, Georgetown University)
September 23, 1987
M.I.M. Holdings Limited no action request to SEC
image pdf (With permission of Edward Bennett Williams Law Library, Georgetown University)
September 24, 1987
Letter to Linda Fienberg from Nina Gross on SEC legislative affairs candidacy
image pdf (Courtesy of David S. Ruder)
September 24, 1987
U.S. Senators amicus brief in Independent Insurance Agents of America v. Board of Governors of the Federal Reserve System
image pdf (Courtesy of National Archives and Records Administration)
September 25, 1987
Letter from Robert Wechsler to Judge Morris Lasker on behalf of Ivan Boesky
image pdf (Courtesy of the National Archives and Records Administration)
September 28, 1987
Acknowledgement to Linda Fienberg from Nina Gross for meeting
image pdf (Courtesy of David S. Ruder)
September 28, 1987
Anchor National Financial Services, Inc. no action request to SEC
image pdf (With permission of Edward Bennett Williams Law Library, Georgetown University)
September 28, 1987
Letter from Max Fisher to Judge Morris Lasker on behalf of Ivan Boesky
image pdf (Courtesy of the National Archives and Records Administration)
September 28, 1987
Letter from Norman Lippett to Judge Morris Lasker on behalf of Ivan Boesky
image pdf (Courtesy of the National Archives and Records Administration)
September 28, 1987
Letter to SEC Chairman David Ruder from Charles Seeger, Chicago Mercantile Exchange on program trading
image pdf (Courtesy of David S. Ruder)
September 30, 1987
53rd Annual Report of the U.S. Securities and Exchange Commission
image pdf (Government Records)
September 30, 1987
Reply Brief for Petitioners, David Carpenter, Kenneth P. Felis and R. Foster Winans v. United States of America
image pdf (Courtesy of the Library of Congress)
September 30, 1987
Water Resources International, Inc. no action request to SEC
image pdf (With permission of Edward Bennett Williams Law Library, Georgetown University)
October 1, 1987
Letter from Chris Gersten to Judge Morris Lasker on behalf of Ivan Boesky
transcript pdf (Courtesy of the National Archives and Records Administration)
October 1, 1987
Letter from Nancy Hollander to Judge Morris Lasker on behalf of Ivan Boesky
image pdf (Courtesy of the National Archives and Records Administration)
October 1987
Report of the National Commission on Fraudulent Financial Reporting (Treadway Commission)
image pdf (AICPA Collection, University of Mississippi)
October 1, 1987
Tennis Lady, Inc. no action request to SEC
image pdf (With permission of Edward Bennett Williams Law Library, Georgetown University)
October 4, 1987
Letter from Helen Boesky to Judge Morris Lasker on behalf of Ivan Boesky
transcript pdf (Courtesy of the National Archives and Records Administration)
October 5, 1987
Kay Corporation no action request to SEC
image pdf (With permission of Edward Bennett Williams Law Library, Georgetown University)
October 5, 1987
Letter from Judith Love to Judge Morris Lasker on behalf of Ivan Boesky
image pdf (Courtesy of the National Archives and Records Administration)
October 5, 1987
The Henley Group, Inc. no action request to SEC
image pdf (With permission of Edward Bennett Williams Law Library, Georgetown University)
October 6, 1987
Letter from Joseph Papp to Judge Morris Lasker on behalf of Ivan Boesky
image pdf (Courtesy of the National Archives and Records Administration)
October 6, 1987
The Impact of Derivative Index Trading on the Securities Markets - Remarks of SEC Chairman David Ruder before The Bond Club of Chicago
image pdf (Courtesy of David S. Ruder)
October 6, 1987
The InFerGene Company no action request to SEC
image pdf (With permission of Edward Bennett Williams Law Library, Georgetown University)
October 6, 1987
The Standard Oil Company no action request to SEC
image pdf (With permission of Edward Bennett Williams Law Library, Georgetown University)
October 7, 1987
Letter from Charles Scher to Judge Morris Lasker on behalf of Ivan Boesky
image pdf (Courtesy of the National Archives and Records Administration)
October 8, 1987
Letter from Sammy Cahn to Judge Morris Lasker on behalf of Ivan Boesky
image pdf (Courtesy of the National Archives and Records Administration)
October 8, 1987
Request to SEC Chairman David Ruder from Catherine Spain, Government Finance Officers Association for meeting on municipal regulation
image pdf (Courtesy of David S. Ruder)
October 9, 1987
Jackson Exploration, Inc. request for exemption to SEC
image pdf (With permission of Edward Bennett Williams Law Library, Georgetown University)
October 9, 1987
Letter from Jule Styne to Judge Morris Lasker on behalf of Ivan Boesky
image pdf (Courtesy of the National Archives and Records Administration)
October 9, 1987
Varo, Inc. request for exemption to SEC
image pdf (With permission of Edward Bennett Williams Law Library, Georgetown University)
October 12, 1987
Letter from Daniel Clark to Judge Morris Lasker on behalf of Ivan Boesky
image pdf (Courtesy of the National Archives and Records Administration)
October 12, 1987
Letter from David Hermelin to Judge Morris Lasker on behalf of Ivan Boesky
image pdf (Courtesy of the National Archives and Records Administration)
October 13, 1987
Letter from Daniel Honigman to Judge Morris Lasker on behalf of Ivan Boesky
image pdf (Courtesy of the National Archives and Records Administration)
October 13, 1987
Memo to SEC Chairman Ruder from Linda Fienberg on November 20th Commission awards ceremony
image pdf (Courtesy of David S. Ruder)
October 13, 1987
The British Petroleum Company plc request for exemption to SEC
image pdf (With permission of Edward Bennett Williams Law Library, Georgetown University)
October 13, 1987
The Firestone Tire & Rubber Company no action request to SEC
image pdf (With permission of Edward Bennett Williams Law Library, Georgetown University)
October 14, 1987
Letter from Frank Brunetta to Judge Morris Lasker on behalf of Ivan Boesky
image pdf (Courtesy of the National Archives and Records Administration)
October 14, 1987
Letter from Haldan E. Connor, Jr. to Judge Morris Lasker on behalf of Ivan Boesky
image pdf (Courtesy of the National Archives and Records Administration)

1101 to 1200 of 1652 records

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