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601 to 700 of 1652 records

Page:
September 29, 1983
"A Seamless Web: Banks, New Activities and Disclosure," Keynote Speech by SEC Commissioner James C. Treadway, Jr. to Securities Activities of Banks Third Annual Seminar
image pdf (Courtesy of the estate of John R. Evans; made possible through a gift from Quinton F. Seamons)
September 30, 1983
49th Annual Report of the Securities and Exchange Commission
image pdf (Government Records)
September 1983
Letter to U.S. Representative Carl Perkins from Charles McLure, Department of the Treasury on revenue loss from tax-exempt bonds
image pdf (Courtesy of National Archives and Records Administration)
October 1, 1983
Draft recommendations to Council of Economic Advisers to reform federal regulation of financial services from William Poole
image pdf (Courtesy of the Ronald Reagan Library)
October 5, 1983
Letter to John Chapoton, Department of the Treasury from U.S. Senators Frank Murkowski and Ted Stevens on industrial development revenue bonds
image pdf (Courtesy of National Archives and Records Administration)
October 6, 1983
Memo to the Committee on Ways and Means from Jeffrey Esser, Municipal Finance Officers Association objecting to proposed limit of volume of industrial development bonds
image pdf (Courtesy of National Archives and Records Administration)
October 8, 1983
"An Overview of Rule 415 and Some Thoughts About the Future" - Remarks by SEC Commissioner James C. Treadway to Securities Industry Association
image pdf (Courtesy of John Huber)
October 9, 1983
"Post-War Trends and Recent Developments in the Market and at the SEC," Address by SEC Chairman John S.R. Shad to the National Security Traders Association
image pdf (Courtesy of the estate of John R. Evans; made possible through a gift from Quinton F. Seamons)
October 12, 1983
Letter from Robert Lam, Pennsylvania Securities Commission to Theodore Levine, SEC Division of Enforcement on savings and loan associations
image pdf (Courtesy of John Huber)
October 14, 1983
Letter from SEC Commissioner John R. Evans to Eugene I. Goldman on Mr. Goldman's resignation from the SEC Division of Enforcement
transcript pdf (Courtesy of the estate of John R. Evans; made possible through a gift from Quinton F. Seamons)
October 18, 1983
"Social and Ethical Objectives of Regulation - Can a Government be Neutral?" - Remarks by SEC Commissioner James C. Treadway, Jr., LeRoy Jeffers Memorial Lectures on Theology and Law
image pdf (Courtesy of the estate of John R. Evans; made possible through a gift from Quinton F. Seamons)
October 19, 1983
Letter to Sam Munhollon from U.S. Representative Mickey Edwards on Financial Institutions Deregulation Act of 1983
transcript pdf (Mickey Edwards Papers, courtesy of the Carl Albert Congressional Research and Studies Center, University of Oklahoma, Norman, Oklahoma)
October 26, 1983
Letter to SEC Chairman John Shad from Edward Schrag and Morgan Shipman, Vorys Sater Seymour and Pease, on Congressional consideration of amendments to Williams Act
image pdf (Courtesy of David B.H. Martin)
October 26, 1983
Letter to SEC Chairman John Shad from Richard Hudson, The Wall Street Journal with questions for profile
image pdf (Courtesy of the Ronald Reagan Library)
October 26, 1983
Memo to Richard Breeden with memorandum for Task Group on Regulation of Financial Services from William Poole
image pdf (Courtesy of the Ronald Reagan Library)
October 26, 1983
Reply letter from Theodore Levine to Robert Lam
image pdf (Courtesy of John Huber)
November 1983
SEC Employee News
image pdf (Courtesy of John Huber)
November 14, 1983
Letter to SEC Chairman John Shad from James C. Miller III, Federal Trade Commission on report of recommendations from SEC Advisory Committee on Tender Offers
image pdf (Courtesy of David B.H. Martin)
November 16, 1983
SEC statistical summary of contested shareholder proposals processed for year ending September 30, 1983
image pdf (Courtesy of John Huber)
November 18, 1983
NASD notice to select members on AT&T divestiture
image pdf (Courtesy of Stuart Kaswell)
November 22, 1983
Report to Governor John Spellman of Washington and Governor Victor Atiyeh of Oregon from the Governors' Advisory Panel on WPPSS
image pdf (Courtesy of Washington State Archives)
November 23, 1983
New York Stock Exchange information memo on deposit and capital treatment of AT&T divestiture securities
transcript pdf (Courtesy of Stuart J. Kaswell)
November 30, 1983
Letter to Richard Hudson, The Wall Street Journal from Andrew Rothman, SEC with SEC Chairman Shad responses
image pdf (Courtesy of the Ronald Reagan Library)
November 30, 1983
Shareownership 1983 - Remarks by William Batten, New York Stock Exchange
transcript pdf (All worldwide intellectual property rights including without limitation moral rights vest in NYSE Euronext and/or its affiliates.)
December 2, 1983
Letter from Ralph Nader to John Fedders, SEC Director of Enforcement
transcript pdf (Courtesy of John Huber)
December 16, 1983
Letter from E.C. Mackey, Director, State of Michigan Corporation & Securities Bureau, to David B.H. Martin, Jr., SEC
document pdf (Courtesy of David B.H. Martin, Jr.)
December 20, 1983
Letter to Fred Fielding from SEC Chairman John Shad concerning The Wall Street Journal
image pdf (Courtesy of the Ronald Reagan Library)
1984
A.A. Sommer, Jr., Good People, Important Problems and Workable Laws, delivered to the U.S. Securities and Exchange Commission
document pdf (Courtesy of Mrs. Storrow Sommer)
1984
A.A. Sommer, Jr.- The Challenges of Tomorrow for the SEC, 1984 Major Issues Conference
document pdf (Courtesy of Paul Gonson)
1984
Bonds Briefing Paper: Modification of SLGs Program
transcript pdf (Courtesy of National Archives and Records Administration)
1984
Charles C. Cox - Summary of Opening Remarks on Critique of the Commission on its 50th Anniversary
document pdf (Courtesy of Paul Gonson)
1984
Charles C. Cox and Paul Gonson - Discussion Outline of Critique of the Commission on its 50th Anniversary
document pdf (Courtesy of Paul Gonson)
1984
Irving Pollack - The SEC's First Fifty Years, 1984 Major Issues Conference
document pdf (Courtesy of Paul Gonson)
1984
Joel Seligman - Summary of Remarks at 1984 Major Issues Conference
document pdf (Courtesy of Paul Gonson)
1984
NASD Annual Report
image pdf (Courtesy FINRA)
1984
NASD Notices to Members

(Courtesy of FINRA)

1984
National Securities Clearing Corporation Annual Report
image pdf (Courtesy of and made possible through the support of The Depository Trust & Clearing Corporation)
1984
The Depository Trust Company Annual Report
image pdf (Courtesy of and made possible through the support of The Depository Trust & Clearing Corporation)
January 3, 1984
Memo from John Huber, SEC Division of Corporation Finance to professional staff on operating procedures
image pdf (Courtesy of John Huber)
January 11, 1984
Letter to Richard Breeden, Deputy Counsel to the Vice President from Stephen Hammerman, Merrill Lynch urging support of RICO Act
image pdf (Courtesy of David B.H. Martin)
January 19, 1984
SEC Rule 17Ad-14: Processing of Tender Offers Within the National Clearance and Settlement System
image pdf (Courtesy of Stuart J. Kaswell)
January 23, 1984
Letter to Vice President George Bush from Helen Martin requesting regulation for compulsory bank notification of bond calls
transcript pdf (Courtesy of George Bush Presidential Library and Museum)
January 25, 1984
Letter to SEC Chairman John Shad from U.S. Representatives John Dingell and Timothy Wirth with questions on effectiveness of municipal securities regulation
image pdf (Courtesy of David B.H. Martin)
January 27, 1984
Memo to John Huber on general disclosure and tender offer requirements of the U.K. for exchange offers
image pdf (Courtesy of David B.H. Martin)
January 31, 1984
Letter to U.S. Representative Thomas O'Neill from SEC Chairman John Shad with memo in support of Foreign Investment Company Amendments Act
transcript pdf (Courtesy of David S. Ruder)
February 2, 1984
Memo from Dan Goelzer to John Fedders with review of "Failure to File Timely Forms 4 Statements" memo
image pdf (Courtesy of John Huber)
February 7, 1984
Memo to the Council on Economic Advisers from Christopher DeMuth concerning regulatory policy initiative
image pdf (Courtesy of the Ronald Reagan Library)
February 14, 1984
Letter to U.S. Representative Timothy Wirth from Ohio Manufacturers' Association on tender offers
image pdf (Courtesy of the Ronald Reagan Library)
February 15, 1984
Office of the Comptroller of the Currency: Rules, Policies and Procedures for Corporate Activities Recordkeeping and Confirmation Requirements for Securities Transactions
image pdf (Courtesy of George Bush Presidential Library and Museum)
March 1, 1984
Letter from A.A. Sommer, Jr. to SEC Chairman John Shad on enforcement activity with respect to late filings of Forms 3 and 4
image pdf (Courtesy of John Huber)
March 1, 1984
Memo from John Fedders, SEC Division of Enforcement on actions against late filings of Forms 4
image pdf (Courtesy of John Huber)
March 8, 1984
Letter to Richard Breeden from Alan Rosenblat, SEC on recommendations of Task Group on Regulation of Financial Services
image pdf (Courtesy of George Bush Presidential Library and Museum)
March 13, 1984
Action memo to SEC Commission from Division of Corporation Finance on recommendations of Advisory Committee on Tender Offers
image pdf (Courtesy of David B.H. Martin)
March 13, 1984
Memo to Linda Quinn from SEC Chairman John Shad on Ed Hennessey request
image pdf (Courtesy of David B.H. Martin)
March 14, 1984
Letter from Jerrold Shapiro to John Fedders, SEC Division of Enforcement on filing of Forms 4
image pdf (Courtesy of John Huber)
March 16, 1984
Letter to Linda Quinn from Martin Lipton with proposed amendments to Williams Act
image pdf (Courtesy of David B.H. Martin)
March 16, 1984
Release from New York Attorney General Robert Abrams announcing guilty plea by George Wilson Glass
image pdf (Courtesy of Orestes Mihaly)
March 23, 1984
Memo to William Niskanen from Stephen Halpert, Council of Economic Advisors on SEC tender offer reform proposals
image pdf (Courtesy of George Bush Presidential Library and Museum)
March 28, 1984
Statement of SEC Chairman John S.R. Shad concerning recommendations of SEC Advisory Committee on tender offers
transcript pdf (All worldwide intellectual property rights including without limitation moral rights vest in NYSE Euronext and/or its affiliates.)
March 29, 1984
Letter to U.S. Representative Dan Rostenkowski from John Chapoton, Department of the Treasury with Treasury Report on Private Purpose Tax-Exempt Bond Activity during Calendar Year 1983
image pdf (Courtesy of National Archives and Records Administration)
March 29, 1984
Memo to the Corporate Advisory Board from Dennis Hensley on SEC action on report of recommendations of Advisory Committee on Tender Offers
image pdf (Courtesy of FINRA)
March 30, 1984
Letter to Jennifer Fitzgerald from SEC Chairman John Shad on invitation to Vice President Bush to address 1984 Major Issues Conference
image pdf (Courtesy of George Bush Presidential Library and Museum)
April 1, 1984
BASIC - Interindustry Teamwork

(Courtesy of William F. Jaenike)

April 3, 1984
Selections from Hearing before the Subcommittee on Securities of the Committee on Banking, Housing and Urban Affairs, U.S. Senate, 98th Congress, 2nd Session on H.R. 559 (Insider Trading Sanctions Act of 1983)
image pdf (Courtesy of the Library of Congress)
April 4, 1984
Release from New York Attorney General Robert Abrams on arrest of Michael and Trudy Charrier
image pdf (Courtesy of Orestes Mihaly)
April 11, 1984
Letter from Homer Kripke to Daniel Goelzer, General Counsel, on General Counsel's Office reunion
document pdf (Courtesy of Paul Gonson)
April 13, 1984
Memo from Doug Scarff to John Huber on Regulation A and D disqualifications
image pdf (Courtesy of John Huber)
April 13, 1984
Release from New York Attorney General Robert Abrams on halt of sale of fraudulent tax shelters
image pdf (Courtesy of Orestes Mihaly)
April 17, 1984
Letter from John Watson Bagby, University of Cincinnati to Justice Harry Blackmun on SEC v. Jerry T. O'Brien, Inc.
image pdf (Harry A. Blackmun Papers, courtesy Library of Congress)
April 24, 1984
Release from New York Attorney General Robert Abrams on raid on oil and gas lease boiler room
image pdf (Courtesy of Orestes Mihaly)
April 25, 1984
Letter from W. Gibson Harris II, Blyth Eastman Paine Webber to John Huber following meeting
image pdf (Courtesy of John Huber)
April 25, 1984
Letter to Richard Breeden from Alan Rosenblat, SEC with comments on final draft report of Task Group on Regulation of Financial Services
image pdf (Courtesy of George Bush Presidential Library and Museum)
April 26, 1984
List of and addendum to Bush Task Group SEC staff participants
image pdf (Courtesy of George Bush Presidential Library and Museum)
April 26, 1984
SEC Staff Report in Response to Questions relating to Municipal Securities Regulation
transcript pdf (Courtesy of David B.H. Martin)
April 28, 1984
Letter from Homer Kripke to Daniel Goelzer, General Counsel, on General Counsel's Office reunion
document pdf (Courtesy of Paul Gonson)
May 1984
SEC Employee News
document pdf (Courtesy of Theodore Levine)
May 2, 1984
Acknowledgement to Vice President Bush from SEC Chairman John Shad on confirmation to address Major Issues Conference
image pdf (Courtesy of George Bush Presidential Library and Museum)
May 2, 1984
Letter to SEC Chairman John Shad from Lewis Black, Morris Nichols Arsht & Tunnell on tender offers
image pdf (Courtesy of David B.H. Martin)
May 4, 1984
Letter from Homer Kripke to Paul Gonson, Irving Pollack, Joel Seligman and A.A. Sommer, Jr. on the 1984 Major Issues Conference
document pdf (Courtesy of Paul Gonson)
May 8, 1984
Letter to SEC Chairman John Shad from U.S. Representatives John Dingell and Timothy Wirth requesting additional information on municipal securities regulation
image pdf (Courtesy of David B.H. Martin)
May 11, 1984
Letter from William J. Williams, Jr., Sullivan & Cromwell to John Huber, SEC Division of Corporation Finance on initernational securities offerings
transcript pdf (Courtesy of John Huber)
May 15, 1984
Letter from Homer Kripke to Daniel Goelzer, General Counsel, on General Counsel's Office reunion
document pdf (Courtesy of Paul Gonson)
May 17, 1984
Letter from Homer Kripke to Daniel Goelzer, General Counsel, on General Counsel's Office reunion
document pdf (Courtesy of Paul Gonson)
May 21, 1984
Legislative proposal regarding tender offers to U.S. Representative Timothy Wirth from SEC Chairman John Shad
image pdf (Courtesy of David B.H. Martin)
May 23, 1984
Ongoing Efforts at the SEC - Address by SEC Chairman John Shad to Investment Company Institute
image pdf (Courtesy of George Bush Presidential Library and Museum)
May 30, 1984
Memorandum from Homer Kripke for the 1984 Major Issues Conference
document pdf (Courtesy of Paul Gonson)
June 1984
Questions from Justice Harry Blackmun in SEC v. Jerry T. O'Brien, Inc.
image pdf (Harry A. Blackmun Papers, courtesy Library of Congress)
June 1984
SEC 50th Anniversary 10-K Run Application
image pdf (Courtesy of George Bush Presidential Library and Museum)
June 1984
SEC 50th Anniversary Celebration Activities Invitation
image pdf (Courtesy of George Bush Presidential Library and Museum)
June 7, 1984
Memo from Martin Meyrowitz to John Huber on June 12th conference
image pdf (Courtesy of John Huber)
June 7, 1984
The Leveraging of America - Address by SEC Chairman John Shad to New York financial writers
image pdf (Courtesy of David B.H. Martin)
June 13, 1984
Letter from George Bermant to SEC on U.S. WEST, Inc.
image pdf (Courtesy of John Huber)
June 14, 1984
Note to James Baker from SEC Chairman John Shad with "The Leveraging of America"
image pdf (Courtesy of the Ronald Reagan Library)
June 20, 1984
Letter from William J. Williams, Jr. to John Huber following meeting
image pdf (Courtesy of John Huber)
June 21, 1984
Minutes - Cabinet Council on Economic Affairs
image pdf (Courtesy of the Ronald Reagan Library)
June 26, 1984
Memo to Roger Porter from Christopher DeMuth with administration opposition to takeover/tender offer bills
image pdf (Courtesy of George Bush Presidential Library and Museum)
June 28, 1984
Excerpts from Remarks by Vice President George Bush at SEC 1984 Major Issues Conference
image pdf (Courtesy of George Bush Presidential Library and Museum)
June 28 to 29 1984
Homer Kripke-Looking Backward and Forward at the SEC After Fifty Years, SEC Major Issues Conference
document pdf (Courtesy of Paul Gonson)
June 28, 1984
Minutes - Cabinet Council on Economic Affairs
image pdf (Courtesy of the Ronald Reagan Library)
June 28, 1984
Vice President Office Press Release: Excerpts from Remarks by Vice President George Bush at SEC 1984 Major Issues Conference
image pdf (Courtesy of George Bush Presidential Library and Museum)

601 to 700 of 1652 records

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