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1501 to 1600 of 1652 records

Page:
November 29, 1988
Recommendation to Craig Fuller and Robert Teeter from U.S. Senator Orrin Hatch for nomination of Norman Johnson to SEC Commission
image pdf (Courtesy of George Bush Presidential Library and Museum)
November 30, 1988
SEC Chairman David Ruder notes on ABA/SEC Roundtable memo
image pdf (Courtesy of David S. Ruder)
November 30, 1988
SEC News Release: SEC Releases New Flyer on Penny Stock Fraud
image pdf (Courtesy of David S. Ruder)
December 1, 1988
Letter to SEC Chairman David Ruder from Wendy Gramm, Commodity Futures Trading Commission with status report on working group recommendations regarding clearing and settlement
image pdf (Courtesy of David S. Ruder)
December 1, 1988
List of Advisory Committees to the NYSE Board of Directors
document pdf (Courtesy of Roberta Karmel)
December 1, 1988
List of Advisory Committees to the NYSE Board of Directors
document pdf (Courtesy of Roberta Karmel)
December 1, 1988
Recommendations to U.S. Senator Donald Riegle from Irving Seligman on savings and loan industry
transcript pdf (Courtesy of National Archives and Records Administration)
December 2, 1988
Mortgage Commentary - Major Secondary Market Impact Seen in S&L Capital Rule
image pdf (Courtesy of National Archives and Records Administration)
December 5, 1988
Letter to U.S. Senator Donald Riegle from A. Andrew Boemi, Madison Financial Corporation on hostile leveraged buyouts
image pdf (Courtesy of National Archives and Records Administration)
December 5, 1988
Memo from SEC Commissioner Joseph Grundfest on Japanese behavior during October 1987 crash
image pdf (Courtesy of David S. Ruder)
December 5, 1988
Memo to participants in ABA/SEC Annual Roundtable on topics for discussion regarding municipal disclosure
image pdf (Courtesy of David S. Ruder)
December 7, 1988
Letter from L.H. Fuchs, Florida Office of Comptroller with information on penny stocks
transcript pdf (Courtesy of David S. Ruder)
December 8, 1988
NASAA-SEC Meeting agenda and participants
image pdf (Courtesy of David S. Ruder)
December 13, 1988
Letter to SEC Assistant Secretary Shirley Hollis from Jean Webb, Commodity Futures Trading Commission with comments on amendments to proposed rule changes by stock exchanges
transcript pdf (Courtesy of David S. Ruder)
December 14, 1988
Memo from SEC Chairman Ruder to Commissioners and Division Directors with major issues for 1989
image pdf (Courtesy of David S. Ruder)
December 19, 1988
Letter to U.S. Senator Donald Riegle from Leland Swenson, National Farmers Union on impact of mergers
image pdf (Courtesy of National Archives and Records Administration)
December 20, 1988
Memo to all SEC Regional Administrators from Sarah Ackerson, Division of Market Regulation on penny stock manipulation data and meetings
image pdf (Courtesy of David S. Ruder)
December 21, 1988
Letter from U.S. Representatives Norman Lent and Matthew Rinaldo to SEC Chairman David Ruder on disclosure of municipal securities offerings
image pdf (Anonymous)
December 22, 1988
Letter to Steven Harris from Harvey Pitt with analysis of and introduction to insider trading legislation
image pdf (Courtesy of National Archives and Records Administration)
December 23, 1988
Protest to U.S. Senator James McClure from Thora Erickson on buyouts and mergers
transcript pdf (Courtesy of National Archives and Records Administration)
December 30, 1988
Letter to Senate Banking Committee staff from Thomas Ricketts, Standard Federal Bank with earlier warnings on savings and loan regulation
image pdf (Courtesy of National Archives and Records Administration)
1989
Derivatives: The Ultimate Freudian Slip-up - Address by Eugene H. Rotberg
image pdf (Courtesy of Eugene H. Rotberg)
January 1989
Information on savings and loan associations for Meet the Press appearance
image pdf (Courtesy of National Archives and Records Administration)
1989
NASD Annual Report
image pdf (Courtesy FINRA)
1989
NASD Notices to Members

(Courtesy of FINRA)

January 1989
NASD Regulatory and Compliance Alert
image pdf (Courtesy FINRA)
1989
National Securities Clearing Corporation Annual Report
image pdf (Courtesy of and made possible through the support of The Depository Trust & Clearing Corporation)
1989
The Depository Trust Company Annual Report
image pdf (Courtesy of and made possible through the support of The Depository Trust & Clearing Corporation)
January 4, 1989
Invitation to Christine Bender, California Commissioner of Corporations from Irving Einhorn, SEC Regional Administrator to attend meeting on penny stock fraud
image pdf (Courtesy of David S. Ruder)
January 4, 1989
Recommendation to Treasury Secretary Nicholas Brady from U.S. Senator Donald Riegle to appoint Harvey Pitt as SEC Chairman
image pdf (Courtesy of National Archives and Records Administration)
January 6, 1989
Request to SEC Chairman David Ruder from U.S. Senators Donald Riegle and Jake Garn for leveraged buyouts analysis
image pdf (Courtesy of National Archives and Records Administration)
January 9, 1989
Letter to U.S. Senator Donald Riegle from Fredric Colby opposing leveraged buyouts
image pdf (Courtesy of National Archives and Records Administration)
January 10, 1989
Private Sector's Accounting Standards: The SEC's Oversight Role - Remarks of SEC Chairman David S. Ruder before the AICPA Sixteenth National Conference on Current SEC Developments
image pdf (Government Records)
January 16, 1989
Letter to President-Elect George Bush from Bishop Ernest Unterkoefler recommending self-insurance for savings and loan depositors
image pdf (Courtesy of George Bush Presidential Library and Museum)
January 16, 1989
Protest to U.S. Senator Donald Riegle from Wallace Notley and John Banister on leveraged buyouts
transcript pdf (Courtesy of National Archives and Records Administration)
January 17, 1989
Letter to U.S. Senator Donald Riegle from SEC Chairman David Ruder with SEC self-funding study
image pdf (Courtesy of David S. Ruder)
January 18, 1989
U.S. Department of Justice District of Utah Press Release on penny stock fraud indictments
transcript pdf (Courtesy of David S. Ruder)
January 24, 1989
Letter to Thomas Curnin and Peter Fleming from Rudolph Giuliani on Drexel Burnham Lambert
transcript pdf (Courtesy of David S. Ruder)
January 24, 1989
Memo to U.S. Senator Donald Riegle from Bill Cox, Library of Congress on FLSIC
image pdf (Courtesy of National Archives and Records Administration)
January 24, 1989
SEC v. Drexel Burnham Lambert, Inc. - Final Judgment of Permanent Injunction and Other Relief
image pdf (Courtesy of David S. Ruder)
January 27, 1989
The Savings & Loan Reporter: Congress May Look at $60-$77 Billion FSLIC Borrowing
image pdf (Courtesy of National Archives and Records Administration)
January 30, 1989
Briefing memo to Senate Banking Committee staff from Kevin Gottlieb
image pdf (Courtesy of National Archives and Records Administration)
January 1989
Report to White House on vacancies at independent agencies
transcript pdf (Courtesy of George Bush Presidential Library and Museum)
January 31, 1989
Statement of Andrew Carron before Senate Banking Committee on savings and loan industry
image pdf (Courtesy of National Archives and Records Administration)
February 1989
Statement by Treasury Secretary Nicholas Brady on the President's savings and loan reform program
image pdf (Courtesy of National Archives and Records Administration)
February 1989
Summary of the Nader Report on S&L Crisis
image pdf (Courtesy of National Archives and Records Administration)
February 3, 1989
Letter to U.S. Representative John Dingell from SEC Chairman David Ruder on penny stock fraud enforcement
image pdf (Courtesy of David S. Ruder)
February 6, 1989
Fact Sheet - The President's Reform Plan for the Savings and Loan Industry
image pdf (Courtesy of George Bush Presidential Library and Museum)
February 10, 1989
Letter from Michael Bradfield, General Counsel, Federal Reserve System to Gary Lynch, SEC Division of Enforcement on Farley, Inc. tender offer for shares of West Point-Pepperell, Inc.
image pdf (Anonymous)
February 17, 1989
Letter from Gary Lynch, SEC Division of Enforcement to U.S. Representative Matthew Rinaldo on West Point-Pepperell, Inc.
image pdf (Anonymous)
February 17, 1989
PaineWebber - Federal Reserve Cuts Heart Out of Glass-Steagall
image pdf (Courtesy of National Archives and Records Administration)
February 21, 1989
Statement of Philip B. Chenok, AICPA before House Committee on Banking, Finance and Urban Affairs
image pdf (JT Ball Collection, University of Mississippi)
February 21, 1989
The Need to Improve Auditing in the Savings and Loan Industry - Statement of Frederick D. Wolf, U.S. General Accounting Office before House Committee on Banking, Finance and Urban Affairs
image pdf (JT Ball Collection, University of Mississippi)
February 23, 1989
Letter to Kevin Gottlieb, Senate Banking Committee from Edmond Shanahan, Bell Federal Savings
image pdf (Courtesy of National Archives and Records Administration)
February 27, 1989
Letter from Robert J. Casey to John A. Meyers, Editor in Chief, Constitution
image pdf (Harry A. Blackmun Papers, courtesy Library of Congress)
February 28, 1989
Letter from Austin George and John L. Watson III, Security Traders Association to Jonathan Katz, SEC on proposed Rule 144A
image pdf (Anonymous)
February 28, 1989
Letter to U.S. Senator Donald Riegle from Thomas Spiegel, Columbia Savings and Loan Association
image pdf (Courtesy of National Archives and Records Administration)
February 28, 1989
Proposed questions for M. Danny Wall, Senate Banking Committee on FSLIC
image pdf (Courtesy of National Archives and Records Administration)
March 2, 1989
Information to U.S. Senator Donald Riegle from SEC Chairman David Ruder on leveraged buyouts
image pdf (Courtesy of National Archives and Records Administration)
March 2, 1989
Memo to SEC Chairman Ruder from Nina Gross on March 3rd visit with U.S. Senator Christopher Dodd
image pdf (Courtesy of David S. Ruder)
March 9, 1989
Memo to Mary Ann Gadziala from David Karnes on technical amendments to Financial Institutions Reform, Recovery and Enforcement Act of 1989
transcript pdf (Courtesy of National Archives and Records Administration)
March 15, 1989
Letter to U.S. Senator Donald Riegle from Doug Lowenstein, Alliance for Capital Access on GAO study of high yield bonds
image pdf (Courtesy of National Archives and Records Administration)
March 15, 1989
Memo to President Bush from Richard Breeden on savings and loan deposit outflows
image pdf (Courtesy of George Bush Presidential Library and Museum)
March 20, 1989
Letter from U.S. Representative John Dingell to SEC Chairman David Ruder on Washington Public Power Supply System (WPPSS) bond offer
transcript pdf (Anonymous)
March 22, 1989
Public Securities Association Memo: Provisions of S.413 and H.R. 1278 That Would Discourage the Extension of Credit to the Thrift Industry
image pdf (Courtesy of National Archives and Records Administration)
March 28, 1989
Reply to Bishop Ernest Unterkoefler from Richard Breeden
image pdf (Courtesy of George Bush Presidential Library and Museum)
March 28, 1989
Request to Amy Schwartz from Richard Breeden for recusal letter
image pdf (Courtesy of George Bush Presidential Library and Museum)
April 1989
Strategy memo for U.S. Senator Donald Riegle on S.774: Financial Institutions Reform, Recovery and Enforcement Act of 1989
transcript pdf (Courtesy of National Archives and Records Administration)
April 6, 1989
Statement of SEC Chairman David Ruder to U.S. Senate Subcommittee of the Committee on Appropriations on SEC 1990 budget
image pdf (Courtesy of David S. Ruder)
April 12, 1989
Letter by Jess Fardella to Judge Morris Lasker on motion of Ivan Boesky to reduce sentence
image pdf (Courtesy of the National Archives and Records Administration)
April 12, 1989
United States of America v. Ivan Boesky - Sealing order
image pdf (Courtesy of the National Archives and Records Administration)
April 13, 1989
Letter from Leon Silverman to Judge Morris Lasker correcting date of Ivan Boesky's supplemental memorandum
image pdf (Courtesy of the National Archives and Records Administration)
April 13, 1989
SEC Litigation Release: SEC v. Drexel Burnham Lambert
image pdf (Courtesy of David S. Ruder)
April 13, 1989
United States of America v. Ivan Boesky - Defendant's supplemental memorandum of law in support of motion for reduction of sentence
image pdf (Courtesy of the National Archives and Records Administration)
April 18, 1989
Oral Statement of SEC Chairman David Ruder before the U.S. Senate Committee on Securities concerning SEC's authorization request for fiscal years 1990-92
image pdf (Courtesy of David S. Ruder)
April 27, 1989
United States of America v. Ivan Boesky - Denial of motion of Ivan Boesky
image pdf (Courtesy of the National Archives and Records Administration)
April 28, 1989
Letter to U.S. Representative Morris Udall from Mary E.T. Beach, SEC in response to Melvin Mirkin
transcript pdf (Courtesy National Archives and Records Administration)
April 1989
Reply to Michael Jaski, Federal Home Loan Bank from Richard Breeden on reorganization of federal agencies
image pdf (Courtesy of George Bush Presidential Library and Museum)
May 1, 1989
Letter to SEC Chairman David Ruder from U.S. Representative Barney Frank regarding proposed legislation on former federal officers post-employment restrictions
image pdf (Courtesy of David S. Ruder)
May 4, 1989
Triggering the 1987 Stock-Market Crash: Antitakeover Provisions in the Proposed House Ways and Means Bill? - A Study by Mark L. Mitchell and Jeffrey M. Netter, SEC Office of Economic Analysis
transcript pdf (Courtesy of David S. Ruder)
May 5, 1989
Letter to SEC Chairman David Ruder from U.S. Representative Edward Markey on John Shad serving as Drexel Burnham Lambert Group Chairman
image pdf (Courtesy of David S. Ruder)
May 5, 1989
Petition to Jean Webb, Commodity Futures Trading Commission from Alger Chapman, Chicago Board Options Exchange for commodity option rulemaking
image pdf (Courtesy of David S. Ruder)
May 5, 1989
Reply to J. Christopher Thomas from Richard Breeden on savings and loan crisis
image pdf (Courtesy of George Bush Presidential Library and Museum)
May 9, 1989
Memo to Richard Breeden from Amy Schwartz with draft recusal
image pdf (Courtesy of George Bush Presidential Library and Museum)
May 11, 1989
SEC Disclosure Issues: Breaking New Ground - Remarks to SEC Chairman David Ruder to National Association of Corporate Treasurers Annual Meeting
image pdf (Courtesy of David S. Ruder)
May 12, 1989
Weekly update to President Bush from Secretary of the Treasury Nicholas Brady
image pdf (Courtesy of George Bush Presidential Library and Museum)
May 16, 1989
Reply to U.S. Representative Edward Markey from Daniel Goelzer, SEC General Counsel on John Shad serving as Drexel Burham Lambert Group Chairman
image pdf (Courtesy of David S. Ruder)
May 16, 1989
Response to U.S. Representative Barney Frank from SEC Chairman David Ruder on proposed amendments to Ethics in Government Act
image pdf (Courtesy of David S. Ruder)
May 16, 1989
Response to U.S. Senators Patrick Leahy and Richard Lugar from Wendy Gramm, Commodity Futures Trading Commission on exchange proposals to trade index participations
image pdf (Courtesy of David S. Ruder)
May 17, 1989
Memo to SEC Chairman Ruder from Edmund Coulson with May 5th letter from American Institute of Certified Public Accountants proposing symposium on financial reporting and standard setting
image pdf (Courtesy of David S. Ruder)
May 18, 1989
Summary of testimony of John J. Phelan, Jr., New York Stock Exchange to U.S. Senate Securities Subcommittee
transcript pdf (Courtesy of David S. Ruder)
June 1989
Offer to Senator Garn on FSLIC bill
image pdf (Courtesy of National Archives and Records Administration)
June 14, 1989
Response to Philip Chenok, American Institute of Certified Public Accountants from SEC Chairman David Ruder approving symposium on financial reporting and standard setting
image pdf (Courtesy of David S. Ruder)
June 14, 1989
Statement of SEC Chairman David Ruder at U.S. Senate hearings on globalization of securities markets
image pdf (Courtesy of David S. Ruder)
June 20, 1989
Letter from SEC Chairman David Ruder to U.S. Representative John Dingell on Washington Public Power Supply System (WPPSS) bond offer
transcript pdf (Anonymous)
June 22, 1989
Memo to John Sununu from Richard Breeden with qualifications for consideration as SEC Chairman
image pdf (Courtesy of George Bush Presidential Library and Museum)
June 26, 1989
Responsibility and Regulation in the Savings and Loan Industry - Address of SEC Commissioner Joseph Grundfest to U.S. League of Savings Institutions
image pdf (Courtesy of David S. Ruder)
June 27, 1989
Letter from U.S. Representative John Dingell to Comptroller of the Currency Charles Bowsher on aftermath of October 1987 market break
transcript pdf (Anonymous)
June 29, 1989
Acknowledgement to Richard Carnell from U.S. Senator Birch Bayh of savings and loan association meeting
image pdf (Courtesy of National Archives and Records Administration)
July 1989
NASD Regulatory and Compliance Alert
image pdf (Courtesy FINRA)

1501 to 1600 of 1652 records

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