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Papers

501 to 600 of 1652 records

Page:
May 2, 1983
Final draft - Memo of position on regulation of market participants
image pdf (Courtesy of David B.H. Martin)
May 2, 1983
Letter to Vice President George Bush from H. Richard Farr, Farr Feeders on proposal to consolidate SEC and CFTC
image pdf (Courtesy of George Bush Presidential Library and Museum)
May 3, 1983
SEC Advisory Committee on Tender Offers roster and agenda of issues
image pdf (Courtesy of David B.H. Martin)
May 4, 1983
Letter to C. Boyden Gray from SEC Chairman John Shad with SEC 1982 Annual Report
image pdf (Courtesy of George Bush Presidential Library and Museum)
May 4, 1983
Letter to Vice President George Bush from the American Soybean Association, National Association of Wheat Growers, National Cattlemen's Association, National Cotton Council of America and National Pork Producers on proposal to consolidate SEC and CFTC
image pdf (Courtesy of George Bush Presidential Library and Museum)
May 6, 1983
Memo to members of SEC Advisory Committee on Tender Offers from Robert Greenhill and Joseph Flom, with preliminary report of Subcommittees on Regulation of Acquisition of Control and on Regulation of Opposition to Control
image pdf (Courtesy of David B.H. Martin)
May 6-7, 1983
The FASB After Ten Years: An Inside View - Paper by Donald J. Kirk for the Arthur Young Professors Roundtable
image pdf (JT Ball Collection, University of Mississippi)
May 9, 1983
Joint Letter from Attorneys to James A. Baker III endorsing the re-appointment of John R. Evans to the SEC Commission
image pdf (Courtesy of the estate of John R. Evans; made possible through a gift from Quinton F. Seamons)
May 9, 1983
Memo to SEC Advisory Committee on Tender Offers from David Martin on meeting with representatives of reorganization departments
image pdf (Courtesy of David B.H. Martin)
May 9, 1983
Preliminary report of Subcommittee Dealing with Interrelationships of Various Regulatory Schemes
image pdf (Courtesy of David B.H. Martin)
May 10, 1983
Letter from Daniel J. McCauley, Jr. to President Reagan in support of the re-appointment of John R. Evans to the SEC Commission
transcript pdf (Courtesy of the estate of John R. Evans; made possible through a gift from Quinton F. Seamons)
May 11, 1983
Memo to SEC Advisory Committee on Tender Offers from Alan Gruber with comments on preliminary report of joint subcommittees
image pdf (Courtesy of David B.H. Martin)
May 16, 1983
Letter to George Fitzsimmons, SEC from James Buck, New York Stock Exchange with comments on proposed amendments on disclosure of management remuneration
transcript pdf (All worldwide intellectual property rights including without limitation moral rights vest in NYSE Euronext and/or its affiliates.)
May 16, 1983
Memo to members of SEC Advisory Committee on Tender Offers from Martin Lipton
image pdf (Courtesy of David B.H. Martin)
May 17, 1983
Acknowledgement to SEC Chairman John Shad from Richard Breeden on receipt of SEC Annual Report
image pdf (Courtesy of George Bush Presidential Library and Museum)
May 18, 1983
Reply to H. Richard Farr from Richard Breeden
image pdf (Courtesy of George Bush Presidential Library and Museum)
May 18, 1983
Reply to John Baize, American Soybean Association from Richard Breeden
image pdf (Courtesy of George Bush Presidential Library and Museum)
May 18, 1983
Reply to Professor Wayne Marr from Richard Breeden
image pdf (Courtesy of George Bush Presidential Library and Museum)
May 23, 1983
SEC Release: Proposed rule change by Pacific Securities Depository Trust Company
image pdf (Courtesy of Stuart Kaswell)
May 24, 1983
Letter from Senator Orrin Hatch to John Herrington, Director, Presidential Personnel, in support of the re-appointment of John R. Evans to the SEC Commission
transcript pdf (Courtesy of the estate of John R. Evans; made possible through a gift from Quinton F. Seamons)
May 29, 1983
Memorandum from Dave Van Zandt to Justice Harrry Blackmun on Justice Lewis Powell's majority draft in Dirks v. SEC
image pdf (Harry A. Blackmun Papers, courtesy Library of Congress)
May 31, 1983
Letter to Irwin Schneiderman from Frank Easterbrook with draft final report from Subcommittee on Relationships with Other Systems of Regulation
image pdf (Courtesy of David B.H. Martin)
May 31, 1983
Memo to members of SEC Advisory Committee on Tender Offers from Frank Easterbrook on acquisition of control and opposition to acquisition
image pdf (Courtesy of David B.H. Martin)
June 1, 1983
Memo to Linda Quinn from Douglas Scarff on report of Tender Offers subcommittee on regulation of market participants
image pdf (Courtesy of David B.H. Martin)
June 1983
Questions from Justice Harry Blackmun in Dirks v. SEC
image pdf (Harry A. Blackmun Papers, courtesy Library of Congress)
June 2, 1983
"Insider Trading and the Duty Analysis after Chiarella," Remarks by SEC Commissioner James C. Treadway, Jr. to ALA-ABA Securities Litigation Program
image pdf (Courtesy of the estate of John R. Evans; made possible through a gift from Quinton F. Seamons)
June 2, 1983
Remarks by Orestes Mihaly, Chairman, North American Securities Administrators Association Tender Offer Committee, before the SEC Advisory Panel on Takeovers
image pdf (Courtesy of Orestes Mihaly)
June 3, 1983
"Financial Frauds and Related Party Transactions - the SEC Response," by Theodore A. Levine, Frederick Wade, James B. Bragg and Thomas A. Ferrigno

(Courtesy of the estate of John R. Evans; made possible through a gift from Quinton F. Seamons)

June 3, 1983
Memo to SEC Advisory Committee on Tender Offers from Irwin Schneiderman on North American Securities Administrators Association cooperation
image pdf (Courtesy of David B.H. Martin)
June 6, 1983
Comments from Alan Gruber to members of the SEC Advisory Committee on Tender Offers
image pdf (Courtesy of David B.H. Martin)
June 7, 1983
Memo to Lee Spencer and John Huber with outline for revisions of Rule 14a-8
image pdf (Courtesy of John Huber)
June 9, 1983
"Developments in the Regulation of Accounting and Financial Disclosure under the Federal Securities Acts," Address by SEC Commissioner John R. Evans to the Conference on New Trends in Accounting and Financial Reporting, Machinery and Allied Products Instit
image pdf (Courtesy of the estate of John R. Evans; made possible through a gift from Quinton F. Seamons)
June 9, 1983
Letter from A.A. Sommer, Jr. to SEC Commissioner John R. Evans supporting Mr. Evans' re-appointment to the SEC Commission
image pdf (Courtesy of the estate of John R. Evans; made possible through a gift from Quinton F. Seamons)
June 9-10, 1983
The Role of the SEC: Past and Future - Address by A. Clarence Sampson, SEC Chief Accountant, as part of "A Decade of Setting Financial Reporting Standards," New York University
transcript pdf (Courtesy of the estate of John R. Evans; made possible through a gift from Quinton F. Seamons)
June 10, 1983
Invitation from Justice Sandra Day O'Connor to Justice Lewis Powell to join in opinion in Dirks v. SEC
image pdf (Thurgood Marshall Papers, courtesy Library of Congress)
June 10, 1983
SEC Advisory Committee on Tender Offers meeting agenda, issues and recommendations
image pdf (Courtesy of David B.H. Martin)
June 11, 1983
Comment to SEC Advisory Committee on Tender Offers from Edward L. Hennessy, Jr. on advisory vote recommendations
image pdf (Courtesy of David B.H. Martin)
June 15, 1983
Memo to SEC Advisory Committee on Tender Offers from Linda Quinn on recommendations concerning timing provisions, with notes from Martin Lipton
image pdf (Courtesy of David B.H. Martin)
June 17, 1983
Acknowledgement to SEC Commissioner Bevis Longstreth from Richard Breeden
image pdf (Courtesy of George Bush Presidential Library and Museum)
June 17, 1983
Draft report to Task Group on Regulation of Financial Services from William Poole
image pdf (Courtesy of the Ronald Reagan Library)
June 17, 1983
Letter to Neal Soss, Federal Reserve from Richard Breeden on NASD simplification of list of margin eligible stocks
image pdf (Courtesy of George Bush Presidential Library and Museum)
June 23, 1983
"Shareholder Proposal Rule," Remarks by SEC Commissioner James C. Treadway, Jr. to the Edison Electric Institute Seminar on Current SEC Developments
image pdf (Courtesy of the estate of John R. Evans; made possible through a gift from Quinton F. Seamons)
June 27, 1983
Memorandum from Dave Van Zandt to Justice Harry Blackmun on Justice Lewis Powell's response to dissent in Dirks v. SEC
image pdf (Harry A. Blackmun Papers, courtesy Library of Congress)
June 27, 1983
SEC Office of the Chief Accountant Alumni Meeting
image pdf (Courtesy of the estate of John R. Evans; made possible through a gift from Quinton F. Seamons)
June 28, 1983
"Glass-Steagall - Who Should Decide?," Address by SEC Commissioner John R. Evans to the Executive Committees of Bank Investments and Funds Management Divisions, American Bankers Association
image pdf (Courtesy of the estate of John R. Evans; made possible through a gift from Quinton F. Seamons)
June 28, 1983
Letter from Justice Harry Blackmun to Justice Lewis Powell on dissent in Dirks v. SEC
image pdf (Thurgood Marshall Papers, courtesy Library of Congress)
June 28, 1983
Letter to President Reagan from U.S. Senators Jake Garn, Alfonse D'Amato, William Proxmire and Paul Sarbanes in support of nomination of Charles L. (Lindy) Marinaccio as SEC Commissioner
image pdf (Courtesy of the Ronald Reagan Presidential Library)
June 28, 1983
Memorandum from Dave Van Zandt to Justice Harry Blackmun on Dirks v. SEC
image pdf (Harry A. Blackmun Papers, courtesy Library of Congress)
June 29, 1983
Memo to SEC Advisory Committee on Tender Offers from Bruce Wasserstein on recommendations concerning timing provisions
image pdf (Courtesy of David B.H. Martin)
June 29, 1983
Reply to Keith McGarrahan, Preston Securities from William Taylor, Federal Reserve on margin regulations for over-the-counter securities
image pdf (Courtesy of George Bush Presidential Library and Museum)
June 30, 1983
Letter to Scott Bernstein from Peter Romeo with summary of Section 4(5) of 1933 Act
image pdf (Courtesy of David B.H. Martin)
July 1, 1983
Letter to SEC Chairman John Shad from Royal Little on seminar on corporate takeovers
image pdf (Courtesy of David B.H. Martin)
July 1983
Pierson Ball & Dowd client memorandum on Financial Institutions Deregulation Act of 1983 (FIDA)
transcript pdf (Mickey Edwards Papers, courtesy of the Carl Albert Congressional Research and Studies Center, University of Oklahoma, Norman, Oklahoma)
July 1, 1983
Supreme Court of the United States: Raymond L. Dirks v. SEC on Writ of Certiorari to the U.S. Court of Appeals
image pdf (Courtesy of the Library of Congress)
July 5, 1983
Protest to Paul Volcker, Federal Reserve from Keith McGarrahan
image pdf (Courtesy of George Bush Presidential Library and Museum)
July 8, 1983
Letter from Victor Brudney, Harvard Law School to Justice Harry Blackmun on decision in Dirks v. SEC
image pdf (Harry A. Blackmun Papers, courtesy Library of Congress)
July 8, 1983
SEC Advisory Committee on Tender Offers - Report of Recommendations
image pdf (Courtesy of FINRA)
July 10, 1983
Letter from Joel Seligman to SEC Commissioner John R. Evans on Mr. Evans' retirement from the SEC Commission
image pdf (Courtesy of the estate of John R. Evans; made possible through a gift from Quinton F. Seamons)
July 11, 1983
Memo to John Herrington from Nancy Kennedy on upcoming non-Republican vacancy at SEC and nomination of Charles (Lindy) Marinaccio
image pdf (Courtesy of the Ronald Reagan Presidential Library)
July 12, 1983
Statement of John M. Fedders, Director, SEC Division of Enforcement, before the Subcommittee on International Economic Policy and Trade Committee on Foreign Affairs, U.S. House of Representatives, on H.R. 2157, the Foreign Trade Practices Act of 1983
transcript pdf (Courtesy of the estate of John R. Evans; made possible through a gift from Quinton F. Seamons)
July 14, 1983
New York State Attorney General Release on arrest of Florida gold dealers
transcript pdf (Courtesy of Orestes Mihaly)
July 15, 1983
Letter to Vice President George Bush from SEC Chairman John Shad with report of SEC Advisory Committee on Tender Offers
image pdf (Courtesy of George Bush Presidential Library and Museum)
July 19, 1983
Reply letter from Justice Harry Blackmun to Victor Brudney
transcript pdf (Harry A. Blackmun Papers, courtesy Library of Congress)
July 22, 1983
Notice from National Securities Clearing Corporation on post-trade processing following AT&T divestiture
transcript pdf (Courtesy of Stuart J. Kaswell)
July 25, 1983
Memo for Ken Duberstein from Chris Hicks on process for considering Charles (Lindy) Marinaccio for SEC Commission
image pdf (Courtesy of the Ronald Reagan Presidential Library)
July 27, 1983
Summary of Statement of John S.R. Shad, SEC Chairman, before the House Judiciary Subcommittee on Administrative Law and Governmental Relations, on H.R.2327
image pdf (Courtesy of the estate of John R. Evans; made possible through a gift from Quinton F. Seamons)
July 28, 1983
Letter to President Reagan from SEC Commissioner Barbara Thomas with recommendations for successor
image pdf (Courtesy of the Ronald Reagan Presidential Library)
July 28, 1983
Letter to Richard Breeden from Sam Scott Miller, Paine Webber, Inc. on proposed changes to regulation of mutual funds
transcript pdf (Courtesy of George Bush Presidential Library and Museum)
August 2, 1983
Letter to Richard Breeden from Rodney McWhinney, Waddell & Reed on amendments to Investment Company Act of 1940
image pdf (Courtesy of George Bush Presidential Library and Museum)
August 3, 1983
Comments to Task Group on Regulation of Financial Services from Securities Industry Association
image pdf (Courtesy of George Bush Presidential Library and Museum)
August 3, 1983
Letter from Harry Pollack to Commissioner John R. Evans
image pdf (Courtesy of the estate of John R. Evans; made possible through a gift from Quinton F. Seamons)
August 3, 1983
Letter to Richard Breeden from Russell Stevenson, SEC on review of proposed amendment of Section 313 of Trust Indenture Act of 1939
image pdf (Courtesy of George Bush Presidential Library and Museum)
August 5, 1983
Letter to Richard Breeden from Richard Reilly, Fidelity Management & Research Company on amendments to regulation of mutual funds
transcript pdf (Courtesy of George Bush Presidential Library and Museum)
August 5, 1983
Letter to SEC Chairman John Shad from C. Raymond Marvin, NASD on consideration of amendments to Williams Act
image pdf (Courtesy of David B.H. Martin)
August 8, 1983
Letter to Richard Breeden from Russell Stevenson, SEC on draft proposals for changes to Investment Company Act of 1940
image pdf (Courtesy of George Bush Presidential Library and Museum)
August 8, 1983
Letter to Richard Breeden from SEC Chairman John Shad with review of Securities Industry Association recommendations
image pdf (Courtesy of George Bush Presidential Library and Museum)
August 8, 1983
Letter to SEC Chairman John Shad from Richard Breeden with Securities Industry Association comment letter
image pdf (Courtesy of George Bush Presidential Library and Museum)
August 8, 1983
Memo to Russell Stevenson from Kathryn McGrath, Division of Investment Management with amendments to Investment Company Act of 1940
image pdf (Courtesy of George Bush Presidential Library and Museum)
August 9, 1983
Letter to SEC Chairman John Shad from Simon Lorne, Munger Tolles & Rickershauser on report of recommendations from SEC Advisory Committee on Tender Offers
image pdf (Courtesy of David B.H. Martin)
August 12, 1983
Note to SEC Chairman John Shad from Richard Breeden with comment letters on reform of Investment Company Act
image pdf (Courtesy of George Bush Presidential Library and Museum)
August 19, 1983
Memo to Daniel Goelzer from SEC Chairman John Shad on Securities Industry Association recommendations to Task Group on Regulation of Financial Services
image pdf (Courtesy of George Bush Presidential Library and Museum)
August 29, 1983
Letter to U.S. Representative Mickey Edwards from Sam Munhollon with concerns on Financial Institutions Deregulation Act of 1983
image pdf (Mickey Edwards Papers, courtesy of the Carl Albert Congressional Research and Studies Center, University of Oklahoma, Norman, Oklahoma)
August 31, 1982
Memorandum of Understanding - U.S. Securities and Exchange Commission and the Government of Switzerland
image pdf (Government Records)
September 7, 1983
Depository Trust Company memorandum on AT&T divestiture
image pdf (Courtesy of Stuart Kaswell)
September 7, 1983
Memo to Daniel Goelzer from Alan Rosenblat and Gerald Laporte on Securities Industry Association recommendations to Task Group on Regulation of Financial Services
image pdf (Courtesy of George Bush Presidential Library and Museum)
September 7, 1983
Memo to Daniel Goelzer from Russell Stevenson and Anne Chafer on abitration and litigation to resolve disputes between broker-dealers and customers
image pdf (Courtesy of George Bush Presidential Library and Museum)
September 7, 1983
Memo to SEC Chairman John Shad from Daniel Goelzer on Securities Industry Association recommendations to Task Group on Regulation of Financial Services
image pdf (Courtesy of George Bush Presidential Library and Museum)
September 15, 1983
Congratulatory letter from Francis Wheat to John Huber on appointment as Director, SEC Division of Corporation Finance
image pdf (Courtesy of John Huber)
September 16, 1983
Congratulatory letter from Ralph Ferrara to John Huber on appointment as Director, SEC Division of Corporation Finance
image pdf (Courtesy of John Huber)
September 21, 1983
"Federal Preemption of State Blue Sky Laws," Panel Presentation by SEC Commissioner John R. Evans to the 66th Annual Fall Conference, North American Securities Administrators Association
image pdf (Courtesy of the estate of John R. Evans; made possible through a gift from Quinton F. Seamons)
September 21, 1983
Memo from Robert McConnell on John Dingell request for closing memoranda in Foreign Corrupt Practices Act cases
image pdf (Courtesy of the Ronald Reagan Library)
September 23, 1983
Congratulatory letter from Edward Herlihy to John Huber on appointment as Director, SEC Division of Corporation Finance
image pdf (Courtesy of John Huber)
September 28, 1983
Letter from Richard Clemens to John Huber on proposed reorganization of Talman Home Federal Savings and Loan Association of Illinois
image pdf (Courtesy of John Huber)
September 28, 1983
Memo to Charles Kolb from Kenneth Fogash on SEC contingency plan on expiration of appropriations
transcript pdf (Courtesy of George Bush Presidential Library and Museum)
September 28, 1983
SEC contingency plan on expiration of appropriations: sample memo if expiration at midnight
transcript pdf (Courtesy of George Bush Presidential Library and Museum)
September 28, 1983
SEC contingency plan on expiration of appropriations: sample memo if expiration on Friday or Saturday
transcript pdf (Courtesy of George Bush Presidential Library and Museum)
September 28, 1983
SEC contingency plan on expiration of appropriations: sample memo to division directors, office heads and regional administrators
transcript pdf (Courtesy of George Bush Presidential Library and Museum)
September 28, 1983
SEC contingency plan on expiration of appropriations: sample memo to staff of Commission operations
transcript pdf (Courtesy of George Bush Presidential Library and Museum)
September 28, 1983
SEC contingency plan on expiration of appropriations: sample notification to employees not required to report
transcript pdf (Courtesy of George Bush Presidential Library and Museum)
September 28, 1983
SEC contingency plan on expiration of appropriations: sample notification to employees required to report
transcript pdf (Courtesy of George Bush Presidential Library and Museum)

501 to 600 of 1652 records

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