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1401 to 1500 of 1652 records

Page:
May 14, 1988
Market and Regulatory Reform for the Securities Industry: Will Wall Street, La Salle Street or Washington Prevail?
transcript pdf (Courtesy of National Archives and Records Administration)
May 16, 1988
Appeal from U.S. Senator William Proxmire to colleagues for support of Tender Offer Disclosure and Fairness Act
transcript pdf (Courtesy of National Archives and Records Administration)
May 16, 1988
Statement to the President by SEC Chairman Ruder on interim report of the working group on financial markets
image pdf (Courtesy of David S. Ruder)
May 18, 1988
SIA Media Release: SIA Directors Criticize Gould Study as "Missing Mark and Deficient"
transcript pdf (Courtesy of an anonymous donor)
May 19, 1988
Letter from U.S. Representative John D. Dingell to SEC Chairman David S. Ruder on one share/one vote rule
image pdf (Anonymous)
May 19, 1988
Letter to U.S. Senator Donald Riegle from D. Eric Dawe in favor of derivatives regulation
image pdf (Courtesy of National Archives and Records Administration)
May 19, 1988
State of the Thrift Industry: Presentation of William Ferguson to Senate Banking Committee
image pdf (Courtesy of National Archives and Records Administration)
May 19, 1988
The Challenges of Internationalization of the Securities Markets - Remarks of SEC Chairman David Ruder before World Affairs Council of Philadelphia
image pdf (Courtesy of David S. Ruder)
May 23, 1988
Letter to U.S. Senator Howard Metzenbaum from U.S. Senator William Proxmire with concerns on civil RICO remedies
transcript pdf (Courtesy of National Archives and Records Administration)
May 24, 1988
Draft Recommendation: The Federal Reserve Board's Handling of Applications under the Bank Holding Company Act
image pdf (Courtesy of National Archives and Records Administration)
May 24, 1988
Memo to Senate Banking Committee from Rob Johnson on margin authority
image pdf (Courtesy of National Archives and Records Administration)
May 25, 1988
Letter from James Abdnor, U.S. Small Business Administration to U.S. Representative Norman Lent on Corporation for Small Business Investment (COSBI) Charter Act
image pdf (Anonymous)
May 31, 1988
Letter to Federal Reserve Chairman Alan Greenspan from U.S. Senators William Proxmire and Donald Riegle with concerns on capital formation process
transcript pdf (Courtesy of National Archives and Records Administration)
May 31, 1988
Responses to U.S. Senator William Proxmire from SEC Chairman David Ruder on October market break
image pdf (Courtesy of David S. Ruder)
June 1, 1988
Letter to Jonathan Katz, SEC from Jean Webb, Commodity Futures Trading Commission with comments on proposed American Stock Exchange rule changes
image pdf (Courtesy of David S. Ruder)
June 1988
NASD Regulatory and Compliance Alert
image pdf (Courtesy FINRA)
June 2, 1988
Recommendations to SEC Chief Accountant Edmund Coulson from Philip Chenok, American Institute of Certified Public Accountants concerning disclosure of changes in registrants certifying accountants
image pdf (Courtesy of David S. Ruder)
June 3, 1988
Letter from U.S. Representative John LaFalce to U.S. Representative John Dingell on Corporation for Small Business Investment (COSBI) Charter Act
image pdf (Anonymous)
June 6, 1988
Letter to SEC Secretary Jonathan Katz from James C. Miller III, Office of Management and Budget in opposition to uniform rule concerning shareholder voting rights
transcript pdf (Courtesy of David S. Ruder)
June 6, 1988
Memo to SEC Chairman Ruder from Edmund Coulson on direct filing by accountants
image pdf (Courtesy of David S. Ruder)
June 7, 1988
Letter to U.S. Senators urging support for employee protection in Tender Offer Disclosure and Fairness Act
image pdf (Courtesy of National Archives and Records Administration)
June 8, 1988
"Harmonization of Securities Regulation - Where Are We Heading?" - Remarks by SEC Commissioner Charles C. Cox to the Conference on Internationalization - Public Offerings in the United States Capital Market, sponsored by the Federation of Korean Industries
image pdf (Government Records)
June 9, 1988
Opening remarks on arbitration by Joan Hunt Smith
transcript pdf (Courtesy of an anonymous donor)
June 9, 1988
Written statement of Joan Hunt Smith testifying before the Subcommittee on Telecommunications and Finance in the matter of arbitration
transcript pdf (Courtesy of an anonymous donor)
June 14, 1988
Testimony of George Gould, Under Secretary for Finance on President's Working Group on Financial Markets
transcript pdf (Courtesy of David S. Ruder)
June 14, 1988
Testimony of Wendy Gramm, Commodity Futures Trading Commission before U.S. House Committee on Agriculture regarding working group on financial markets
image pdf (Courtesy of David S. Ruder)
June 15, 1988
House Republican Research Committee: Summary of Task Force Hearing on Financial Services Deregulation
image pdf (Mickey Edwards Papers, courtesy of the Carl Albert Congressional Research and Studies Center, University of Oklahoma, Norman, Oklahoma)
June 17, 1988
Washington Memo - National Council of Savings Institutions
image pdf (Courtesy of National Archives and Records Administration)
June 20, 1988
Letter from Wendy Gramm, Commodity Futures Trading Commission to U.S. Representative Joe Barton on proposed futures contract market in natural gas
image pdf (Anonymous)
June 20, 1988
Memo to Steven Harris from Leigh Snell on multiple trading of options
image pdf (Courtesy of National Archives and Records Administration)
June 20, 1988
Planning memo from Larry Horner, KPMG Peat Marwick on June 28th FASB dinner
image pdf (JT Ball Collection, University of Mississippi)
June 23, 1988
Letter to Vice President George Bush from SEC Chairman David Ruder with legislative provisions in response to October 1987 market break
image pdf (Courtesy of David S. Ruder)
June 23, 1988
Memo to Alice Rivlin from Gillian Garcia on savings and loan problem
transcript pdf (Courtesy of National Archives and Records Administration)
June 28, 1988
Corporate Issues - Remarks of SEC Chairman David Ruder to American Society of Corporate Secretaries
image pdf (Courtesy of David S. Ruder)
June 28, 1988
Letter to SEC Chairman David Ruder from U.S. Senator William Proxmire on Washington Public Power Supply System default
transcript pdf (Courtesy of National Archives and Records Administration)
June 29, 1988
Letter to U.S. Representative John Dingell from Larry Bergmann, SEC Division of Market Regulation on municipal call bonds
image pdf (Courtesy of National Archives and Records Administration)
June 29, 1988
Letter to U.S. Senator William Proxmire from SEC Chairman David Ruder on one share, one vote rule
image pdf (Courtesy of National Archives)
June 30, 1988
Memo from Dennis Beresford, Financial Accounting Standards Board on June 28th meeting with Big 8 managing partners
image pdf (JT Ball Collection, University of Mississippi)
July 1988
H.J., Inc. v. Northwestern Bell Telephone: Brief for the National Association of Manufacturers as Amicus Curiae
image pdf (Harvey L. Pitt SEC Brief Collection, courtesy of Fried Frank Harris Shriver & Jacobson LLP)
July 1, 1988
Memorandum of Understanding - U.S. Securities and Exchange Commission and Comissao de Valores Mobiliarios (Brazil)
image pdf (Government Records)
July 8, 1988
Letter to Jonathan Katz, SEC from Jean Webb, Commodity Futures Trading Commission with comments on proposed Chicago Board Options Exchange rule changes
image pdf (Courtesy of David S. Ruder)
July 8, 1988
Memo from Nina Gross with copy of letter to be sent to each SRO that administers an arbitration facility, pursuant to a 5-0 vote of the SEC Commission on July 7th
transcript pdf (Courtesy of an anonymous donor)
July 11, 1988
Statement of SEC Chairman David Ruder before U.S. House Subcommittee on Telecommunications and Finance concerning additional methods to deter and prosecute insider trading
image pdf (Courtesy of David S. Ruder)
July 12, 1988
Letter to U.S. Senator Donald Riegle from Harvey Pitt on fine-tuning of insider trading legislation
image pdf (Courtesy of National Archives and Records Administration)
July 13, 1988
Memo to Gregory Jones from C. Dean McGrath on SEC proposed legislation on shareholder communication rules
image pdf (Courtesy of the Ronald Reagan Library)
July 14, 1988
Follow-up to SEC Chairman David Ruder from U.S. Representative John Dingell on issues raised in testimony
image pdf (Courtesy of David S. Ruder)
July 14, 1988
Memo to SEC Chairman Ruder from Rusty Dillman on Felix Rohatyn testimony
image pdf (Courtesy of David S. Ruder)
July 14, 1988
Testimony of Felix Rohatyn, Lazard Freres & Co. before U.S. House Committee on Energy and Commerce on October market break
transcript pdf (Courtesy of David S. Ruder)
July 15, 1988
Letter from Eric Glitzenstein and Alan Morrison, Public Citizen Litigation Group to Richard Ketchum, SEC Division of Market Regulation concerning revision of arbitration rules
transcript pdf (Courtesy of an anonymous donor)
July 15, 1988
Speech by W.B. Willott to summer conference of National Security Traders Association
transcript pdf (Courtesy of an anonymous donor)
July 19, 1988
Inquiry to SEC Chairman David Ruder from U.S. Senator William Proxmire on pending investigations
transcript pdf (Courtesy of National Archives and Records Administration)
July 20, 1988
Would More Regulation Prevent Another Black Monday? - Remarks by SEC Commissioner Joseph Grundfest to CATO Institute Policy Forum
image pdf (Courtesy of David S. Ruder)
July 26, 1988
Memo to U.S. Senator William Proxmire and Ken McLean from Bart Naylor on dead thrift case studies
image pdf (Courtesy of National Archives and Records Administration)
July 27, 1988
In re Washington Public Power Supply System Securities Litigation - Deposition upon Oral Examination of Wallace L. Timmeny

(Courtesy of Washington State Archives)

July 28, 1988
In re Washington Public Power Supply System Securities Litigation - Deposition upon Oral Examination of Wallace L. Timmeny
image pdf (Courtesy of Washington State Archives)
August 3, 1988
Testimony of Jay Janis before the Senate Banking Committee on FSLIC
image pdf (Courtesy of National Archives and Records Administration)
August 3, 1988
Testimony of Richard Pratt before the Senate Banking Committee on FSLIC
image pdf (Courtesy of National Archives and Records Administration)
August 5, 1988
Nomination of Eric Summergrad for the Federal Bar Association's 1988 Younger Federal Lawyer Award
image pdf (Courtesy of the Summergrad Family)
August 11, 1988
Letter to Federal Reserve Chairman Alan Greenspan from U.S. Senator William Proxmire on Competitive Equality Banking Act of 1987
image pdf (Courtesy of National Archives and Records Administration)
August 16, 1988
Letter to U.S. Senator William Proxmire from SEC Chairman David Ruder with May 6, 1985 New York Stock Exchange memo on National Can Corp.
transcript pdf (Courtesy of David S. Ruder)
August 17, 1988
Reply to U.S. Senator William Proxmire from Federal Reserve Chairman Alan Greenspan
image pdf (Courtesy of National Archives and Records Administration)
August 19, 1988
Response to U.S. Representative John Dingell from George Kundahl with SEC budget data
image pdf (Courtesy of David S. Ruder)
August 19, 1988
The Savings & Loan Reporter: Wall Street Brokers Consider S&Ls Excellent Investments
image pdf (Courtesy of National Archives and Records Administration)
August 26, 1988
Letter from Representative John Dingell to SEC Chairman David Ruder regarding August 3rd Wall Street Journal article on purported SEC overhaul of FASB
image pdf (JT Ball Collection, University of Mississippi)
August 29, 1988
"Globalization of the Securities Markets" - Address by SEC Commissioner Edward H. Fleischman to the First General Plenary Session of the U.S./Japan Bilateral Session: A New Era in Legal and Economic Relations
image pdf (Government Records)
August 29, 1988
Letter to SEC Chairman David Ruder from Ambassador John Shad on visit to The Hague
image pdf (Courtesy of David S. Ruder)
September 1988
SEC Division of Enforcement Staff Report on the Investigation in the Matter of Transactions in Washington Public Power Supply System Securities
image pdf (Courtesy of Stuart J. Kaswell)
September 1988
Some Reflections on Standards Setting - JT Ball
transcript pdf (Courtesy of JT Ball)
September 7, 1988
Letter from Drexel Burnham Lambert to customers on SEC civil suit
transcript pdf (Courtesy of the National Archives and Records Administration)
September 8, 1988
Letter to U.S. Senator William Proxmire from Edward Yingling, American Bankers Association on FSLIC
image pdf (Courtesy of National Archives and Records Administration)
September 9, 1988
Report from U.S. Representative John Dingell, from the Committee on Energy and Commerce, for HR 5133: Insider Trading and Securities Fraud Enforcement Act of 1988
image pdf (Courtesy of Stuart J. Kaswell)
September 22, 1988
Release from Michael J. Connolly, Massachusetts Secretary of State on regulations to protect investors against mandatory arbitration
image pdf (Courtesy of Stuart Kaswell)
September 22, 1988
SEC Staff Report on the Investigation in the Matter of Transactions in Washington Public Power Supply System Securities
image pdf (Courtesy of Stuart J. Kaswell)
September 26, 1988
"Internationalization of the Securities Markets" - Remarks by SEC Chairman David S. Ruder, The University of Wisconsin - Milwaukee
transcript pdf (Government Records)
September 27, 1988
Letter to Richard Carnell from Scott Benedict with changes to existing bank authority
image pdf (Courtesy of National Archives and Records Administration)
September 27, 1988
Letter to U.S. Representative John Dingell from SEC Chairman David Ruder in opposition to proposed exemption of registration requirements legislation
transcript pdf (Courtesy of David S. Ruder)
September 27, 1988
Report from U.S. Representative John Dingell, from the Committee on Energy and Commerce, for HR 5094: Depository Institutions Act of 1988

(Courtesy of Stuart J. Kaswell)

September 28 and 29, 1988
Fraud in the Over the Counter Securities Markets: Common Sense and Investigatory Techniques Course
transcript pdf (Courtesy of David S. Ruder)
September 28, 1988
Letter to U.S. Representative John Dingell from SEC Chairman David Ruder on proposed Securities Law Enforcement Remedies Act of 1988
image pdf (Courtesy of David S. Ruder)
September 30, 1988
54th Annual Report of the U.S. Securities and Exchange Commission
image pdf (Government Records)
October 1988
NASD Regulatory and Compliance Alert
image pdf (Courtesy FINRA)
October 4, 1988
Protest letter to SEC Chairman David Ruder from Melvin Mirkin
transcript pdf (Courtesy National Archives and Records Administration)
October 12, 1988
"Perestroika" on Wall Street: The Future of Securities Trading - Presentation by SEC Commissioner Joseph Grundfest to Financial Executives Institute's 57th Annual Conference
image pdf (Courtesy of David S. Ruder)
October 14, 1988
Letter from Alger B. Chapman, Chicago Board Options Exchange to SEC Chairman David S. Ruder on mandatory predispute arbitration agreements
transcript pdf (Anonymous)
October 14, 1988
Letter from Joseph R. Hardiman, NASD to SEC Chairman David S. Ruder on predispute arbitration clauses
transcript pdf (Anonymous)
October 17, 1988
Letter from Maurice Mann, Pacific Stock Exchange to SEC Chairman David S. Ruder on mandatory predispute arbitration agreements
transcript pdf (Anonymous)
October 18, 1988
Letter from Kenneth R. Leibler, American Stock Exchange to SEC Chairman David S. Ruder on securities industry arbitration
transcript pdf (Anonymous)
October 19, 1988
Progress report to U.S. Senator William Proxmire from SEC Chairman David Ruder on response to October 1987 market break
image pdf (Courtesy of the Ronald Reagan Library)
October 21, 1988
Penny Stock Manipulation and the Small Investor: Remarks of SEC Chairman David Ruder before the 21st Annual Rocky Mountain State-Federal-Provincial Securities Conference
transcript pdf (Courtesy of David S. Ruder)
October 21, 1988
SEC Press Release: SEC Chairman Announces Major Initiative Against Penny Stock Fraud and Manipulation
transcript pdf (Courtesy of David S. Ruder)
October 24, 1988
Letter from SEC Chairman David Ruder to John Reed on Business Roundtable's views of Financial Accounting Standards Board
image pdf (JT Ball Collection, University of Mississippi)
October 27, 1988
State of Florida Press Release: Lewis Forms Florida Enforcement Group to Protect Investors
transcript pdf (Courtesy of David S. Ruder)
November 8, 1988
American Stock Exchange news release on agreement between AMEX and Securities Association of London
transcript pdf (Anonymous)
November 9, 1988
"International Cooperation in Securities Enforcement: A New United States Initiative" - Presented by SEC Commissioner Joseph A. Grundfest, King's College, London
transcript pdf (Government Records)
November 11, 1988
Mortgage Commentary - Thrift Survival Strategy: Surprise, It's a Housing Role
image pdf (Courtesy of National Archives and Records Administration)
November 18, 1988
"…And Not To Yield" - Address by SEC Commissioner Edward Fleischman to Business Law Section, American Bar Association
image pdf (Courtesy of David S. Ruder)
November 22, 1988
Letter to Daniel Goelzer, SEC General Counsel from James H. Cheek III on upcoming Committee on Federal Regulation of Securities meeting
image pdf (Courtesy of David S. Ruder)
November 28, 1988
Letter from John W. Rowe, Municipal Securities Rulemaking Board to Jonathan Katz, SEC on proposed Rule 15c2-12
image pdf (Anonymous)
November 28, 1988
Memo from Daniel Goelzer on December 5th ABA/SEC Roundtable
image pdf (Courtesy of David S. Ruder)
November 28, 1988
Memo to SEC Commission from Office of Economic Analysis on margin requirements and stock market volatility
image pdf (Courtesy of David S. Ruder)

1401 to 1500 of 1652 records

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