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February 11, 1938: Letter from William O. Douglas to Charles Gay, New York Stock Exchange
transcript pdf (Courtesy of the Library of Congress)
February 11, 1938: Letter from William O. Douglas to Wesley W. Stout, The Saturday Evening Post
transcript pdf (Courtesy of the Library of Congress)
February 11, 1938: William O. Douglas to Ernest Angell on filing of Curb Exchange options
document pdf (Courtesy of the Library of Congress)
February 12, 1938: Letter from David Ginsburg to Felix Frankfurter on SEC v. Electric Bond and Share
image pdf (Courtesy of David Ginsburg)
February 12, 1938: Letter from Marriner S. Eccles, Federal Reserve to SEC Chairman William O. Douglas, with Mr. Eccles's letter to Herbert Feis, Adviser on International Economic Affairs, State Department
transcript pdf (Courtesy of the National Archives and Records Administration)
February 14, 1938: Letter from William O. Douglas to James Roosevelt
transcript pdf (Courtesy of the Library of Congress)
February 15, 1938: Letter from Standard Stock Exchange to Day Karr, SEC
document pdf (Courtesy of the National Archives)
February 17, 1938: Letter from Representative Boileau to SEC Chairman Douglas
document pdf (Courtesy of the National Archives)
February 17, 1938: Memo from Paul Gourrich to SEC Chairman Douglas on material on foreign transactions in American securities
transcript pdf (Courtesy of the Library of Congress)
February 18, 1938: Memo from William O. Douglas to President Roosevelt re Federal Licensing Act for Corporations
transcript pdf (Courtesy of the Library of Congress)
February 21, 1938: Letter from Francis E. Frothingham to George Mathews
image pdf
February 21, 1938: Memo from Samuel Clark, Jr. to William O. Douglas re release of Protective Committee Study Report to press
transcript pdf (Courtesy of the National Archives)
February 21, 1938: William O. Douglas to Howard Judy on visiting the San Francisco regional office
document pdf (Courtesy of the Library of Congress)
February 23, 1938: Letter from Francis E. Frothingham to Ben Howell Griswold, Jr.,
image pdf
February 24, 1938: Letter from William O. Douglas to Representative Gerald J. Boileau
document pdf (Courtesy of the National Archives)
February 24, 1938: Mark-up of SEC Release on Regulation Z
document pdf (Courtesy of the National Archives)
February 25, 1938: SEC Release
document pdf (Courtesy of the National Archives)
February 2, 1938: William O. Douglas to Foster Cline on Regulation A revisions
document pdf (Courtesy of the Library of Congress)
February 28, 1938: Letter from Charlton Ogburn to SEC Chairman Douglas
document pdf (Courtesy of the National Archives)
February 28, 1938: Memo from William O. Douglas to President Roosevelt re Financial Problems of Small Businesses
transcript pdf (Courtesy of the Library of Congress)
March 1, 1938: Memo from William O. Douglas to President Roosevelt re Capital Markets
transcript pdf (Courtesy of the Library of Congress)
March 2, 1938: Draft Proposed Federal Corporation Registration Act
transcript pdf (Courtesy of National Archives and Records Administration)
March 3, 1938: Letter from SEC Chairman William O. Douglas to J. Reuben Clark, Jr., Foreign Bondholders Protective Council, Inc.
transcript pdf (Courtesy of the National Archives and Records Administration)
March 4, 1938: Memorandum Re Self-Regulation and the Maloney Bill
image pdf
March 8, 1938: William O. Douglas to Ernest Angell on his retirement
document pdf (Courtesy of the Library of Congress)
March 9, 1938: Memo from SEC Commissioner Hanes to Chairman Douglas on Lunsford "Jack" Yandell
image pdf (Courtesy of the National Archives and Records Administration)
March 10, 1938: Letter to U.S. Senator William Borah from The Merchants' Association of New York, with copy of letter to U.S. Senator Joseph O'Mahoney
transcript pdf (William Edgar Borah Papers, courtesy Library of Congress)
March 15, 1938: Letter from Ben Howell Griswold, Jr. to Wallace Fulton
image pdf
March 19, 1938: Address by SEC Chairman William O. Douglas on the reorganization of the New York Stock Exchange
transcript pdf (Courtesy of the National Archives and Records Administration)
March 21, 1938: William O. Douglas to James J. Caffrey on a job applicant
document pdf (Courtesy of the Library of Congress)
March 22, 1938: Telegram from William O. Douglas to Thomas Dewey
image pdf (Courtesy of the Library of Congress)
March 23, 1938: Report of meeting of Nominating Committee, New York Stock Exchange with SEC Chairman William O. Douglas
image pdf (Courtesy of the National Archives and Records Administration)
March 25, 1938: Letter from William O. Douglas to Howland S. Davis, New York Stock Exchange
transcript pdf (Courtesy of the Library of Congress)
March 25, 1938: Partial letter from SEC Chairman William O. Douglas to J. Reuben Clark, Jr., Foreign Bondholders Protective Council, Inc.
transcript pdf (Courtesy of the National Archives and Records Administration)
March 26, 1938: Letter from William O. Douglas to President Roosevelt
transcript pdf (Courtesy of the Library of Congress)
March 28, 1938: Electric Bond & Share v. SEC, No. 636
document pdf (Courtesy of the National Archives)
March 30, 1938: William O. Douglas to William L. Carey on interviewing with the SEC
document pdf (Courtesy of the Library of Congress)
April 1, 1938: Letter from William O. Douglas to Charles Gay, New York Stock Exchange
transcript pdf (Courtesy of the Library of Congress)
April 2, 1938: Letter from William O. Douglas to Joseph P. Kennedy
transcript pdf (Courtesy of the Library of Congress)
April 2, 1938: Letter from William O. Douglas to the Secretary of State
transcript pdf (Courtesy of the Library of Congress)
April 7, 1938: Letter from Secretary of State Cordell Hull to SEC Chairman William O. Douglas on sending Lunsford P. Yandell to London
transcript pdf (Courtesy of the National Archives and Records Administration)
April 7, 1938: William O. Douglas to Foster Cline on his wife’s death
document pdf (Courtesy of the Library of Congress)
April 11, 1938: Letter from SEC Chairman William O. Douglas to Francis White, Foreign Bondholders Protective Council, Inc.
transcript pdf (Courtesy of the National Archives and Records Administration)
April 11, 1938: Regulation of Over-the-Counter Markets - Hearing before a Subcommittee of the U.S. House of Representatives Committee on Interstate and Foreign Commerce on H.R.9634
image pdf (Courtesy FINRA)
April 15, 1938: Enforcement Manual, Securities and Exchange Commission
image pdf (Courtesy of David M. Greenberg)
April 19, 1938: Memo from SEC Chairman William O. Douglas on Cuban Government Debt Plan
transcript pdf (Courtesy of the National Archives and Records Administration)
April 21, 1938: William O. Douglas to regional directors on municipal securities fraud
document pdf (Courtesy of the Library of Congress)
April 25, 1938: Letter to U.S. Senator William Borah from Frank Fetter with comments on O'Mahoney-Borah Bill
transcript pdf (William Edgar Borah Papers, courtesy Library of Congress)
April 26, 1938: Letter from Frederic Delano, National Resources Committee, to SEC Chairman Douglas
document pdf (Courtesy of the National Archives)
April 26, 1938: Memo from SEC Chairman Douglas to Judge Healy on PUHCA
document pdf (Courtesy of the Library of Congress)
April 27, 1938: Letter from Felix Frankfurter to Justice Harlan Stone on Tompkins case
transcript pdf (Harlan Fiske Stone Papers, courtesy Library of Congress)
April 27, 1938: Letter from Felix Frankfurter to William O. Douglas
document pdf (Courtesy of the Library of Congress)
April 28, 1938: Letter from Ambassador Joseph P. Kennedy to SEC Chairman Douglas on Lunsford "Jack" Yandell's work in London
image pdf (Courtesy of the National Archives and Records Administration)
April 28, 1938: Letter from William O. Douglas to Felix Frankfurter
transcript pdf (Courtesy of the Library of Congress)
April 28, 1938: Letter from William O. Douglas to Representative Clarence Lea
document pdf (Courtesy of the National Archives)
April 29, 1938: Message of President Franklin D. Roosevelt to Congress on economic policy
transcript pdf (Courtesy of the National Archives and Records Administration)
May 3, 1938: William O. Douglas to James J. Caffrey to transfer to New York regional office
document pdf (Courtesy of the Library of Congress)
May 4, 1938: Letter from Dean Erwin Griswold, Harvard Law School to Justice Harlan Stone on Swift vs. Tyson
transcript pdf (Harlan Fiske Stone Papers, courtesy Library of Congress)
May 4, 1938: Letter from Solicitor General Robert Jackson to John MacLane on SEC vs. Electric Bond and Share Company
transcript pdf (Robert H. Jackson Papers, courtesy Library of Congress)
May 4, 1938: William O. Douglas to Joseph P. Rooney on Boston Regional Office travel orders
document pdf (Courtesy of the Library of Congress)
May 5, 1938: Letter from Charles Gay, New York Stock Exchange, to Ganson Purcell, SEC Trading and Exchange Division
document pdf (Courtesy of the National Archives)
May 6, 1938: Letter from Felix Frankfurter to William O. Douglas
document pdf (Courtesy of the Library of Congress)
May 6, 1938: Report from Mr. Eicher to accompany S.3255
image pdf (Courtesy FINRA)
May 8, 1938: Letter from William O. Douglas to President Roosevelt, with letter to the Bureau of the Budget
transcript pdf (Courtesy of the Library of Congress)
May 9, 1938: Letter from William O. Douglas to President Roosevelt re SEC Commissioner George C. Mathews
transcript pdf (Courtesy of the Library of Congress)
May 10, 1938: Letter from William O. Douglas to Roswell Magill, Under Secretary of the Treasury
transcript pdf (Courtesy of the National Archives)
May 16, 1938: Memo from William O. Douglas re Willkie inquiry
transcript pdf (Courtesy of the Library of Congress)
May 18, 1938: Memo from Chester Lane on conference with William Mondell on Konversionskasse
transcript pdf (Courtesy of the National Archives and Records Administration)
May 18, 1938: Telegram from William O. Douglas to John G. Forrest for Charles Gay
image pdf (Courtesy of the Library of Congress)
May 18, 1938: William O. Douglas to Foster Cline on his resignation
document pdf (Courtesy of the Library of Congress)
May 26, 1938: Letter from William O. Douglas to Henry Morgenthau, Jr., Secretary of the Treasury
transcript pdf (Courtesy of the Library of Congress)
May 27, 1938: Letter from William O. Douglas to Julius Berens, Berens Financial News Bureau, Inc.
transcript pdf (Courtesy of the Library of Congress)
June 7, 1938: Letter to President Roosevelt from SEC Chairman William O. Douglas requesting Eleanor Townsend be appointed Administrative Assistant in SEC New York office
transcript pdf (Courtesy of Franklin Delano Roosevelt Presidential Library)
June 7, 1938: William O. Douglas to Franklin Roosevelt on transfer of Eleanor J. Townsend
document pdf (Courtesy of the Library of Congress)
June 9, 1938: Memo from William O. Douglas to SEC Commissioner Jerome Frank
transcript pdf (Courtesy of the Library of Congress)
June 9, 1938: Memo to D.W. Bell, Acting Director of the Budget, on James Caffrey's request for Eleanor Townsend
image pdf (Courtesy of Franklin Delano Roosevelt Presidential Library)
June 16, 1938: Memorandum of conference between representatives of the SEC and of the New York Stock Exchange
transcript pdf (Courtesy of the National Archives and Records Administration)
June 17, 1938: Letter from Nevil Ford to Joseph Hostetler
image pdf
June 17, 1938: Memorandum re Self-Regulation and the Maloney Bill
image pdf (Courtesy FINRA)
June 18, 1938: Letter from Cincinnati Stock Exchange to Ganson Purcell, SEC Trading and Exchange Division
document pdf (Courtesy of the National Archives)
June 18, 1938: Letter to President Roosevelt from Eleanor Townsend concerning appointment to SEC New York office
image pdf (Courtesy of Franklin Delano Roosevelt Presidential Library)
June 23, 1938: Letter from Francis P. Brassor to Representative Robert L. Bacon
transcript pdf (Courtesy of the National Archives)
June 24, 1938: President Roosevelt's response to Eleanor Townsend's appointment to SEC New York office
image pdf (Courtesy of Franklin Delano Roosevelt Presidential Library)
June 25, 1938: An Act to provide for the establishment of a mechanism of regulation among over-the-counter brokers and dealers (Maloney Act)
image pdf (Courtesy FINRA)
June 25, 1938: Memo to President Roosevelt from D.W. Bell, Bureau of the Budget in opposition to Eleanor Townsend's appointment
image pdf (Courtesy of Franklin Delano Roosevelt Presidential Library)
June 25, 1938: Proposed Executive Order from Robert Jackson, Acting Attorney General concerning appointment of Eleanor Townsend
image pdf (Courtesy of Franklin Delano Roosevelt Presidential Library)
June 27, 1938: William O. Douglas to Day Karr on his visit to the Seattle Regional Office
document pdf (Courtesy of the Library of Congress)
June 28, 1938: Letter from Sherman Ellsworth to Wallace Fulton
image pdf
June 28, 1938: Letter from William O. Douglas to Marriner E. Eccles, Chairman, Board of Governors of Federal Reserve System
transcript pdf (Courtesy of the Library of Congress)
June 30, 1938: Fourth Annual Report of the Securities and Exchange Commission
image pdf (Government Records)
July 1, 1938: Letter to D.W. Bell, Bureau of the Budget from M.H. McIntyre confirming Executive Order for Eleanor Townsend's appointment
transcript pdf (Courtesy of Franklin Delano Roosevelt Presidential Library)
July 1938: United States of America before the SEC in the Matter of Richard Whitney et al
document pdf (Courtesy of the National Archives)
July 1, 1938: William O. Douglas to Howard Lary on Denver Regional Office travel orders
document pdf (Courtesy of the Library of Congress)
July 2, 1938: Letter from Ralph Bulkley to Wallace Fulton
image pdf
July 3, 1938: Reply letter to Honorable Robert Crosser from Joseph Hostetler
image pdf
July 8, 1938: Telegram from William O. Douglas to Francis E. Frothingham, Investment Bankers Association of America
transcript pdf (Courtesy of the Library of Congress)
July 12, 1938: William O. Douglas to Edward Alexander on getting in touch
document pdf (Courtesy of the Library of Congress)
July 12, 1938: William O. Douglas to H. J. Kenner on visiting the New York Regional Office
document pdf (Courtesy of the Library of Congress)
July 13, 1938: Letter from Joseph Hostetler to Murray Hanson
image pdf
July 13, 1938: Reply letter to John K. Starkweather from Joseph Hostetler
image pdf

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