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June 25, 1937: Letter to Harold Neff, SEC from J.M.B. Hoxsey, New York Stock Exchange with review of proposed proxy regulations
image pdf (Courtesy of National Archives)
June 30, 1937: Letter from William O. Douglas to Felix Frankfurter
transcript pdf (Courtesy of the Library of Congress)
June 30, 1937: Third Annual Report of the Securities and Exchange Commission
image pdf (Government Records)
July 16, 1937: Memo from Samuel O. Clark, Jr. to the SEC Commission with July 13, 1937 letter and report from J. Reuben Clark, Jr., Foreign Bondholders Protective Council, Inc.
transcript pdf (Courtesy of the National Archives and Records Administration)
July 17, 1937: Letter from Frank Ensign to Associate Justice Willis Van Devanter on resignation from U.S. Supreme Court
transcript pdf (Willis Van Devanter Papers, courtesy Library of Congress)
July 20, 1937: Letter to Investment Bankers Conference, Inc. on proxy solicitation regulations
image pdf (Courtesy of National Archives)
July 21, 1937: Letter from SEC Chairman James M. Landis to Francis White, Foreign Bondholders Protective Council, Inc.
transcript pdf (Courtesy of the National Archives and Records Administration)
July 22, 1937: Joint Release by the Department of State and the Securities and Exchange Commission - Establishment of a Board of Visitors for the Foreign Bondholders Protective Council, Inc.
transcript pdf (Courtesy of the National Archives and Records Administration)
July 26, 1937: Letter to Investment Bankers Conference, Inc. with analysis of proposed SEC proxy rules
image pdf (Courtesy of National Archives)
July 29, 1937: Letter from William O. Douglas to J. Maynard Keynes
transcript pdf (Courtesy of the Library of Congress)
August 7, 1937: Letter from Utilities Holding Corporation to W.C. Gilman, SEC Public Utilities Division
document pdf (Courtesy of the National Archives)
August 10, 1937: W. McNeil Kennedy to Abe Fortas on Utilities Power and Light Proceeding
document pdf (Courtesy of the Library of Congress)
August 19, 1937: William O. Douglas to Homer Carey regarding office openings
document pdf (Courtesy of the Library of Congress)
August 12, 1937: Letter from Edmund Burke, Jr. to Representative Walter Chandler
transcript pdf (Courtesy of the Library of Congress)
August 13, 1937: Securities Exchange Act of 1934, Release No. 1350 concerning the Alleghany Corporation and the Chesapeake Corporation
document pdf (Courtesy of Richard Rowe)
August 14, 1937: Letter from Florence Carman to Associate Justice Willis Van Devanter on resignation from U.S. Supreme Court
transcript pdf (Willis Van Devanter Papers, courtesy Library of Congress)
August 20, 1937: Letter from William O. Douglas to F.J. Bailey, Bureau of the Budget
transcript pdf (Courtesy of the National Archives)
August 20, 1937: William O. Douglas to James Caffrey on vacation plans
document pdf (Courtesy of the Library of Congress)
August 31, 1937: Address of SEC Commissioner Robert E. Healy at the Annual Meeting of the National Association of Railroad and Utilities Commissioners
transcript pdf (Courtesy of Stephen Zeff)
September 14, 1937: Letter to Marguerite LeHand from SEC Chairman James Landis concerning Eleanor Townsend
image pdf (Courtesy of Franklin Delano Roosevelt Presidential Library)
September 20, 1937: Letter from Association of American Railroads to SEC Chairman Douglas
document pdf (Courtesy of the National Archives)
September 23, 1937: Congratulations letter to William O. Douglas on appointment as SEC Chairman from Adolf Berle
transcript pdf (Adolf A. Berle, Jr. Papers, courtesy Franklin Delano Roosevelt Presidential Library)
September 25, 1937: Letter from Vieva Fisher to Justice Louis Brandeis in protest of Hugo Black's nomination to Supreme Court
transcript pdf (Louis D. Brandeis Papers, Brandeis School of Law, University of Louisville)
October 1937: Accounting Machinery of Today, from Fiftieth Anniversary Celebration of the American Institute of Accountants
transcript pdf (Courtesy of the American Institute of Certified Public Accountants)
October 1937: Public Accountancy in the United States - Norman E. Webster, from Fiftieth Anniversary Celebration of the American Institute of Accountants
transcript pdf (Courtesy of the American Institute of Certified Public Accountants)
October 1937: SEC memorandum on the problems of organization and administration of the New York Stock Exchange
transcript pdf (Courtesy of the National Archives and Records Administration)
October 1937: What Have We Done, and How? - Robert H. Montgomery, from the Fiftieth Anniversary Celebration of the American Institute of Accountants
transcript pdf (Courtesy of the American Institute of Certified Public Accountants)
October 2, 1937: Letter to Marguerite LeHand from James Landis, Harvard Law School reporting on Eleanor Townsend's continued employment at SEC
image pdf (Courtesy of Franklin Delano Roosevelt Presidential Library)
October 2, 1937: Memo from David Saperstein to the SEC Commmission on the status of foreign selling survey
transcript pdf (Courtesy of the National Archives and Records Administration)
October 5, 1937: "Some Problems in Presentation of Financial Information to Investors" - Address by Carman G. Blough before the Controllers Institute of America
transcript pdf (Courtesy of the AICPA Library Collection, University of Mississippi)
October 8, 1937: Memorandum from Paul Gourrich to SEC Chairman William Douglas
document pdf (Courtesy of the estate of Nathan Sameth)
October 12, 1937: Letter from President Franklin Roosevelt to Robert Montgomery in recognition of American Institute of Accountants' 50th anniversary
transcript pdf (Courtesy of the American Institute of Certified Public Accountants)
October 12, 1937: Memo from Paul P. Gourrich to SEC Chairman Douglas on foreign stock transactions on October 11
image pdf (Courtesy of the National Archives and Records Administration)
October 18, 1937: Memorandums from Nathan Sameth to Paul Gourrich on the 1933 Act as well as on Replacement of Bearer Bonds by Registered Bonds
document pdf (Courtesy of the estate of Nathan Sameth)
October 19, 1937: Developments in Accounting Theory and Practice since 1929, from the Fiftieth Anniversary Celebration of the American Institute of Accountants
transcript pdf (Courtesy of the American Institute of Certified Public Accountants)
October 19, 1937: To What Extent Can the Practice of Accounting Be Reduced to Rules and Standards?, from the Fiftieth Anniversary Celebration of the American Institute of Accountants
transcript pdf (Courtesy of the American Institute of Certified Public Accountants)
October 20, 1937: Practice Problems of Accountants in Connection with Registration Statements, from the Fiftieth Anniversary Celebration of the American Institute of Accountants
transcript pdf (Courtesy of the American Institute of Certified Public Accountants)
October 20, 1937: Report of B. Howell Griswold, Jr., Chairman, Investment Bankers Conference, Inc. on talk with SEC Chairman William O. Douglas
transcript pdf (Courtesy FINRA)
October 25, 1937: Memo from Chester Lane re Conference with Dorothy Kenyon
document pdf (Courtesy of the National Archives)
November 5, 1937: Draft letter to SEC Chairman William O. Douglas from Adolf Berle on improvement of administrative organization of New York Stock Exchange
transcript pdf (Adolf A. Berle, Jr. Papers, courtesy Franklin Delano Roosevelt Presidential Library)
November 5, 1937: How the Securities and Exchange Commission Affects the Investing Public - Radio Address by Victor Stempf, Touche Niven & Co.
transcript pdf (Courtesy of the American Institute of Certified Public Accountants)
November 22, 1937: Accountants' Certificates - Address of Carman Blough, SEC Chief Accountant
transcript pdf (AICPA Collection, University of Mississippi)
December 10, 1937: Letter to U.S. Senator Joseph O'Mahoney from Martin Riger, SEC with materials for federal incorporation bill
transcript pdf (Courtesy of National Archives and Records Administration)
December 15, 1937: Letter to President Franklin D. Roosevelt from Attorney General Homer Cummings on study of O'Mahoney bill
image pdf (Courtesy of the Franklin Delano Roosevelt Presidential Library)
December 23, 1937: Letter from P.W.R. Glover to Colonel Arthur H. Carter on publication of A Statement of Accounting Principles
image pdf (Courtesy of the American Institute of Certified Public Accountants)
December 27, 1937: Letter from P.W.R. Glover to John Carey on meeting with Colonel Carter
image pdf (Courtesy of the American Institute of Certified Public Accountants)
December 27, 1937: Report from John Carey on SEC Commissioner Healy's address
transcript pdf (Courtesy of the American Institute of Certified Public Accountants)
December 27, 1937: The Next Step in Accounting - Address of SEC Commissioner Robert E. Healy before American Accounting Association
transcript pdf (AICPA Collection, University of Mississippi)
December 31, 1937: Letter from Chester T. Lane, SEC Assistant General Counsel, to Gaylord D. Adsit, Esq. on Rule MC4
transcript pdf (Courtesy of the National Archives and Records Administration)
1937: Memo on and Analysis of O'Mahoney-Borah Bill S.3072
transcript pdf (William Edgar Borah Papers, courtesy Library of Congress)
December 31, 1937: Report to the Secretary of State from SEC Chairman William O. Douglas and Herbert Feis, Adviser on International Economic Affairs - Department of State, of the visit of the Board of Visitors for the Foreign Bondholders Protective Council, Inc. to the Counc
document pdf (Courtesy of the National Archives and Records Administration)
1938: A Statement of Accounting Principles, prepared by Thomas Henry Sanders, Henry Rand Hatfield and Underhill Moore
image pdf (AICPA Collection, University of Mississippi)
1938: Memorandum re: Self-Regulation
image pdf
1938: Undated Memo from William O. Douglas on Chapter X of National Bankruptcy Act
transcript pdf (Courtesy of the National Archives)
January 4, 1938: Letter to F. Ernest Johnston from U.S. Senator William Borah seeking support for O'Mahoney-Borah Bill
transcript pdf (William Edgar Borah Papers, courtesy Library of Congress)
January 5, 1938: Letter from President Franklin D. Roosevelt accepting retirement of Associate Justice George Sutherland
image pdf (William H. Moody Papers, courtesy of Library of Congress)
January 5, 1938: Reply to Amos Smith from U.S. Senator William Borah on O'Mahoney-Borah Bill
transcript pdf (William Edgar Borah Papers, courtesy Library of Congress)
January 5, 1938: Retirement letter of Associate Justice George Sutherland
image pdf (William H. Moody Papers, courtesy of Library of Congress)
January 5, 1938: William O. Douglas to Foster Cline regarding Dream Mine securities
document pdf (Courtesy of the Library of Congress)
January 6, 1938: Letter from U.S. Supreme Court Justices to Associate Justice George Sutherland on his retirement
image pdf (William H. Moody Papers, courtesy of Library of Congress)
January 6, 1938: Letter from William O. Douglas to John T. Flynn
transcript pdf (Courtesy of the Library of Congress)
January 6, 1938: Letter from William O. Douglas to Morris Gutman, Lehman Brothers
transcript pdf (Courtesy of the Library of Congress)
January 6, 1938: Letter to S.H. Boddinghouse from U.S. Senator William Borah with O'Mahoney-Borah Bill
transcript pdf (William Edgar Borah Papers, courtesy Library of Congress)
January 6, 1938: William O. Douglas to Bliss Moore on Northwest Mining Association objections to the Securities Act
document pdf (Courtesy of the Library of Congress)
January 7, 1938: Letter from William O. Douglas to Representative Jerry Voorhis
transcript pdf (Courtesy of the Library of Congress)
January 10, 1938: Letter from William O. Douglas to Edward H. Collins, The New York Herald Tribune
transcript pdf (Courtesy of the Library of Congress)
January 12, 1938: Letter from William O. Douglas to Ernest Angell, SEC Regional Administrator
transcript pdf (Courtesy of the Library of Congress)
January 13, 1938: William O. Douglas to James Caffrey on regional office lines of authority
document pdf (Courtesy of the Library of Congress)
January 14, 1938: Letter from William O. Douglas to Felix Frankfurter
transcript pdf (Courtesy of the Library of Congress)
January 15, 1938: Your Business and Your Government - Address by Robert Jackson, Assistant U.S. Attorney General to City Club of Rochester
transcript pdf (Robert H. Jackson Papers, courtesy Library of Congress)
January 17, 1938: Letter from Murray Hanson to Joseph Hostetler
image pdf
January 18, 1938: Copy of Maloney Bill distributed to members of the Investment Bankers Conference, Inc.
transcript pdf (Courtesy FINRA)
January 21, 1938: William O. Douglas to Admiral C. J. Peoples on office space for the New York regional office
document pdf (Courtesy of the Library of Congress)
January 22, 1938: Letter from the Chicago Stock Exchange to Harold Neff, SEC Forms and Regulation Division
document pdf (Courtesy of the National Archives)
January 24, 1938: Letter from Goldman, Sachs & Co. to Ganson Purcell, SEC Trading and Exchange Division
document pdf (Courtesy of the National Archives)
January 24, 1938: William O. Douglas to Howard Judy on personnel transfer to the San Francisco regional office
document pdf (Courtesy of the Library of Congress)
January 24, 1938: William O. Douglas to Howard Judy on Southgold Nevada Consolidated Mines Company
document pdf (Courtesy of the Library of Congress)
January 26, 1938: Letter from William O. Douglas to David Lilienthal, Tennessee Valley Authority
transcript pdf (Courtesy of the Library of Congress)
January 27, 1938: Letter to Richard Harte from U.S. Senator William Borah explaining O'Mahoney-Borah Bill
transcript pdf (William Edgar Borah Papers, courtesy Library of Congress)
January 28, 1938: Memo from William O. Douglas to President Roosevelt re Over-the-Counter Brokers and Dealers
transcript pdf (Courtesy of the Library of Congress)
January 29, 1938: Letter from William O. Douglas to Dr. Herbert Feis, State Department
transcript pdf (Courtesy of the Library of Congress)
January 29, 1938: Letter from William O. Douglas to Representative Harry L. Englebright
transcript pdf (Courtesy of the Library of Congress)
January 29, 1938: Memo from William O. Douglas to President Roosevelt re Financial Problems of Small Businesses
transcript pdf (Courtesy of the Library of Congress)
January 29, 1938: William O. Douglas to Mr. Scrugham on Southgold Nevada Consolidated Mines Company
document pdf (Courtesy of the Library of Congress)
January 31, 1938: Draft Declaration of Policy: Corporations
transcript pdf (Courtesy of National Archives and Records Administration)
January 31, 1938: Letter to U.S. Senator William E. Borah from W.F. Harrah, National-Standard Company in opposition to O'Mahoney-Borah bill
image pdf (William Edgar Borah Papers, courtesy Library of Congress)
January 31, 1938: William O. Douglas to Wesley P. Disney on L.P. Atwater registration application
document pdf (Courtesy of the Library of Congress)
February 1, 1938: Memorandum from Francis E. Frothingham to Governors, Officers and Group Chairmen
image pdf
February 1, 2, 8 and 9, 1938: Regulation of Over-the-Counter Markets - Hearings before the U.S. Senate Committee on Banking and Currency on S.3255
image pdf (Courtesy FINRA)
February 2, 1938: SEC Letter re Short Selling
transcript pdf (Courtesy of the National Archives)
February 4, 1938: Letter from William O. Douglas to Justice Hugo Black
transcript pdf (Courtesy of the Library of Congress)
February 4, 1938: Letter from William O. Douglas to Senator Francis T. Maloney
transcript pdf (Courtesy of the Library of Congress)
February 4, 1938: Telegram from Arthur Dean to Joseph Hostetler
image pdf
February 5, 1938: Letter from William O. Douglas to Walter Breslav
transcript pdf (Courtesy of the Library of Congress)
February 5, 1938: SEC Release
document pdf (Courtesy of the National Archives)
February 8, 1938: Telegram from William Bacon, San Francisco Stock Exchange, to Ganson Purcell, SEC
document pdf (Courtesy of the National Archives)
February 10, 1938: Letter from New York Stock Exchange to Ganson Purcell, SEC Trading and Exchange Division
document pdf (Courtesy of the National Archives)
February 10, 1938: Letter from William O. Douglas to Howard Buffett
transcript pdf (Courtesy of the Library of Congress)
February 10, 1938: Telegram from Lew Hahn, National Retail Dry Goods Association, to Harold Neff, SEC Division of Forms & Regulation
image pdf (Courtesy of the National Archives)
February 10, 1938: William O. Douglas to Fred C. Moffatt on filing of Curb Exchange options
document pdf (Courtesy of the Library of Congress)

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