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July 13, 1938: William O. Douglas to Senator William McAdoo providing a summary of activities of the San Francisco Regional Office
document pdf (Courtesy of the Library of Congress)
July 23, 1938: Letter from Charles Eliot, National Resources Committee, to SEC Chairman Douglas
document pdf (Courtesy of the National Archives)
July 25, 1938: Letter from William O. Douglas to Joseph C. O'Mahoney
transcript pdf (Courtesy of the Library of Congress)
July 26, 1938: Letter from Association of Stock Exchange Firms to SEC Chairman Douglas
document pdf (Courtesy of the National Archives)
July 27, 1938: Letter from William O. Douglas to Representative Walter Chandler
transcript pdf (Courtesy of the Library of Congress)
July 28, 1938: Letter from William O. Douglas to Charles W. Eliot 2nd, National Resources Committee
document pdf (Courtesy of the National Archives)
July 29, 1938: Letter from William O. Douglas to SEC Commissioner Robert Healy on the Whitney Report
transcript pdf (Courtesy of the Library of Congress)
July 30, 1938: Memo from William O. Douglas to SEC Commissioner Robert Healy on United Light and Power, and Electric Bond and Share
transcript pdf (Courtesy of the Library of Congress)
August 2, 1938: Memo from William O. Douglas to William Werntz on accounting practices
transcript pdf (Courtesy of the Library of Congress)
August 9, 1938: William O. Douglas to Walter I. Beam regarding a possible regional office in Cleveland
document pdf (Courtesy of the Library of Congress)
August 15, 1938: Reply letter to Sherman Ellsworth from Wallace Fulton
image pdf
August 19, 1938: Letter from Sherman Ellsworth to Wallace Fulton
image pdf
August 24, 1938: Reply letter to G.M. Peterson from ____ Bigelow
image pdf
August 25, 1938: Memorandum of August 8, 1938 conference relative to proposals of the New York Stock Exchange and of the SEC for the safeguarding of customers' funds and securities
transcript pdf (Courtesy of the National Archives and Records Administration)
September 1, 1938: Reply letter to Harry Grande from Day Karr
image pdf
September 8, 1938: Letter from Sherman Ellsworth to Wallace Fulton
image pdf
September 9, 1938: Letter from National Association of Accredited Publicity Directors, Inc. to William O. Douglas
document pdf (Courtesy of the Library of Congress)
September 15, 1938: Letter from George Mathews to William Bacon, San Francisco Stock Exchange
transcript pdf (Courtesy of the Library of Congress)
September 21, 1938: Address of SEC Chairman William O. Douglas to dinner of Society for the Advancement of Management
transcript pdf (AICPA Collection, University of Mississippi)
September 21, 1938: Draft SEC report on New York Stock Exchange regulation following the failure of Richard Whitney & Company
transcript pdf (Courtesy of the National Archives and Records Administration)
September 23, 1938: Telegram from William O. Douglas to Robert M. Hutchins, University of Chicago
transcript pdf (Courtesy of the Library of Congress)
September 24, 1938: William O. Douglas to James Landis on depletion of the general counsel’s office and staffing a Cleveland regional office
document pdf (Courtesy of the Library of Congress)
September 26, 1938: William O. Douglas to James P. Gifford on depletion of the general counsel’s office and staffing a Cleveland regional office
document df (Courtesy of the Library of Congress)
September 27, 1938: Standardization of Accounting Principles - Address of William Werntz, SEC Chief Accountant to Controllers Institute of America
transcript pdf (AICPA Collection, University of Mississippi)
September 28, 1938: Telegram from William O. Douglas to William McC. Martin, New York Stock Exchange
transcript pdf (Courtesy of the Library of Congress)
September 30, 1938: Letter from Consumers Power Co. to Harold Neff, SEC Forms and Regulation
document pdf (Courtesy of the National Archives)
October 1938: William O. Douglas, Virtues of the Administrative Process, Talk before Eighth Annual Forum on Current Problems
document pdf (with permission of the Yale University Press)
October 4, 1938: New York Stock Exchange Program - SEC Draft
transcript pdf (Courtesy of the National Archives and Records Administration)
October 6, 1938: Trading and Exchange Division—Over-the-Counter Section, Cases of Insolvency
image pdf (Courtesy of the National Archives and Records Administration)
October 10, 1938: Memo from SEC Chairman Douglas re Associated Gas and Electric
document pdf (Courtesy of the Library of Congress)
October 11, 1938: Recommendations of the Maloney Bill Policy Committee to the Board of Governors of the I.B.A.
image pdf
October 13, 1938: Memo from SEC Commissioner Frank to SEC Chairman Douglas with comments on Yandell's report
transcript pdf (Courtesy of the National Archives and Records Administration)
October 14, 1938: Letter from William O. Douglas to James Roosevelt re Electric Bond and Share
transcript pdf (Courtesy of the Library of Congress)
October 15, 1938: Confidential memo from Paul P. Gourrich to SEC Chairman William O. Douglas on the Whitney report
transcript pdf (Courtesy of the National Archives and Records Administration)
October 18, 1938: Outline of Actions, Deliberations and Findings of Special Committee on the Maloney Act of Inverstment Bankers Conference, Inc.
image pdf
October 24, 1938: Memo from William O. Douglas to Thomas Blaisdell
transcript pdf (Courtesy of the Library of Congress)
October 25, 1938: Recommendations of the Special Committee on the Maloney Act
image pdf
October 26, 1938: "Government Regulation and the New York Stock Exchange" - Remarks by William McC. Martin, Jr., President, New York Stock Exchange before The New York Herald Tribune Forum
image pdf (All rights are owned exclusively by NYSE Euronext (copyright) 2010 NYSE Euronext. All Rights Reserved, courtesy New York Stock Exchange Archives. All worldwide intellectual property rights including without limitation moral rights vest in NYSE Euronext and/or its affiliates.)
October 27, 1938: Report of the Maloney Act Policy Committee to the Board of Governors of the Investment Bankers Association of America
image pdf
October 28, 1938: Francis A. Bonner, The Over-the-Counter Market and the Maloney Act
image pdf
October 28, 1938: George C. Mathews, A Discussion of the Maloney Act Program
image pdf
October 29, 1938: William O. Douglas to Ambassador Joseph P. Kennedy on recent events at the SEC
document pdf (Courtesy of the Library of Congress)
November 1, 1938: Letter from Nevil Ford to Joseph Hostetler
image pdf
November 1, 1938: Letter from SEC Chairman William O. Douglas to William McC. Martin, New York Stock Exchange on the investigation of Richard Whitney & Company
transcript pdf (Courtesy of the National Archives and Records Administration)
November 1938: William O. Douglas, Administrative Government in Action, Speech to Lotos Club
document pdf (with permission of the Yale University Press)
November 1938: William O. Douglas, Conservative Finance and the Holding Company Act, Talk to Harvard Club of Boston
document pdf (with permission of the Yale University Press)
November 5, 1938: Reply letter to Wallace Fulton from Charles Crouse
image pdf
November 8, 1938: Letter from William O. Douglas to the Attorney General
transcript pdf (Courtesy of the National Archives)
November 8, 1938: Memo from Samuel O. Clark, Jr., Director, Reorganization Division, to William O. Douglas
transcript pdf (Courtesy of the National Archives)
November 12, 1938: Letter from William O. Douglas to Thomas Reed Powell, Harvard Law School
transcript pdf (Courtesy of the Library of Congress)
November 12, 1938: Letter to President Roosevelt with information in consideration of Wiley Rutledge for U.S. Supreme Court
transcript pdf (Hugo Black Papers, courtesy Library of Congress)
November 14, 1938: William O. Douglas to Ganson Purcell on trading in Loft Candy stock and the New York Regional Office
document pdf (Courtesy of the Library of Congress)
November 22, 1938: Report on Foreign Dealings in American Securities - By Lunsford P. Yandell
image pdf (Courtesy of the Library of Congress)
November 23, 1938: Letter from Representative A.J. Sabath to Thomas Corcoran re Joseph L. Tupy
document pdf (Courtesy of the Library of Congress)
November 30, 1938: Memo from Walter C. Louchheim, Jr. to Ganson Purcell on Yandell Report on Foreign Dealings in American Securities by Lunsford P. Yandell
transcript pdf (Courtesy of the Library of Congress)
December 2, 1938: Letter from Senator Theodore Bilbo to SEC
document pdf (Courtesy of the National Archives)
December 6, 1938: Letter from William O. Douglas to C.E. Groesbeck, Electric Bond and Share Company
transcript pdf (Courtesy of the Library of Congress)
December 9, 1938: Robert E. Healy to Admiral R.S.Holmes on Roger Kent’s investigation of Japanese securities issued in Hawaii
document pdf (Courtesy of the Library of Congress)
December 9, 1938: Robert E. Healy to Harold Ickes on the Japanese government bond investigation
document pdf (Courtesy of the Library of Congress)
December 13, 1938: William O. Douglas to Howard Judy regarding Roger Kent’s communication from Hawaii
document pdf (Courtesy of the Library of Congress)
December 17, 1938: Memorandum of conference at the New York Stock Exchange with SEC Chairman William O. Douglas and Ganson Purcell, SEC Trading and Exchange Division
transcript pdf (Courtesy of the National Archives and Records Administration)
December 19, 1938: Draft SEC statement on the decision of the New York Stock Exchange to take no action against members involved in the Whitney episode
transcript pdf (Courtesy of the National Archives and Records Administration)
December 12, 1938: Edith Water to James J. Caffrey on Seattle investigation related to McKesson & Robbins case
document pdf (Courtesy of the Library of Congress)
December 22, 1938: Memo from William O. Douglas to Chester Lane
transcript pdf (Courtesy of the Library of Congress)
December 12, 1938: William O. Douglas to Dan T. Moore on Merry Christmas to the Cleveland Regional Office
document pdf (Courtesy of the Library of Congress)
December 27, 1938: Letter from Francis White, Foreign Bondholders Protective Council, Inc. to SEC Chairman William O. Douglas re Colombia
transcript pdf (Courtesy of the National Archives and Records Administration)
1939: 1939 SEC Organizational Chart
document pdf (Courtesy of National Archives)
1939: SEC Commissioner Robert Healy's comments on material relating to interstate commerce and restraint of trade aspects of the NYSE rule
transcript pdf (Courtesy of the National Archives and Records Administration)
1939: SEC Commissioner Robert Healy's suggestions on multiple trading hearing
transcript pdf (Courtesy of the National Archives and Records Administration)
1939: SEC Memorandum of Law regarding multiple trading rule
transcript pdf (Courtesy of the National Archives and Records Administration)
January 3, 1939: Letter from SEC Chairman William O. Douglas to Francis White, Foreign Bondholders Protective Council, Inc.
transcript pdf (Courtesy of the National Archives and Records Administration)
1939: Undated Thomas Corcoran Memo on SEC Commission Succession
document pdf (Courtesy of the Library of Congress)
January 6, 1939: Letter from Francis White, Foreign Bondholders Protective Council, Inc. to SEC Chairman William O. Douglas re Colombia
transcript pdf (Courtesy of the National Archives and Records Administration)
January 9, 1939: Letter from Counsellor, Canadian Legation, to SEC Chairman William O. Douglas on regulation of Canadian securities
image pdf (Courtesy of the National Archives and Records Administration)
January 10, 1939: Letter from William McC. Martin, New York Stock Exchange to SEC Chairman William O. Douglas on disposition of Whitney case
image pdf (Courtesy of the National Archives and Records Administration)
January 17, 1939: Letter to Garland Ferguson, Federal Trade Commission from SEC Chairman William O. Douglas on McKesson & Robbins
transcript pdf (Courtesy of National Archives and Records Administration)
January 19, 1939: Comments on the McKesson & Robbins case, from letters sent to American Institute of Accountants
transcript pdf (Courtesy of the American Institute of Certified Public Accountants)
January 26, 1939: Memo from Raoul Berger to Milton Freeman
document pdf (Courtesy of the National Archives)
January 27, 1939: Address of John Carey to Pittsburgh Chapter, American Institute of Accountants on McKesson & Robbins case
transcript pdf (Courtesy of the American Institute of Certified Public Accountants)
February 8, 1939: Letter to SEC Commissioner Jerome Frank from Adolf Berle on Public Utility Holding Company Act of 1935
transcript pdf (Adolf A. Berle, Jr. Papers, courtesy Franklin Delano Roosevelt Presidential Library)
February 10, 1939: Letter to U.S. Senators Borah and O'Mahoney from Continental Investment Corporation on O'Mahoney-Borah Bill
transcript pdf (William Edgar Borah Papers, courtesy Library of Congress)
February 10, 1939: Reply letter to Adolf Berle from Jerome Frank
transcript pdf (Adolf A. Berle, Jr. Papers, courtesy Franklin Delano Roosevelt Presidential Library)
February 13, 1939: Letter from Ben Howell Griswold, Jr. to William Douglas
image pdf
February 21, 1939: Review by Members of the Staff of the Trading and Exchange Division of "Report on the London Stock Exchange" and "Report on Foreign Dealings in American Securities"
transcript pdf (Courtesy of the Library of Congress)
February 23, 1939: Memo from Edwin A. Sheridan, Executive Assistant to SEC Chairman William O. Douglas, with comments on statement from New York Stock Exchange
transcript pdf (Courtesy of the National Archives and Records Administration)
March 4, 1939: Letter from American Institute of Accountants Special Committee on McKesson and Robbins
image pdf (Courtesy of the American Institute of Certified Public Accountants)
March 15, 1939: Final Report from M.L. Ramsay to the SEC Commissioners on the Collection and Dissemination of Information
document pdf (Courtesy of the Library of Congress)
March 15, 1939: On Amending the Law, SEC Statement to Stock Exchange Committee Report
document pdf (with permission of the Yale University Press)
March 17, 1939: Letter to U.S. Senator William Borah from Thurman Arnold, Assistant Attorney General, with suggested revisions
transcript pdf (William Edgar Borah Papers, courtesy Library of Congress)
March 20, 1939: Report on English Underwriting and Distribution, Methods and Practices - By Lunsford P. Yandell
transcript pdf (Courtesy of the Library of Congress)
March 21, 1939: Congratulation letter from Justice Harlan Stone to William O. Douglas on appointment to U.S. Supreme Court
transcript pdf (Harlan Fiske Stone Papers, courtesy Library of Congress)
April 11, 1939: Letter from William O. Douglas to Abe Fortas, SEC Public Utilities Division
transcript pdf (Courtesy of the Library of Congress)
April 12, 1939: Letter from SEC Chairman William O. Douglas to President Roosevelt with views of statutes administered by SEC
transcript pdf (William O. Douglas Papers, courtesy Library of Congress)
April 12, 1939: Memorandum from SEC Chairman William O. Douglas to President Roosevelt on insurance investigation
transcript pdf (William O. Douglas Papers, courtesy Library of Congress)
April 24, 1939: Letter from William O. Douglas to George E. Bates, Harvard University
transcript pdf (Courtesy of the Library of Congress)
April 25, 1938: Reply letter to Theodore Hammond from Ben Howell Griswold, Jr.
image pdf
April 27, 1939: Memo from Jerome Frank to Thomas Corcoran with draft Wall Street Journal article
document pdf (Courtesy of the Library of Congress)
April 28, 1939: Letter from William O. Douglas to Hector J. Dowd, SEC
transcript pdf (Courtesy of the Library of Congress)
May 18, 1939: Letter from John K. Starkweather to Nevil Ford
image pdf
May 23, 1939: Notes from Wiley Rutledge on conversation with President Franklin Roosevelt
transcript pdf (Wiley Rutledge Papers, courtesy Library of Congress)

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