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December 7, 1933: American Institute of Accountants Release - Liabilities under the Securities Act
transcript pdf (Courtesy of the American Institute of Certified Public Accountants)
December 8, 1933: Letter to Felix Frankfurter from William O. Douglas on Securities Act
transcript pdf (William O. Douglas Papers, courtesy Library of Congress)
December 11, 1933: Labor Provisions for Investment Bankers
image jpg
December 19, 1933: Letter to Jerome Frank from William O. Douglas on Bankruptcy Act
transcript pdf (William O. Douglas Papers, courtesy Library of Congress)
December 27, 1933: Letter from John F. Forbes, President to members and associates of the American Institute of Accountants urging membership
image pdf (Courtesy of the American Institute of Certified Public Accountants)
December 27, 1933: The Distribution of Control and Responsibility in a Modern Economy - Gardiner Means
transcript pdf (Gardiner Means Papers, courtesy of Franklin Delano Roosevelt Presidential Library)
December 30, 1933: Letter to William O. Douglas from Adolf Berle on federal incorporation law
image pdf (William O. Douglas Papers, courtesy Library of Congress)
1933: American Institute of Accountants Release - Special Committee to Study Effects of State Corporation Laws on Presentation of Financial Statements
transcript pdf (Courtesy of the American Institute of Certified Public Accountants)
January 1934: Federal Incorporation Part I - Text
transcript pdf (Gardiner Means Papers, courtesy of Franklin Delano Roosevelt Presidential Library)
1934: Parts I and II of Statement of Richard Whitney on H.R. 7852, National Securities Act of 1934
image pdf (Courtesy of the Library of Congress)
1934: Telegram from Lemuel C. Benedict to President Franklin Roosevelt
image pdf (with permission of the Franklin Delano Roosevelt Library and Museum)
1934 to present: U.S. Securities and Exchange Commission Chairmen and Commissioners
document htm (Government Records)
1934 to present: U.S. Securities and Exchange Commission Home Offices Locations in Washington and Philadelphia
document jpg
1934: "Just 'A Little Red House' to Britten," Washington Herald - Representative Frederick Britten Accuses Benjamin Cohen and Thomas Corcoran of Foisting Communistic Legislation
document pdf (Courtesy of the Library of Congress)
January 3, 1934: Letter to Adolf Berle from William O. Douglas on federal incorporation
transcript pdf (William O. Douglas Papers, courtesy Library of Congress)
January 4, 1934: Letter from Justice Harlan Stone to Chief Justice Charles Evans Hughes on addition to Home Building & Loan Association vs. Blaisdell
transcript pdf (Harlan Fiske Stone Papers, courtesy Library of Congress)
January 4, 1934: Note from Chief Justice Charles Evans Hughes to Justice Harlan F. Stone, with addition to Home Building & Loan Association v. Blaisdell
image pdf (Harlan Fiske Stone Papers, courtesy Library of Congress)
January 10, 1934: Suggested Provisions for a Federal Corporations Law: Provisions Relating to the Corporate Charter
transcript pdf (Gardiner Means Papers, courtesy of Franklin Delano Roosevelt Presidential Library)
January 16, 1934: Reply to William O. Douglas from Felix Frankfurter on Securities Act
transcript pdf (William O. Douglas Papers, courtesy Library of Congress)
January 17, 1934: Letter from George O. May, Price, Waterhouse & Co., to James Landis
image pdf (Courtesy of the National Archives)
January 20, 1934: Letter from James Harkless to Associate Justice George Sutherland on Minnesota case
transcript pdf (William H. Moody Papers, courtesy Library of Congress)
January 21, 1934: Audits of Corporate Accounts: Correspondence between the Special Committee on Co-operation with the Stock Exchanges of the American Institute of Accountants and the Committee on Stock List of the New York Stock Exchange, 1932-1934
transcript pdf (Courtesy of the American Institute of Certified Public Accountants)
January 26, 1934: Letter from F. Dumont Smith, American Bar Association to Associate Justice George Sutherland on Minnesota case
transcript pdf (William H. Moody Papers, courtesy Library of Congress)
February 1, 1934: Outline of Main Provisions to Be Included in a Federal Corporations Law
transcript pdf (Gardiner Means Papers, courtesy of Franklin Delano Roosevelt Presidential Library)
February 1934: William O. Douglas - Protective Committees in Railroad Reorganizations
document pdf (with permission of the Harvard Law Review)
February 5, 1934: Critique to William O. Douglas from Felix Frankfurter on Securities Act
transcript pdf (William O. Douglas Papers, courtesy Library of Congress)
February 6, 1934: Message from President Roosevelt to U.S. Congress on Stock Exchange Practices
document pdf (Government Records)
February 11, 1934: Telegram from Thomas Corcoran to Felix Frankfurter
image pdf (Courtesy of the Library of Congress)
February 14, 1934: Letter to Presidents of All Listed Corporations on New York Stock Exchange from Richard Whitney on proposed National Securities Exchange Act of 1934
transcript pdf (Adolf A. Berle, Jr. Papers, courtesy Franklin Delano Roosevelt Presidential Library)
February 24, 1934: Letter from Sam Untermyer to William O. Douglas
document pdf (Courtesy of the Library of Congress)
February 24, 1934: Letter to Adolf Berle from James Landis, Federal Trade Commission on stock exchange regulation
transcript pdf (Adolf A. Berle, Jr. Papers, courtesy Franklin Delano Roosevelt Presidential Library)
February 25, 1934: Letter to Adolf Berle from James Landis on Rayburn bill
transcript pdf (Adolf A. Berle, Jr. Papers, courtesy Franklin Delano Roosevelt Presidential Library)
February 26, 1934: Excerpt of Testimony of Thomas Corcoran on the Securities Exchange Act before the Committee on Banking and Currency, U.S. Senate
document pdf (Government Records)
February 26, 1934: Excerpt of Testimony of Thomas Corcoran on the Securities Exchange Act before the Committee on Banking and Currency, U.S. Senate
document pdf (Government Records)
February 28, 1934: Letter to James Landis from Adolf Berle on Rayburn bill
transcript pdf (Adolf A. Berle, Jr. Papers, courtesy Franklin Delano Roosevelt Presidential Library)
March 1, 1934: Private News Letter
document pdf (Courtesy of the Library of Congress)
March 1934: William O. Douglas, Protecting the Investor
document pdf (with permission of The Yale Law Journal)
March 7, 1934: Letter to U.S. Representative Alfred Beiter from Ganson Depew, Buffalo Chamber of Commerce in opposition to bill providing for registration of national securities
transcript pdf (Courtesy of the National Archives and Records Administration)
March 8, 1934: Memorandum Regarding the Proposed National Securities Exchange Act of 1934
image pdf
March 11, 1934: American Institute of Accountants Release - Protest Against Imposition of Uniform Accounting Methods
transcript pdf (Courtesy of the American Institute of Certified Public Accountants)
March 16, 1934: Protest from Nora McGary to Justice Louis Brandeis on unemployment
transcript pdf (Louis D. Brandeis Papers, Brandeis School of Law, University of Louisville)
March 19, 1934: American Institute of Accountants letter to state boards of accountancy, announcing modification of plan of cooperation in conduct of examinations
transcript pdf (Courtesy of the American Institute of Certified Public Accountants)
March 22, 1934: Letter from Henry Morgenthau to President Roosevelt with Memorandum on the Stock Exchange Bill
image pdf (with permission of the Franklin Delano Roosevelt Library and Museum)
March 22, 1934: Letter from Paul V. Shields to Postmaster General James A. Farley in protest of exchange reform
image pdf (with permission of the Franklin Delano Roosevelt Library and Museum)
March 25, 1934: Letter from Sarah Agrillo to President Roosevelt
image pdf (Courtesy of the National Archives)
March 28, 1934: Letter to U.S. Representative Stephen Rudd from J. Howard Pew, Sun Oil Company in opposition to National Securities Exchange bill
image pdf (Courtesy of the National Archives and Records Administration)
March 29, 1934: Letter to U.S. Representative Stephen Rudd from H.W. Prentis, Jr., Armstrong Cork Company in opposition to National Securities Exchange bill
image pdf (Courtesy of the National Archives and Records Administration)
March 29, 1934: Letter to U.S. Representative Stephen Rudd from John Watson, International Agricultural Corporation in opposition to National Securities Exchange bill
image pdf (Courtesy of the National Archives and Records Administration)
March 31, 1934: Telegram from R.K. Haughton, U.S. Pipe & Foundry Company to Senator Hugo Black in protest of National Securities Exchange Act
image pdf (Hugo Black Papers, courtesy Library of Congress)
March 31, 1934: Telegram to U.S. Representative George Lindsay from Dellwood Elevator Co. in opposition to National Securities Exchange bill
image pdf (Courtesy of the National Archives and Records Administration)
April 2, 1934: Letter to U.S. Representative Philip Goodwin from Ernest Acker, Central Hudson Gas & Electric Corporation in opposition to National Securities Exchange bill
image pdf (Courtesy of the National Archives and Records Administration)
April 3, 1934: Letter to all members of Congress from Louis Montfort, Crown Manufacturers Association of America in opposition to Fletcher-Rayburn bill
image pdf (Courtesy of the National Archives and Records Administration)
April 5, 1934: Letter from Joe Nettles, Congoleum-Nairn, Inc. to Senator Hugo Black requesting amendment to National Securities Exchange Act
image pdf (Hugo Black Papers, courtesy Library of Congress)
April 9, 1934: Reply to Jack Miller with list of speeches given by Associate Justice George Sutherland
transcript pdf (William H. Moody Papers, courtesy Library of Congress)
April 12, 1934: Letter from Richard Whitney, New York Stock Exchange, to President Roosevelt requesting meeting on "unsound" securities legislation
transcript pdf (with permission of the Franklin Delano Roosevelt Library and Museum)
April 13, 1934: Note from President Roosevelt to Col. Marvin H. McIntyre on delaying meeting with Richard Whitney
image pdf (with permission of the Franklin Delano Roosevelt Library and Museum)
April 16, 1934: Letter from J.W. Johnston, Lone Star Cement Company to Senator Hugo Black requesting modifications to the Securities Exchange Act of 1934
transcript pdf (Hugo Black Papers, courtesy Library of Congress)
April 19, 1934: Code of Fair Competition for Investment Bankers, with a descriptive analysis of its fair practice provisions and history of preparation - Investment Bankers Code Committee
image pdf (Courtesy FINRA)
April 24, 1934: Telegram from Milton Dammann, American Safety Razor Corporation, to Representative Sam Rayburn protesting the stock exchange bill
image pdf (Courtesy of the Library of Congress)
April 30, 1934: Memorandum concerning Federal Trade Commission as agency to administer National Securities Act of 1934
transcript pdf (Courtesy of National Archives and Records Administration)
May 1, 1934: American Institute of Accountants Release: Results of CPA Examinations
image pdf (Courtesy of the American Institute of Certified Public Accountants)
May 1934: James M. Landis - "Should the Federal Securities Act of 1933 Be Modified?," Congressional Digest
document pdf (Courtesy of the Library of Congress)
May 1, 1934: Letter from Harry Marks, Fenner & Beane to Senator Hugo Black in protest of National Securities Exchange Act
image pdf (Hugo Black Papers, courtesy Library of Congress)
May 9, 1934: Letter to U.S. Representative Francis Maloney from William O. Douglas in support of Securities Act
transcript pdf (William O. Douglas Papers, courtesy Library of Congress)
May 11, 1934: Letter from Thomas Corcoran to Felix Frankfurter, reporting on conversations with Louis Brandeis (Isaiah) and Raymond Moley, and informing that "Joe K. in Boston" will be appointed to the SEC
transcript pdf (Courtesy of the Library of Congress)
May 11, 1934: Letter to Associate Justice Pierce Butler from his daughter on the political situation
transcript pdf (With permission of the Pierce Butler Family Papers, Minnesota Historical Society)
May 23, 1934: Letter from Felix Frankfurter to President Roosevelt with advice on staffing the SEC
transcript pdf (with permission of the Franklin Delano Roosevelt Library and Museum)
May 30, 1934: Letter from Richard Whitney to President Roosevelt expressing a desire to cooperate with the SEC
transcript pdf (with permission of the Franklin Delano Roosevelt Library and Museum)
June 1934: William O. Douglas - Directors Who Do Not Direct
document pdf (with permission of the Harvard Law Review)
June 6, 1934: Stock Exchange Practices - Introduction to the Pecora Committee Report No. 1455
document pdf (Government Records)
June 6, 1934: The Securities Exchange Act
document pdf (Government Records)
June 14, 1934: Letter from James M. Landis to President Roosevelt
transcript pdf (with permission of the Franklin Delano Roosevelt Library and Museum)
June 15, 1934: Working List of SEC Commission Membership, with President Roosevelt's Notes
image pdf (with permission of the Franklin Delano Roosevelt Library and Museum)
June 26, 1934: Memorandum from R. Parker Kuhn to Managers of All Offices
image pdf
June 30, 1934: Handwritten Note from President Roosevelt to Raymond Moley
image pdf (with permission of the Franklin Delano Roosevelt Library and Museum)
June 30, 1934: Securities Commission with Terms
document pdf (with permission of the Franklin Delano Roosevelt Library and Museum)
1934: SEC Commission and Staff List
document pdf (with permission of the John F. Kennedy Library Foundation)
July 2, 1934: First minutes of the Commission featuring certificates of appointments
image pdf (Courtesy of the National Archives and Records Administration)
July 6, 1934: Letter from George E. Pimley to Joseph P. Kennedy supporting his appointment to the SEC
transcript pdf (with permission of the John F. Kennedy Library Foundation)
July 8, 1934: Notes of Felix Frankfurter Record of Conversation with James Landis
transcript pdf (Courtesy of the Library of Congress)
July 12, 1934: Telegram from Joseph P. Kennedy to Col. Marvin H. McIntyre for President Roosevelt in regards to Benjamin Cohen
image pdf (Courtesy of the National Archives)
July 14, 1934: Letter from Joseph P. Kennedy to Bart A. Brickley
transcript pdf (with permission of the John F. Kennedy Library Foundation)
July 17, 1934: Telegram from Joseph P. Kennedy to Herbert B. Swope on appointment of John Burns as SEC General Counsel
image pdf (Courtesy of the National Archives)
July 17, 1934: Telegram from Joseph P. Kennedy to Walter Stewart to organize a "division of economists"
image pdf (Courtesy of the National Archives)
July 18, 1934: John T. Flynn - "Other People's Money," The New Republic
image pdf (with permission of The New Republic)
July 19, 1934: Letter to President Franklin D. Roosevelt from Attorney General Homer Cummings on status of Federal incorporation report
image pdf (Courtesy of the Franklin Delano Roosevelt Presidential Library)
July 20, 1934: Letter from Ted Bulkeley, Spencer Trask & Co., to Joseph P. Kennedy
image pdf (with permission of the John F. Kennedy Library Foundation)
July 24, 1934: Letter from Herbert Bayard Swope to Joseph P. Kennedy on drafting, in consultation with Raymond Moley, the National Press Club speech
transcript pdf (with permission of the John F. Kennedy Library Foundation)
July 25, 1934: Telegram from Joseph P. Kennedy to Robert Fisher
image pdf (Courtesy of the National Archives)
July 25, 1934: Telegram from Joseph P.Kennedy to John F. Forbes
image pdf (Courtesy of the National Archives)
July 25, 1934: Telegram from Joseph P. Kennedy to Herbert B. Swope on the reception given the National Press Club speech
image pdf (Courtesy of the National Archives)
July 25, 1934: Address by the Honorable Joseph P. Kennedy, Chairman of the Securities and Exchange Commission, at National Press Club [transcription[
document pdf (Courtesy of the Library of Congress)
July 25, 1934: Telegram from Joseph P. Kennedy to John J. Burns to consider "Mr. Shea of Harvard Law School" for SEC Records and Filing
image pdf (Courtesy of the National Archives)
July 30, 1934: Letter from A.A. Berle, Jr. to Joseph P. Kennedy
transcript pdf (with permission of the John F. Kennedy Library Foundation)
August 1, 1934: Letter from Joseph P. Kennedy to A.A. Berle, Jr.
transcript pdf (with permission of the John F. Kennedy Library Foundation)
August 3, 1934: American Institute of Accountants Release - Call for Annual Reports to Use Natural Business Year
transcript pdf (Courtesy of the American Institute of Certified Public Accountants)
August 3, 1934: Financial Statements under the Securities Act and the Securities Exchange Act - Report submitted to the Securities and Exchange Commission by a Joint Committee representing the American Institute of Accountants and the American Society of Certified Public Accountants
image pdf (Courtesy of the American Institute of Certified Public Accountants)
August 5, 1934: Protest from William Henry to Justice Louis Brandeis on unemployment
transcript pdf (Louis D. Brandeis Papers, Brandeis School of Law, University of Louisville)
August 7, 1934: Telegram from Joseph P. Kennedy to Roger Babson
image pdf (Courtesy of the National Archives)
August 9, 1934: Letter from J. Lionberger Davis to Justice Louis Brandeis reporting concerns about New Deal
transcript pdf (Louis D. Brandeis Papers, Brandeis School of Law, University of Louisville)

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