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May 11, 1936: Memorandum from Nathan Sameth to Paul Gourrich on the Docket's Section Industrial Classification
document pdf (Courtesy of the estate of Nathan Sameth)
May 14, 1936: Memo from William O. Douglas to Dean Charles Clark on Combined Law-Business Course
transcript pdf (Courtesy of the Library of Congress)
May 15, 1936: Letter from William O. Douglas to Virgil Langtry
transcript pdf (Courtesy of the Library of Congress)
May 19, 1936: Letter from SEC Chairman James M. Landis to Dominick & Dominick requesting information on volume and value of transactions in American stocks executed for foreign accounts
transcript pdf (Courtesy of the National Archives and Records Administration)
May 20, 1936: Letter from William O. Douglas to Justice Louis Brandeis
transcript pdf (Courtesy of the Library of Congress)
May 27, 1936: Letter from K.N. Llewellyn to Justices Stone and Cardozo on dissents
transcript pdf (Harlan Fiske Stone Papers, courtesy Library of Congress)
May 28, 1936: Letter from Felix Frankfurter to Justice Harlan Stone on Supreme Court decisions
transcript pdf (Harlan Fiske Stone Papers, courtesy Library of Congress)
May 29, 1936: Letter from William O. Douglas to Senator Joseph C. O'Mahoney Re HR8940
transcript pdf (Courtesy of the Library of Congress)
May 31, 1936: William O. Douglas to Robert G. Bosworth on resignation of Foster Cline
document pdf (Courtesy of the Library of Congress)
June 3, 1936: Letter from Justice Harlan Stone to Felix Frankfurter on working with fellow Justices
transcript pdf (Harlan Fiske Stone Papers, courtesy Library of Congress)
June 5, 1936: Letter, with comments, from Felix Frankfurter to Associate Justice Harlan Stone
transcript pdf (Harlan Fiske Stone Papers, courtesy Library of Congress)
June 6, 1936: Clippings from Kansas City Times: Kansas Blue Sky Law Saves Citizens of the State Millions of Dollars
image pdf (With permission of Kansas State Historical Society, Copy and Reuse Restrictions Apply)
June 9, 1936: Telegram from William O. Douglas to Abe Fortas
transcript pdf (Courtesy of the Library of Congress)
June 18, 1936: Letter from William O. Douglas to Edward D. Jones, Edward D. Jones & Co.
transcript pdf (Courtesy of the Library of Congress)
June 20, 1936: U.S. Securities and Exchange Commission Report on the Feasibility and Advisability of the Complete Segregation of the Functions of Dealer and Broker
image pdf (Anonymous)
June 22, 1936: Letter from William O. Douglas to John A. Carroll, South Side Savings Bank & Trust
transcript pdf (Courtesy of the Library of Congress)
June 23, 1936: Letter from William O. Douglas to Louis Wehle
transcript pdf (Courtesy of the Library of Congress)
June 23, 1936: Memo from William O. Douglas to Judge Burns
transcript pdf (Courtesy of the Library of Congress)
June 24, 1936: Letter from Frank L. Scheffey to Assenting Members of the Conference Plan
image pdf
June 27, 1936: Letter from George McNulty, SEC Office of General Counsel to Charles Cropley, Clerk of U.S. Supreme Court on copy of opinion of Court in J. Edward Jones v. SEC
image pdf (Courtesy of National Archives and Records Administration)
June 27, 1936: Letter from William O. Douglas to Institute of Public Affairs
transcript pdf (Courtesy of the Library of Congress)
June 29, 1936: Letter from B. Howell Griswold, Jr., Investment Bankers Conference Committee to SEC Chairman James M. Landis
image pdf (Courtesy FINRA)
June 29, 1936: Letter from Ben Howell Griswold, Jr. on behalf of IBCC to Hon. James Landis
image pdf
June 29, 1936: Letter from SEC Chairman James M. Landis to B. Howell Griswold, Jr., Investment Bankers Conference Committee
image pdf (Courtesy FINRA)
June 29, 1936: Statement of SEC Chairman to Members of Special Committee for Permanent Plan of the Investment Bankers Conference Committee
image pdf (Courtesy FINRA)
June 30, 1936: Minutes of Meeting of Executive Committee
image pdf
June 30, 1936: Second Annual Report of the Securities and Exchange Commission
image pdf (Government Records)
July 7, 1936: Letter from William O. Douglas to President Roosevelt
transcript pdf (Courtesy of the Library of Congress)
July 8, 1936: Letter from William O. Douglas to James Landis
transcript pdf (Courtesy of the Library of Congress)
July 8, 1936: Memo to Stephen Early from SEC Commissioner William Douglas, signed by Edith Waters
image pdf (Courtesy of Franklin Delano Roosevelt Presidential Library)
July 9, 1936: Letter to SEC Chairman James Landis from J.M.B. Hoxsey, New York Stock Exchange on proxy rule
image pdf (Courtesy of National Archives)
July 11, 1936: William O. Douglas, Margins and Markets, Response to Charles Gay, New York Stock Exchange
document pdf (with permission of the Yale University Press)
July 13, 1936: Letter from William O. Douglas to Harold Laski, London School of Economics
transcript pdf (Courtesy of the Library of Congress)
July 14, 1936: Letter from William O. Douglas to Professor Glenn Paxon
transcript pdf (Courtesy of the Library of Congress)
July 16, 1936: James M. Landis to James P. Brassor on Regional Administrator travel assignments
document pdf (Courtesy of National Archives)
July 21, 1936: Letter from William O. Douglas to Charles Gay, New York Stock Exchange
transcript pdf (Courtesy of the Library of Congress)
July 22, 1936: Notes from SEC Meeting on Broker-Dealer Segregation
transcript pdf (Courtesy of the Library of Congress)
July 23, 1936: Letter from William O. Douglas to Robert Jackson, Assistant Attorney General
transcript pdf (Courtesy of the Library of Congress)
July 27, 1936: Telegram from William O. Douglas to Thomas Corcoran
image pdf (Courtesy of the Library of Congress)
July 28, 1936: Letter from William O. Douglas to Justice Louis Brandeis
transcript pdf (Courtesy of the Library of Congress)
August 3, 1936: Memo from J.Q. Newton
transcript pdf (Courtesy of the Library of Congress)
August 4, 1936: Letter to New York Stock Exchange members and their partners requesting views on SEC Report on Segregation
image pdf (All rights are owned exclusively by NYSE Euronext (copyright) 2010 NYSE Euronext. All Rights Reserved, courtesy New York Stock Exchange Archives. All worldwide intellectual property rights including without limitation moral rights vest in NYSE Euronext and/or its affiliates.)
August 5, 1936: Letter from Francis P. Brassor, SEC Secretary to Senator Hugo Black
document pdf (Courtesy of the National Archives)
August 22, 1936: Memo from SEC Research Division to Chairman Landis on August 21st transactions in American stocks for foreign accounts
transcript pdf (Courtesy of the National Archives and Records Administration)
August 28, 1936: Congratulation letter from Robert Jackson to Edwin Corwin on book on commerce power
transcript pdf (Robert H. Jackson Papers, courtesy Library of Congress)
August 31, 1936: Memo on formation of self-regulatory organization from Investment Bankers Conference Committee
image pdf (Courtesy FINRA)
September 3, 1936: Letter from Ben Howell Griswold, Jr. on behalf of IBCC to All Investment Bankers and Securities Dealers
image pdf
September 3, 1936: Memo on application to self-regulatory organization from Investment Bankers Conference Committee
image pdf (Courtesy FINRA)
September 3, 1936: Plan of the Investment Bankers Conference Committee to incorporate as the Investment Bankers Conference, Inc.
image pdf (Courtesy FINRA)
September 24, 1936: Note from Edward Corwin to Assistant Attorney General Robert Jackson
image pdf (Robert H. Jackson Papers, courtesy Library of Congress)
October 6, 1936: James M. Landis to the GAO on Milton Karr’s Boise travel expenses
document pdf (Courtesy of National Archives)
October 18, 1936: American Institute of Accountants Release - Annual Meeting in Dallas
transcript pdf (Courtesy of the American Institute of Certified Public Accountants)
October 20, 1936: James M. Landis to W.Y. Elliott on the organization of a department or agency of the government
document pdf (Courtesy of National Archives)
October 21, 1936: American Institute of Accountants Release - Annual Meeting Program for the Day
transcript pdf (Courtesy of the American Institute of Certified Public Accountants)
October 27, 1936: William O. Douglas, The Forces of Disorder, Address at the University of Chicago
document pdf (with permission of the Y ale University Press)
October 28, 1936: James M. Landis to Foster Cline on personnel and plans to clean up pending cases in the Denver Regional Office
document pdf (Courtesy of National Archives)
October 28, 1936: Letter from Carl E. Parry, Federal Reserve, to SEC Chairman James Landis, with memo on comparative costs of trading in New York and London
image pdf (Courtesy of the National Archives and Records Administration)
October 30, 1936: Letter from Edith Waters to Abe Fortas
transcript pdf (Courtesy of the Library of Congress)
October 30, 1936: Memo from Saperstein to Katz with Report to National Emergency Council
image pdf (Courtesy of the National Archives and Records Administration)
November 1936: William O. Douglas, Municipal Debt Readjustment, Paper read before the U.S. Conference of Mayors
document pdf (with permission of the Yale University Press)
November 2, 1936: Letter from William O. Douglas to Abe Fortas re Deposit Agreements v. Proxies
transcript pdf (Courtesy of the Library of Congress)
November 10, 1936: Letter from Wallace Fulton to Investment Bankers and Security Dealers
image pdf
November 13, 1936: Letter to President Franklin D. Roosevelt from Charles March, Federal Trade Commission on study of Federal incorporation
image pdf (Courtesy of the Franklin Delano Roosevelt Presidential Library)
November 16, 1936: James M. Landis to Foster Cline on engaging a stenographer in Denver
document pdf (Courtesy of National Archives)
November 16, 1936: James M. Landis to J.P. Pope on small issue exemptions
document pdf (Courtesy of National Archives)
November 23, 1936: Memo from R.W. Goldschmidt to SEC Chairman Landis on foreign trading in American securities
transcript pdf (Courtesy of the National Archives and Records Administration)
November 25, 1936: American Institute of Accountants Release - Announcement of Merger of American Institute of Accountants and American Society of Certified Public Accountants
transcript pdf (Courtesy of the American Institute of Certified Public Accountants)
November 27, 1936: James M. Landis to Seymour Heilbron on speakers at the National Association of Securities Commissioners meeting
document pdf (Courtesy of National Archives)
November 27, 1936: Letter from O.H. Allred, SEC Regional Administrator, to C. Roy Smith, Chief of SEC Oil and Gas Unit
image pdf (Courtesy of the National Archives and Records Administration)
November 30, 1936: Memo from SEC Research Division to Chairman Landis on comparison between reports on foreign transactions in American securities made to the Treasury and to the SEC
image pdf (Courtesy of the National Archives and Records Administration)
December 3, 1936: James M. Landis to Senator William King on small issue mining exemptions
document pdf (Courtesy of National Archives)
December 5, 1936: Telegram from Howard Judy, SEC Regional Administrator, to Allen Throop, SEC Assistant General Counsel
image pdf (Courtesy of the National Archives)
December 8, 1936: James M. Landis to Helen Lamb regarding employment at the San Francisco Regional Office
document pdf (Courtesy of National Archives)
December 8, 1936: Senator O'Mahoney Discusses "Federal Incorporation Bill" over Columbia Network
transcript pdf (William Edgar Borah Papers, courtesy Library of Congress)
December 9, 1936: Memo from Paul P. Gourrich to SEC Chairman Landis with excerpts on foreign funds in U.S.A. markets
transcript pdf (Courtesy of the Library of Congress)
December 10, 1936: Recommendations to U.S. Senator William Borah from William Chantland for proposed licensing bill
transcript pdf (William Edgar Borah Papers, courtesy Library of Congress)
December 11, 1936: Confidential memo by Paul P. Gourrich on foreign buying
transcript pdf (Courtesy of the Library of Congress)
December 15, 1936: James M. Landis to Secretary of the Treasury on providing information on vendors to the Denver Regional Office
document pdf (Courtesy of National Archives)
December 15, 1936: James M. Landis to Secretary of Treasury on alleged shipments to the Denver Mint
document pdf (Courtesy of National Archives)
December 18, 1936: James M. Landis to Senator Richard Russell on broker J. N. Hanna
document pdf (Courtesy of National Archives)
December 18, 1936: Memo to SEC Commissioner William O. Douglas from Willis Ballinger on talk with Senator O'Mahoney
transcript pdf (Courtesy of National Archives and Records Administration)
December 18, 1936: Milton Katz to George P. Robinson on a request for discussion with James Landis
document pdf (Courtesy of National Archives)
December 23, 1936: James M. Landis to Senator Harry F. Byrd providing information on employees
document pdf (Courtesy of National Archives)
December 24, 1936: John B. Martin to W. McNeil Kennedy regarding a speech draft
document pdf (Courtesy of National Archives)
December 29, 1936: James M. Landis to Nellie Taylor Ross regarding contacts between the Denver Mint and the Denver Regional Office
document pdf (Courtesy of National Archives)
1937: AIA Advance Publication Notice for "Audit Working Papers: Their Function, Preparation and Content," by Maurice E. Peloubet
image pdf (Courtesy of the American Institute of Certified Public Accountants)
1937: Appeal from George Reither to U.S. Supreme Court on Agriculture Adjustment Act
transcript pdf (Charles Evans Hughes Papers, courtesy Library of Congress)
1937: Questionnaire to members of the American Institute of Accountants on change of name and regional representation
image pdf (Courtesy of the American Institute of Certified Public Accountants)
1937: The Townsend National Recovery Plan
transcript pdf (Charles Evans Hughes Papers, courtesy Library of Congress)
January 2, 1937: Letter to President Franklin D. Roosevelt from Senator Joseph C. O'Mahoney regarding interstate commerce bill
transcript pdf (Courtesy of the Franklin Delano Roosevelt Presidential Library)
January 8, 1937: Address by SEC Commissioner George C. Mathews before Milwaukee Chapter, Wisconsin Society of CPAs
transcript pdf (AICPA Collection, University of Mississippi)
January 9, 1937: Protest telegram from W.A. Walters, George Sandberg and James Swenson to Chief Justice Charles Evans Hughes
transcript pdf (Charles Evans Hughes Papers, courtesy Library of Congress)
January 11, 1937: "Some Accounting Problems of the Securities and Exchange Commission" - Address by Carman G. Blough before the New York State Society of CPAs
transcript pdf (Courtesy of the AICPA Library Collection, University of Mississippi)
January 12, 1937: S.721: Corporation Licensing Act of 1937
image pdf (William Edgar Borah Papers, courtesy Library of Congress)
January 16, 1937: "Big Business, What Now?" - Joseph P. Kennedy, The Saturday Evening Post
image pdf (Courtesy of the Library of Congress)
January 19, 1937: Letter to Morris Bealle, Plain Talk from U.S. Senator William Borah seeking approval for licensing bill
transcript pdf (William Edgar Borah Papers, courtesy Library of Congress)
January 19, 1937: SEC Release
transcript pdf (Courtesy of the National Archives)
January 25, 1937: Letter from William O. Douglas to Abe Fortas
document pdf (Courtesy of the Library of Congress)
January 25, 1937: Letter to U.S. Senator William Borah from Robert Reed on Williams bill on corporations
transcript pdf (William Edgar Borah Papers, courtesy Library of Congress)
January 25, 1937: Note to U.S. Senator Joseph O'Mahoney from Lewis Gilbert agreeing to testify
image pdf (Courtesy of the National Archives and Records Administration)

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