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Papers

301 to 373 of 373 records

Page:
June 2, 1958
Findings and Opinion of the Commission in the Matter of Bellanca Corporation
document pdf (Courtesy of Paul Gonson)
June 30, 1958
24th Annual Report of the Securities and Exchange Commission

(Government Records)

July 1958
NASD News
image pdf (Courtesy FINRA)
August 1, 1958
Letter from Loomis to Rep. Burns re Management Fees Paid by Mutual Funds
image pdf (Courtesy of the National Archives and Records Administration)
August 1, 1958
Letter to U.S. Representative John Burns from John Loomis, SEC with memorandum on mutual fund management fees
transcript pdf (Courtesy of National Archives and Records Administration)
August 27, 1958
Accounting Aspects of Business Combination - Address by Andrew Barr, SEC Chief Accountant to American Accounting Association
transcript pdf (AICPA Collection, University of Mississippi)
September 1958
Report to Council of the Special Committee on Research Program
transcript pdf (Courtesy of the American Institute of Certified Pubilc Accountants)
September 2, 1958
Manuel Cohen draft memo on a proposed enforcement program
image pdf (Courtesy of the National Archives and Records Administration)
September 5, 1958
Memo from Manuel Cohen to Sharon Clay Risk, Division of Corporation Finance on merit cash award for Mollie Zion
transcript pdf (Courtesy of the estate of Mollie B. Zion)
September 15, 1958
The Canadian Accounting Profession and the S.E.C. - Address by Andrew Barr, SEC Chief Accountant to Canadian Institute of Chartered Accountants
transcript pdf (AICPA Collection, University of Mississippi)
September 22, 1958
Memo to H.L. Froy from J. Bleibtreu
image pdf
September 24, 1958
Letter from G. Keith Funston to Hon. Edward Gadsby
image pdf
September 26, 1958
Notes on NASD v. VALIC and SEC v. VALIC
transcript pdf (Earl Warren Papers, courtesy Library of Congress)
October 1, 1958
Release by Orval L. DuBois regarding Rule 17a-8 under the Securities Exchange Act of 1934
image pdf
October 15, 1958
Memo from Thomas Meeker to SEC Chairman Edward Gadsby on Commission endorsement of the Uniform Securities Act
transcript pdf (Courtesy of the National Archives and Records Administration)
November 8, 1958
The Living Law - Speech of Justice Stanley Reed at the Columbia Law School Centennial Dinner
image pdf (Stanley Forman Reed Collections, courtesy University of Kentucky)
November 20, 1958
Letter from Lee Monett to Wallace Fulton
image pdf
November 30, 1958
History of NASD
image pdf (Courtesy FINRA)
December 3, 1958
New York State Attorney General Release on bar of Lincoln Securities Corporation in sale of stock of Shoreland Mines, Ltd.
image pdf (Courtesy of Orestes Mihaly)
December 8, 1958
Letter from Wallace Fulton to Hon. Edward Gadsby
image pdf
1959
Alaska Omnibus Act (Public Law No. 86-70); Section 202(a) of IAA amended; Sections 2(a)(37), 6(a)(1) of ICA amended
document pdf (Government Records)
Late 1950s
Draft letter from U.S. Senator J. Allen Frear, Jr. on SEC wish to amend existing U.S.-Canada extradition treaty to cover modern securities fraud techniques
transcript pdf (Courtesy of the National Archives and Records Administration)
1959
NASD Annual Report
image pdf (Courtesy FINRA)
1959
Proposal of SEC to Adopt Rule 17a-8 under the Securities & Exchange Act of 1934
image pdf
1959
SEC Silver Anniversary Celebration Program
document pdf (Courtesy of Francis Trainor)
1959
Memo from Frederick Moss and Eugene Rotberg to Byron Woodside
document pdf (Courtesy of Paul Gonson)
January 21, 1959
Memorandum on NASD v. VALIC and SEC v. VALIC
transcript pdf (Earl Warren Papers, courtesy Library of Congress)
February 13, 1959
New York State Attorney General Release on "get rich quick scheme" of Lowell Messer
image pdf (Courtesy of Orestes Mihaly)
February 14, 1959
Memorandum from Justice William O. Douglas on SEC v. Variable Annuity Life Insurance Company and The Equity Annuity Life Insurance Company, and on NASD v. VALIC
image pdf (William O. Douglas Papers, courtesy Library of Congress)
February 16, 1959
Note from Chief Justice Earl Warren to Justice William O. Douglas in support of SEC v. VALIC
image pdf (William O. Douglas Papers, courtesy Library of Congress)
February 17, 1959
Notice to dissent from Justice John M. Harlan on SEC v. VALIC
image pdf (Earl Warren Papers, courtesy Library of Congress)
March 5, 1959
Note from Justice William Brennan to Justice William O. Douglas on VALIC
image pdf (William O. Douglas Papers, courtesy Library of Congress)
March 6, 1959
Letter to U.S. Representative Thomas Curtis from Fred Scribner, Under Secretary of the Treasury on municipal ownership of manufacturing companies
transcript pdf (Courtesy of National Archives and Records Administration)
March 10, 1959
Letter to U.S. Representative Henry Dixon from Jay Glasmann, Department of the Treasury on municipal ownership of manufacturing companies
transcript pdf (Courtesy of National Archives and Records Administration)
March 11, 1959
Letter from Wallace Fulton to Lee Monett
image pdf
March 14, 1959
Letter from Justice William Douglas to Justice William Brennan on VALIC
image pdf (William J. Brennan, Jr. Papers, courtesy Library of Congress)
March 14, 1959
Letter from Justice William Douglas to Justice William Brennan with proposed revisions for VALIC
transcript pdf (William O. Douglas Papers, courtesy Library of Congress)
March 16, 1959
Note from Justice William Brennan to Justice William O. Douglas on concurrence in VALIC
image pdf (William O. Douglas Papers, courtesy Library of Congress)
March 18, 1959
Letter from Henry H. Pierce, Jr., Connecticut Bank Commissioner, to Paul Windels, Jr. regarding Connecticut Bill No. 2715
image pdf (Courtesy of the National Archives and Records Administration)
March 18, 1959
Note from Justice William Douglas to Justice John Harlan on Justice Brennan joining in concurrence on VALIC
transcript pdf (William O. Douglas Papers, courtesy Library of Congress)
March 19, 1959
New York State Attorney General Release on ban on Alaska Building Supply & Equipment Rental Corporation
image pdf (Courtesy of Orestes Mihaly)
March 21, 1959
Notice to dissent from Justice Tom C. Clark on SEC v. VALIC
image pdf (Earl Warren Papers, courtesy Library of Congress)
March 28, 1959
Letter from Thomas Meeker to Henry H. Pierce, Jr., Connecticut Bank Commissioner
transcript pdf (Courtesy of the National Archives and Records Administration)
April 1959
Appalachian Power Company, et al against American Institute of CPAs - United States District Court for the Southern District of New York; Order to show cause
image pdf (Courtesy of the American Institute of Certified Public Accountants)
April 1959
NASD News
image pdf (Courtesy FINRA)
April 1959
NASD News - Special Insert
image pdf (Courtesy FINRA)
April 2, 1959
Letter to SEC Chairman Edward Gadsby from John Sobieski, California Division of Corporations with rule notice
image pdf (Courtesy of National Archives)
April 9, 1959
Letter from Lee Monett to Wallace Fulton, with copy of memorandum on Rule 17a-8
image pdf
April 11, 1959
Remarks of Justice William Brennan at Harvard Law Review banquet
transcript pdf (Earl Warren Papers, courtesy Library of Congress)
April 14, 1959
Letter from G. Keith Funston to Hon. Edward Gadsby
image pdf
April 16, 1959
Reply letter to Lee Monett from Wallace Fulton=
image pdf
April 24, 1959
Public Interest in Constitutional Interpretations - Address by Justice Stanley Reed at University of Texas School of Law
image pdf (Stanley Forman Reed Collections, courtesy University of Kentucky)
April 24, 1959
The Boom in Shareownership: How is the Public Handling the Complexities of Investing? - Remarks by G. Keith Funston, President, New York Stock Exchange
image pdf (All worldwide intellectual property rights including without limitation moral rights vest in NYSE Euronext and/or its affiliates.)
May 1959
Appalachian Power Company, et al against American Institute of CPAs - United States Court of Appeals for the Second Circuit; Memorandum on behalf of appellees in opposition to appeallants' motion for injunction pending appeal
image pdf (Courtesy of the American Institute of Certified Public Accountants)
May 21, 1959
The Independent Accountant and the SEC - Address by Andrew Barr, SEC Chief Accountant to 21st Annual Ohio State University Institute on Accounting
transcript pdf (AICPA Collection, University of Mississippi)
June 3, 1959
New York State Attorney General Release on charges against Frank Canizio and Viola Kelly
image pdf (Courtesy of Orestes Mihaly)
June 11, 1959
Letter to David Mearns, Library of Congress on preserving court papers of Associate Justice Pierce Butler
transcript pdf (With permission of the Pierce Butler Family Papers, Minnesota Historical Society)
June 12, 1959
Report by SEC Executive Director and General Counsel on cooperation by SEC employees with state governments in connection with state securities legislation
transcript pdf (Courtesy of the National Archives and Records Administration)
June 15, 1959
Letter to U.S. Representative Henry Dixon from Jay Glasmann, Department of the Treasury on municipal tax-exempt bonds
image pdf (Courtesy of National Archives and Records Administration)
June 27, 1959
Disclosure in Theory and Practice - Address by Andrew Barr, SEC Chief Accountant to Certified Public Accountants of the Pacific Northwest
transcript pdf (AICPA Collection, University of Mississippi)
June 30, 1959
25th Annual Report of the Securities and Exchange Commission

(Government Records)

July 1959
NASD News
image pdf (Courtesy FINRA)
July 2, 1959
New York State Attorney General Release on extradition request by Ontario Securities Commission
image pdf (Courtesy of Orestes Mihaly)
July 24, 1959
New York State Attorney General Release on charges against Jack Kissel and K. Medann & Company, Inc.
image pdf (Courtesy of Orestes Mihaly)
August 11, 1959
Supplemental Statement of National Association of Securities Dealers, Inc., on S. 1179 and H.R. 2480
image pdf
September 21, 1959
Memo of Closed "SEC" Session at the Convention of the North American Securities Administrators
transcript pdf (Courtesy of the National Archives and Records Administration)
October 1959
Organization and Operation of the Accounting Research Program and Related Activities
image pdf (Courtesy of the American Institute of Certified Public Accountants)
October 8, 1959
The Lawyer in Government Service - Address by Justice Stanley Reed at University of Chicago Law School
image pdf (Stanley Forman Reed Collections, courtesy University of Kentucky)
October 15, 1959
The Role of the Accountant in the Restoration and Maintenance of Public Confidence in the Capital Formation Process - Address by SEC Commissioner James Sargent to Hagerstown Chapter, National Association of Accountants
transcript pdf (AICPA Collection, University of Mississippi)
October 31, 1959
Women in the Federal Service, 1939 - 1959 (excerpt)
image pdf (Courtesy of Library of Congress)
November 11, 1959
Accounting - Changing Patterns: The Impact of Regulatory Agencies - Address by Andrew Barr, SEC Chief Accountant
transcript pdf (AICPA Collection, University of Mississippi)
December 1959
NASD News
image pdf (Courtesy FINRA)
December 21, 1959
Memo from Byron Woodside, SEC Division of Corporation Finance on disclosure requirements of investment companies
transcript pdf (Courtesy of National Archives and Records Administration)

301 to 373 of 373 records

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