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201 to 300 of 373 records

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August 23, 1955
SEC Release: Proposed Amendment of Proxy Rules
transcript pdf (Courtesy of National Archives and Records Administration)
September 26, 1955
Summary of discussion on September 26 and 28, 1955, at Regional Administrators Conference
image pdf (Courtesy of the National Archives and Records Administration)
October 14, 1955
Institutional Investors: How is Their Growth Affecting the Stock Market? - Remarks by G. Keith Funston, President, New York Stock Exchange
image pdf (All worldwide intellectual property rights including without limitation moral rights vest in NYSE Euronext and/or its affiliates.)
November 21, 1955
Supreme Court of the State of New York - The People of the State of New York against West Hooker, Film Network, Inc. and Master Television Corporation
transcript pdf (Courtesy of Orestes Mihaly)
December 1955
Mr. Justice Roberts - Felix Frankfurter
image pdf (Hugo Black Papers, courtesy Library of Congress)
December 1955
NASD News
image pdf (Courtesy FINRA)
December 1955
NASD News - Special Insert
image pdf (Courtesy FINRA)
1956
NASD Annual Report
image pdf (Courtesy FINRA)
March 10, 1956
SEC Accounting Series Releases 1 to 77, Inclusive
image pdf (Courtesy of Gary J. Previts)
March 26, 1956
Letter from Lewis L. Baxter to SEC regarding solicitation of proxies by corporation management
transcript pdf (Courtesy of the National Archives and Records Administration)
May 17, 1956
"Corporate Accounting Standards Under Federal Securities Laws" - Address by SEC Chairman J. Sinclair Armstrong at the 18th Annual Institute on Accounting of the Ohio State University
transcript pdf (Courtesy of the AICPA Library Collection, University of Mississippi)
May 21, 1956
Byron Woodside, regarding providing copies of registration statements to regional offices
image pdf (Courtesy of the National Archives and Records Administration)
June 1956
NASD News
image pdf (Courtesy FINRA)
June 30, 1956
22nd Annual Report of the Securities and Exchange Commission

(Government Records)

August 1956
Accounting Terminology Bulletins Number 3 - Book Value
image pdf (AICPA Collection, University of Mississippi)
September 4, 1956
Memo from Byron Woodside on SEC Division of Corporation Finance operations and operating procedures
transcript pdf (Courtesy of John Huber)
October 25, 1956
"America Embraces a People's Capitalism" - Remarks by G. Keith Funston before the American Chamber of Commerce in London
transcript pdf (All rights are owned exclusively by NYSE Euronext (copyright) 2010 NYSE Euronext. All Rights Reserved, courtesy New York Stock Exchange Archives. All worldwide intellectual property rights including without limitation moral rights vest in NYSE Euronext and/or its affiliates.)
November 16, 1956
Supreme Court of the State of New York - The People of the State of New York against Albert Wallace Benson, doing business as Benson & Co., and Pioneer Mortgage and Development Corporation
transcript pdf (Courtesy of Orestes Mihaly)
November 28, 1956
Staff Organization of the American Institute of Accountants
image pdf (Courtesy of the American Institute of Certified Public Accountants)
1957
NASD Annual Report
image pdf (Courtesy FINRA)
January 21, 1957
Release from New York Attorney General Louis J. Lefkowitz on court order regarding Adirondack Uranium and Minerals Corporation
image pdf (Courtesy of Orestes Mihaly)
January 30, 1957
Memo to A.E. Scheidenhelm, SEC Executive Director from Thomas G. Meeker, SEC General Counsel on SEC Commissioners serving as executor
transcript pdf (Courtesy of George Bush Presidential Library and Museum)
February 28, 1957
Statement of SEC Chairman J. Sinclair Armstrong on Lawrence M. Greene, Division of Corporation Finance, receiving Rockefeller Public Service Award
document pdf (Courtesy of Lawrence Greene)
February 28, 1957
The Securities Act of 1933 - presented by George Blackstone, one of the SEC Division of Corporation Finance Training Program Lectures
image pdf (Courtesy of Ann Wallace)
March 1, 1957
The Securities Exchange Act of 1934 and Stock Exchange Listings and Problems of Stock Exchanges - presented by Charles Shreve and Rayborn Clifton, one of the SEC Division of Corporation Finance Training Program Lectures
image pdf (Courtesy of Ann Wallace)
March 6, 1957
Records and Services - presented by James Hindle and Ernest Dessecker, one of the SEC Division of Corporation Finance Training Program Lectures
image pdf (Courtesy of Ann Wallace)
March 7, 1957
Types of Financing - presented by Charles Eisenhart, one of the SEC Division of Corporation Finance Training Program Lectures
image pdf (Courtesy of Ann Wallace)
March 13, 1957
Processing Proxy Statements - presented by Robert Bagley, one of the SEC Division of Corporation Finance Training Program Lectures
transcript pdf (Courtesy of Ann Wallace)
March 14, 1957
Techniques for the Processing of Registration Statements, Part I - presented by Ralph Hocker, one of the SEC Division of Corporation Finance Training Program Lectures
transcript pdf (Courtesy of Ann Wallace)
March 15, 1957
Letter to Adolf Berle from Gardiner Means with foreward to Japanese edition of Modern Corporation
transcript pdf (Gardiner Means Papers, courtesy of Franklin Delano Roosevelt Presidential Library)
March 15, 1957
Techniques for the Processing of Registration Statements, Part II - presented by Ralph Hocker, one of the SEC Division of Corporation Finance Training Program Lectures
transcript pdf (Courtesy of Ann Wallace)
March 21, 1957
Problems in Accounting, Part I - presented by Andrew Barr, one of the SEC Division of Corporation Finance Training Program Lectures
image pdf (Courtesy of Ann Wallace)
March 22, 1957
Letter to SEC Chairman J. Sinclair Armstrong from G. Keith Funston, New York Stock Exchange on proxy contests
transcript pdf (All worldwide intellectual property rights including without limitation moral rights vest in NYSE Euronext and/or its affiliates.)
March 22, 1957
Problems in Accounting, Part II - presented by Andrew Barr, one of the SEC Division of Corporation Finance Training Program Lectures
transcript pdf (Courtesy of Ann Wallace)
March 27, 1957
Registration for Manufacturing Companies - presented by Alfred King, one of the SEC Division of Corporation Finance Training Program Lectures
transcript pdf (Courtesy of Ann Wallace)
March 28, 1957
Registration Statement of a Public Utility - presented by Maxwell Kaufman, one of the SEC Division of Corporation Finance Training Program Lectures
image pdf (Courtesy of Ann Wallace)
April 3, 1957
Analysis of Registration Statements of Insurance Companies - presented by Bertram DuBois and Walter Mickelsen, one of the SEC Division of Corporation Finance Training Program Lectures
transcript pdf (Courtesy of Ann Wallace)
April 4, 1957
Finance Companies - presented by Frank Mondell, one of the SEC Division of Corporation Finance Training Program Lectures
image pdf (Courtesy of Ann Wallace)
April 10, 1957
Analysis of a Registration Statement of a Company Offering Services - presented by Joseph Romeo, one of the SEC Division of Corporation Finance Training Program Lectures
transcript pdf (Courtesy of Ann Wallace)
April 11, 1957
Regarding Regional Office Interpretative Reports
image pdf (Courtesy of the National Archives and Records Administration)
April 11, 1957
Registration Statement for Retail Companies - presented by Fitch Bishop, one of the SEC Division of Corporation Finance Training Program Lectures
transcript pdf (Courtesy of Ann Wallace)
April 17, 1957
Investment Company Act of 1940 - presented by Harry Heller and Lawrence Greene, one of the SEC Division of Corporation Finance Training Program Lectures
image pdf (Courtesy of Ann Wallace)
April 18, 1957
Analysis of a Registration Statement of an Investment Company and Requirements of Commission's Statement of Policy on Sales Literature - presented by Harvey Ollsen and Charles Shreve, one of the SEC Division of Corporation Finance Training Program Lectures
image pdf (Courtesy of Ann Wallace)
April 23, 1957
New York State Attorney General Release on plot by Iron Curtain firms to seize control of corporations producing defense material
image pdf (Courtesy of Orestes Mihaly)
April 24, 1957
Disclosure Problems for Mining Ventures - presented by Benjamin Adelstein, one of the SEC Division of Corporation Finance Training Program Lectures
transcript pdf (Courtesy of Ann Wallace)
April 25, 1957
Oil and Gas Problems - presented by Tell White, one of the SEC Division of Corporation Finance Training Program Lectures
image pdf (Courtesy of Ann Wallace)
April 26, 1957
Letter from Justice Stanley Reed to Justice William Douglas on concentration of economic power
transcript pdf (William O. Douglas Papers, courtesy Library of Congress)
April 29, 1957
Letter from Justice William Douglas to Justice Stanley Reed on big and small business
transcript pdf (William O. Douglas Papers, courtesy Library of Congress)
May 1, 1957
Disclosure Problems Relating to Scientific, Engineering and Valuation Cases - presented by Walter Costello, one of the SEC Division of Corporation Finance Training Program Lectures
image pdf (Courtesy of Ann Wallace)
May 2, 1957
Requirements of the Trust Indenture Act of 1939 - presented by Irving Schiller and Simon Spiro, one of the SEC Division of Corporation Finance Training Program Lectures
image pdf (Courtesy of Ann Wallace)
May 6, 1957
Memo to Thomas G. Meeker, SEC General Counsel from Ellwood L. Englander with opinion on legality of ownership of registered securities by a SEC Commissioner
transcript pdf (Courtesy of George Bush Presidential Library and Museum)
May 8, 1957
Market Problems of Underwriters in a Distribution and Capital Requirements - presented by Philip Loomis and Edward Emerson, one of the SEC Division of Corporation Finance Training Program Lectures
image pdf (Courtesy of Ann Wallace)
May 9, 1957
Note from Chief Justice Earl Warren to Justice Charles Whittaker in support of SEC v. Louisiana PSC
transcript pdf (Earl Warren Papers, courtesy Library of Congress)
May 9, 1957
Stabilizing Transactions - presented by Philip Loomis and Edward Emerson, one of the SEC Division of Corporation Finance Training Program Lectures
image pdf (Courtesy of Ann Wallace)
May 15, 1957
Filings under Regulation A - presented by James Glavin, one of the SEC Division of Corporation Finance Training Program Lectures
transcript pdf (Courtesy of Ann Wallace)
May 16, 1957
Processing of Applications for Registration of Securities on Exchanges - presented by Rayborn Clifton, Maxwell Kaufman and Benjamin Levy, one of the SEC Division of Corporation Finance Training Program Lectures
transcript pdf (Courtesy of Ann Wallace)
May 22, 1957
Office of General Counsel - presented by Thomas Meeker, one of the SEC Division of Corporation Finance Training Program Lectures
image pdf (Courtesy of Ann Wallace)
May 22, 1957
Proxy Contests - presented by Harry Heller, one of the SEC Division of Corporation Finance Training Program Lectures
transcript pdf (Courtesy of Ann Wallace)
May 23, 1957
Stop-order Proceedings and Investigations Administrative Procedure Act - presented by George Blackstone, Edmund Worthy and David Ferber, one of the SEC Division of Corporation Finance Training Program Lectures
image pdf (Courtesy of Ann Wallace)
May 28, 1957
Release from New York Attorney General Louis J. Lefkowitz on court order regarding Lynn Robert Akers
image pdf (Courtesy of Orestes Mihaly)
May 29, 1957
Commission's Enforcement Program and Functions of the Office of Opinion Writing - presented by Walter Holden and W. Victor Rodin, one of the SEC Division of Corporation Finance Training Program Lectures
transcript pdf (Courtesy of Ann Wallace)
June 3, 1957
Note from Justice Felix Frankfurter to Chief Justice Earl Warren on withholding announcement of opinion until New York Stock Exchange closing
image pdf (Earl Warren Papers, courtesy Library of Congress)
June 4, 1957
New Steps to Strengthen the Rights of Stockholders - Remarks by G. Keith Funston, President, New York Stock Exchange
image pdf (All worldwide intellectual property rights including without limitation moral rights vest in NYSE Euronext and/or its affiliates.)
June 5, 1957
Division of Corporation Regulation - presented by Ray Garrett, one of the SEC Division of Corporation Finance Training Program Lectures
image pdf (Courtesy of Ann Wallace)
June 5, 1957
Letter from Thorsten V. Kalijarvi, U.S. Department of State, to Acting SEC Chairman Andrew Downey Orrick on Lawrence M. Greene
document pdf (Courtesy of Lawrence Greene)
June 6, 1957
"Highlights in Current Financial Reporting" - Address by Former SEC Chairman J. Sinclair Armstrong before the Illinois Society of CPAs
transcript pdf (Courtesy of the AICPA Library Collection, University of Mississippi)
June 6, 1957
Division of Administrative Management - presented by A.K. Scheidenhelm, Frank Donaty, Harry Pollack and James Hindle, one of the SEC Division of Corporation Finance Training Program Lectures
image pdf (Courtesy of Ann Wallace)
June 10, 1957
Concentration of Economic Power - Address by Justice Stanley Reed to Conference of National Organizations
image pdf (Stanley Forman Reed Collections, courtesy University of Kentucky)
June 12, 1957
Collective Capitalism and Economic Theory - Gardiner Means
transcript pdf (Gardiner Means Papers, courtesy of Franklin Delano Roosevelt Presidential Library)
June 14, 1957
Remarks by New York Attorney General Louis J. Lefkowitz before Senate Internal Security Subcommittee
image pdf (Courtesy of Orestes Mihaly)
June 30, 1957
23rd Annual Report of the Securities and Exchange Commission

(Government Records)

July 1957
Accounting Terminology Bulletins Number 4 - Cost, Expense and Loss
image pdf (AICPA Collection, University of Mississippi)
July 1957
NASD News
image pdf (Courtesy FINRA)
July 3, 1957
Letter to U.S. Senator John Marshall Butler from Acting SEC Chairman Andrew Downey Orrick on disclosure of stockholders
transcript pdf (Courtesy of National Archives and Records Administration)
July 12, 1957
Letter from Mollie Zion to Charles Shreve, Acting Chief Counsel, SEC Division of Corporation Finance
transcript pdf (Courtesy of the estate of Mollie B. Zion)
August 15, 1957
Summary of 1957 Regional Administrators Conference
image pdf (Courtesy of the National Archives and Records Administration)
September 5, 1957
Regarding transfer of responsibility for certain investigations from New York Regional Office to Home Office
image pdf (Courtesy of the National Archives and Records Administration)
September 16, 1957
Summary of Regional Administrators Conference session on the Investment Company Act
image pdf (Courtesy of the National Archives and Records Administration)
October 3, 1957
Memo on Cooperation with State, Federal, and Canadian enforcement agencies
image pdf (Courtesy of the National Archives and Records Administration)
October 7, 1957
New York State Attorney General Release on Swiss trust stock fraud
image pdf (Courtesy of Orestes Mihaly)
October 28, 1957
How Can CPAs Meet Present Day Challenges of Financial Reporting? An Accountant's Viewpoint - Address by Alvin Jennings
image pdf (Courtesy of the American Institute of Certified Public Accountants)
November 1957
NASD News
image pdf (Courtesy FINRA)
November 20-22, 1957
Particular S.E.C. Merger Considerations - Address by Byron Woodside, Director, SEC Division of Corporation Finance to American Management Association
transcript pdf (AICPA Collection, University of Mississippi)
November 27, 1957
Supreme Court of the State of New York - In the Matter of Brandel Trust, Paul Hagenbach, Lavan Trust and Sun Investment Establishment
transcript pdf (Courtesy of Orestes Mihaly)
December 5, 1957
Adam Smith's Freedom and Justice - Gardiner C. Means
image pdf (Gardiner Means Papers, courtesy of the Franklin Delano Roosevelt Presidential Library)
December 19, 1957
Letter from Philip E. Kendrick to Philip A. Loomis, Jr. regarding Rule 10b-6
image pdf (Courtesy of the National Archives and Records Administration)
1958
Administrative Agency Proceedings (Public Law No. 85-791); Section 213(a) of IAA Amended
document pdf (Government Records)
1958
NASD Annual Report
image pdf (Courtesy FINRA)
1958
Small Business Investment Act of 1958 (Public Law No. 85-699); Section 18 of ICA Amended
document pdf (Government Records)
January 3, 1958
Letter from Philip A. Loomis, Jr. to Philip E. Kendrick
transcript pdf (Courtesy of the National Archives and Records Administration)
February 5, 1958
Exhibits in New York v. J.C. Graye Co. [1) Atlas Gypsum Corp. Ltd. - Special Situation Report by J.C. Graye Co. 2) August 21, 1957 Market Trends in Atlas Gypsum Ltd. 3) September 12, 1957 Market Trends - Why We Like Atlas Gypsum 4) October 7, 1957 Market T
image pdf (Courtesy of Orestes Mihaly)
February 5, 1958
Supreme Court of the State of New York: The People of the State of New York against James Carlton Graye, a/k/a James Webb, doing business under the firm name and style of J.C. Graye Co. and Edward T. Moss
image pdf (Courtesy of Orestes Mihaly)
February 11, 1958
Release from New York Attorney General Louis J. Lefkowitz on temporary bar of J.C. Graye Company
image pdf (Courtesy of Orestes Mihaly)
February 28, 1958
Release from New York Attorney General Louis J. Lefkowitz thanking Canadian provincial securities administrators for actions against J.C. Graye Company
image pdf (Courtesy of Orestes Mihaly)
March 24, 1958
New York State Attorney General Release on bar of Liechtenstein investment trusts
image pdf (Courtesy of Orestes Mihaly)
April 1958
Midyear Report of the Special Committee on Research Programs to the Council of the American Institute of Certified Public Accountants
image pdf (Courtesy of the American Institute of Certified Public Accountants)
April 1958
NASD News
image pdf (Courtesy FINRA)
May 9, 1958
Transcript of interview with Justice Stanley Reed
image pdf (Stanley Forman Reed Collections, courtesy University of Kentucky)
May 29, 1958
Agreement between The Wharton School and the SEC for a study on investment companies
image pdf (Government Records)
June 1958
SEC Manual on Trust Indenture Act of 1939, Annotations under Section 310 through 318
image pdf (Anonymous)

201 to 300 of 373 records

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