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February 12, 1954: Ralph H. Demmler to Francis Purcell regarding the Section on Reorganization
document pdf (Courtesy of National Archives)
February 16, 1954: Edward A. Tait to Raymond Weins on Washington serving “all regional offices in policing the market”
document pdf (Courtesy of National Archives)
February 18, 1954: Letter from Manuel Cohen, SEC to Judson C. Jones, State Department with translation of letter from Dr. Fechner to SEC Chairman Demmler
transcript pdf (Courtesy of the National Archives and Records Administration)
February 26, 1954: Edward A. Tait to Thomas B. Hart on manpower reporting
document pdf (Courtesy of National Archives)
March 15, 1954: Ralph H. Demmler to All Regional Administrators on closing pending investigations
document pdf (Courtesy of National Archives)
March 19, 1954: Statement by Louis Loss, Professor of Law, Harvard University
image pdf
March 22, 1954: Providing Funds for Our Enterprises by the Issue of Securities - Address by SEC Chairman Ralph Demmler to Controllers Institute of America
transcript pdf (AICPA Collection, University of Mississippi)
March 22, 1954: Ralph H. Demmler to All Regional Administrators on broker dealer capital rule reports
document pdf (Courtesy of National Archives)
March 26, 1954: Edward A. Tait to William Green on employment of Livingston B. Bailey
document pdf (Courtesy of National Archives)
March 29, 1954: Memo from SEC Chairman Ralph H. Demmler to Byron D. Woodside, Corporation Finance and Anthon H. Lund, Trading and Exchanges on validation board for German dollar bonds
image pdf (Courtesy of the National Archives and Records Administration)
April 1954: NASD News
image pdf (Courtesy FINRA)
April 5, 1954: Letter from Earl Hastings, Arizona Corporation Commission to William Timbers, SEC requesting index of citations by subject
transcript pdf (Courtesy of the National Archives and Records Administration)
April 6, 1954: Ralph H. Demmler to Philip Kendrick on Regulation A procedures
document pdf (Courtesy of National Archives)
April 9, 1954: Edward A. Tait to O.H. Allred on visiting Fort Worth
document pdf (Courtesy of National Archives)
April 9, 1954: Edward A. Tait to William Cohn on visiting Denver
document pdf (Courtesy of National Archives)
April 14, 1954: Edward A. Tait to Francis Purcell with attachment regarding Walter Tellier fraud
document pdf (Courtesy of National Archives)
April 20, 1954: Edward A. Tait to Mr. Weins regarding broker-dealer inspection manual
document pdf (Courtesy of National Archives)
April 20 and 21, 1954: Wanted - More Shareowners - G. Keith Funston, New York Stock Exchange
transcript pdf (All worldwide intellectual property rights including without limitation moral rights vest in NYSE Euronext and/or its affiliates.)
April 23, 1954: Edward A. Tait to O.H. Allred on prosecution of William Estep
document pdf (Courtesy of National Archives)
April 23, 1954: Edward A. Tait to Thomas Hart on limiting attendance at conference of Regional Administrators
document pdf (Courtesy of National Archives)
April 28, 1954: Ralph H. Demmler to Byron Woodside regarding Regulation A filings
document pdf (Courtesy of National Archives)
April 28, 1954: Ralph H. Demmler to Edward Tait on Denver Regional Office staff request
document pdf (Courtesy of National Archives)
April 28, 1954: Ralph H. Demmler to Gerald O’Leary on the “public offering – private offering question”
document pdf (Courtesy of National Archives)
April 28, 1954: Ralph H. Demmler to To Edward A. Tait et al regarding staff shortage in Fort Worth Regional Office
document pdf (Courtesy of National Archives)
April 28, 1954: Ralph H. Demmler to Walter C. Holden regarding Regional Office formal order authority
document pdf (Courtesy of National Archives)
April 29, 1954: Edward A. Tait to Messrs. McDowell and Greene on participation in Chapter X cases in Cleveland
document pdf (Courtesy of National Archives)
April 29, 1954: Edward A. Tait to Miss Steig on rotating broker-dealer inspectors in Cleveland and Chicago
document pdf (Courtesy of National Archives)
April 29, 1954: Edward A. Tait to Mr. Dessecker regarding cost cutting in Cleveland
document pdf (Courtesy of National Archives)
April 29, 1954: Edward A. Tait to Mr. Hindle regarding cost cutting in Cleveland
document pdf (Courtesy of National Archives)
April 29, 1954: Edward A. Tait to Mr. Ward regarding office space at the Cleveland Office
document pdf (Courtesy of National Archives)
May 3, 1945: Summary of discussion regarding enforcement activities held on May 3, 1954, at the Regional Administrators' Conference
image pdf (Courtesy of the National Archives and Records Administration)
May 4, 1954: Summary of discussion on May 4 and 5, 1954, at Regional Administrators Conference
image pdf (Courtesy of the National Archives and Records Administration)
May 5, 1954: Edward A. Tait to Files on Charles Odenweller serving in Ceveland
document pdf (Courtesy of National Archives)
May 5, 1954: Ralph H. Demmler to Mr. Tait on transferring Pennsylvania from the New York to Washington region
document pdf (Courtesy of National Archives)
May 6, 1954: Remarks of Robert A. McDowell, Corporate Regulation, at May 6, 1954, Regional Administrators Conference
image pdf (Courtesy of the National Archives and Records Administration)
May 12, 1954: Management Looks at Corporate Ownership - Remarks by G. Keith Funston, President, New York Stock Exchange
image pdf (All worldwide intellectual property rights including without limitation moral rights vest in NYSE Euronext and/or its affiliates.)
May 20, 1954: Edward A. Tait to John R. Kountz on assignment to the Cleveland Regional Office
document pdf (Courtesy of National Archives)
May 24, 1954: Edward A. Tait to Hamilton Hall on training and compensation for work in the Atlanta Regional Office
document pdf (Courtesy of National Archives)
May 27, 1954: Edward A. Tait to James E. Newton on Dictaphones and broker-dealer inspectors
document pdf (Courtesy of National Archives)
May 28, 1954: Ralph H. Demmler to James Newton on enforcement in Alaska
document pdf (Courtesy of National Archives)
May 29, 1954: Protest from Justice William Douglas to Justice Felix Frankfurter
transcript pdf (William O. Douglas Papers, courtesy Library of Congress)
June 9, 1954: Ralph H. Demmler to Philip Kendrick on responsibilities in the Boston Regional Office
document pdf (Courtesy of National Archives)
June 15, 1954: Letter from Praxedes Reina Hermosillo, Comision Nacional de Valores to SEC Chairman Ralph H. Demmler
transcript pdf (Courtesy of the National Archives and Records Administration)
June 17, 1954: Edward A. Tait to William Green on Regulation A and Regulation A-M cases
document pdf (Courtesy of National Archives)
June 17, 1954: Request to U.S. Senator Herbert Lehman from Robert Moses, Triborough Bridge and Tunnel Authority on legislation for use of state and municipal bonds
transcript pdf (Courtesy of Robert Moses Papers, New York Public Library)
June 21, 1954: Edward A. Tait to William Green on the training of Hamilton Hall
document pdf (Courtesy of National Archives)
June 28, 1954: Edward A. Tait to James Newton on attorney shortages in the SEC
document pdf (Courtesy of National Archives)
June 30, 1954: Twentieth Annual Report of the Securities and Exchange Commission
image pdf (Government Records)
June 30, 1954: William E. Becker to George Chester on assignment to the Seattle Regional Office
document pdf (Courtesy of National Archives)
July 1954: NASD News
image pdf (Courtesy FINRA)
July 19, 1954: Reply to Robert Moses from U.S. Senator Herbert Lehman
transcript pdf (Courtesy of Robert Moses Papers, New York Public Library)
August 10, 1954: Release of Bill S. 2846, with copy of memorandum to Sen. Capehart and Sen. Bush from Joseph McMurray
image pdf
August 31, 1954: Analysis of membership in professional societies of certified public accountants
image pdf (Courtesy of the American Institute of Certified Public Accountants)
August 31, 1954: Government Careers for Women (excerpt)
image pdf (Courtesy of Library of Congress)
August 31, 1954: Memo of SEC Conference in the Office of O.E. Lennox, Chairman, Ontario Securities Commission, in Toronto
image pdf (Courtesy of the National Archives and Records Administration)
September 7, 1954: Letter from O.E. Lennox, Ontario Securities Commission to SEC Chairman Ralph Demmler
image pdf (Courtesy of the National Archives and Records Administration)
September 8, 1954: Ralph H. Demmler to William Green on Community Chest contributions
document pdf (Courtesy of National Archives)
October 7, 1954: Edward A. Tait to William S. Marshall on responsibility for Regulation A and A-M cases
document pdf (Courtesy of National Archives)
October 7, 1954: Memo from SEC Commissioners Clarence H. Adams and J. Sinclair Armstrong to the Commission and the Division of Corporation Finance on Canadian securities
image pdf (Courtesy of the National Archives and Records Administration)
October 16, 1954: The Role of Accounting in the Regulation of the Issue and Marketing of Securities in the United States - Address by SEC Chairman Ralph Demmler to American Institute of Accountants
transcript pdf (AICPA Collection, University of Mississippi)
October 18, 1954: J. Sinclair Armstrong to Ralph Demmler on administrative expenditures
document pdf (Courtesy of National Archives)
October 18, 1954: Memo to the SEC Commission from the Division of Corporate Regulation on Ampal-American Israel Corporation
transcript pdf (Courtesy of the National Archives and Records Administration)
November 2, 1954: Report to Robert A. McDowell from SEC Branch 3 of conference with Ampal-American Israel Corporation
transcript pdf (Courtesy of the National Archives and Records Administration)
November 12, 1954: Memo from Lawrence M. Greene to Robert A. McDowell on Ampal-American Israel Corporation
image pdf (Courtesy of the National Archives and Records Administration)
November 16, 1954: Release from the Ontario Securities Commission
image pdf (Courtesy of the National Archives and Records Administration)
November 17, 1954: Despatch from the Consulate General, Toronto to the Department of State on Ontario Securities Commission
transcript pdf (Courtesy of the National Archives and Records Administration)
November 18, 1954: Ralph H. Demmler to Samuel Young on Regional Office training of state inspectors
document pdf (Courtesy of National Archives)
November 24, 1954: Memo from W. Gomer Krise to SEC Commissioner Adams on Chairman Lennox's November 16, 1954 release
transcript pdf (Courtesy of the National Archives and Records Administration)
December 1954: NASD News
image pdf (Courtesy FINRA)
December 1954: NASD News - Special Insert
image pdf (Courtesy FINRA)
December 3, 1954: The Large Corporation as an Institution and Some Legal Results (Draft) - Adolf Berle
transcript pdf (Adolf A. Berle, Jr. Papers, courtesy Franklin Delano Roosevelt Presidential Library)
December 8, 1954: Memo from Ralph Demmler to Byron Woodside on Foreign Bondholders Protective Council, Inc.
transcript pdf (Courtesy of the National Archives and Records Administration)
December 9, 1954: J. Sinclair Armstrong extensive report on visit to New York City
document pdf (Courtesy of National Archives)
December 21, 1954: Inquiry to Robert Moses from Paul Betters, U.S. Conference of Mayors on Federal Highway program and bond issues
transcript pdf (Courtesy of Robert Moses Papers, New York Public Library)
December 29, 1954: Reply to Paul Betters from Robert Moses
transcript pdf (Courtesy of Robert Moses Papers, New York Public Library)
1955: NASD Annual Report
image pdf (Courtesy FINRA)
1955 (undated): Statement of Securities and Exchange Commission Regarding Illegal Sales of Canadian Securities
image pdf (Government Records)
February 7, 1955: Neil Herring et al. v. Securities and Exchange Commission: Brief of the SEC
image pdf (Harvey L. Pitt SEC Brief Collection, courtesy of Fried Frank Harris Shriver & Jacobson LLP)
February 11, 1955: Statement indicating number of Attorneys by Divisions and Offices
document pdf (Courtesy of National Archives)
February 12, 1955: Notes from Justice William O. Douglas on SEC v. Drexel
transcript pdf (William O. Douglas Papers, courtesy Library of Congress)
February 15, 1955: Statement of Ralph H. Demmler before House of Representatives Appropriations Subcommittee
document pdf (Courtesy of National Archives)
February 16, 1955: Letter from Francis J. Purcell, SEC New York Regional Administrator, to Edward T. Tait, Executive Assistant to the Chairman, on Canadian securities
image pdf (Courtesy of the National Archives and Records Administration)
February 21, 1955: Memo from the SEC Staff to Chairman Demmler on new proposed Quebec Securities Act
image pdf (Courtesy of the National Archives and Records Administration)
February 21, 1955: S.Res. 59 - Resolution to make a study of the issuance of uranium mining stocks, by Mr. Chavez, to the U.S. Senate, 84th Congress, 1st Session
image pdf (Courtesy of the National Archives and Records Administration)
February 23, 1955: Memo from SEC Chairman Ralph H. Demmler to SEC Commission on the Canadian Study and New Proposed Quebec Securities Act
transcript pdf (Courtesy of the National Archives and Records Administration)
February 25, 1955: Supreme Court of the United States: SEC v. Drexel and Company - Mr. Justice Frankfurter, whom Mr. Justice Burton joins, dissenting
image pdf (William O. Douglas Papers, courtesy Library of Congress)
March 1955: Accounting Terminology Bulletins Number 2 - Proceeds, Revenue, Income, Profit and Earnings
image pdf (AICPA Collection, University of Mississippi)
March 1955: NASD News
image pdf (Courtesy FINRA)
March 30, 1955: Draft Confidential SEC Staff report on The Canadian Problem, Illegal Securities Offerings, 1933 -1955
document pdf (Courtesy of the National Archives and Records Administration)
April 8, 1955: Memorandum from Justice William O. Douglas on SEC v. Drexel
transcript pdf (William O. Douglas Papers, courtesy Library of Congress)
April 26, 1955: Letter from Senator Dennis Chavez to SEC Chairman Ralph Demmler for information for Senate Resolution 59
transcript pdf (Courtesy of the National Archives and Records Administration)
May 10, 1955: Memo from Jacob K. Javits on United States-Canadian cooperation on securities fraud in the State of New York
image pdf (Courtesy of the National Archives and Records Administration)
May 13, 1955: Letter to George Spargo, Triborough Bridge and Tunnel Authority from Austin Tobin, The Port of New York Authority on legislation for revenue bonds
transcript pdf (Courtesy of Robert Moses Papers, New York Public Library)
May 17, 1955: Letter to New York City Mayor Robert Wagner from Robert Moses on legislation for revenue bonds
transcript pdf (Courtesy of Robert Moses Papers, New York Public Library)
May 20, 1955: Letter from SEC Chairman Ralph H. Demmler to U.S. Senator Alexander Wiley on illegal and fradulent offerings of securities from Canada into the United States
transcript pdf (Courtesy of the National Archives and Records Administration)
May 25, 1955: Memo from Ralph H. Demmler to J. Sinclair Armstrong updating response to Canadian situation
transcript pdf (Courtesy of the National Archives and Records Administration)
June 30, 1955: 21st Annual Report of the Securities and Exchange Commission
image pdf (Government Records)
June 30, 1955: Confidential Letter from Lewis H. Kimmel, The Brookings Institution, to the SEC Division of Corporation Finance on criteria for study of share ownership
image pdf (Government Records)
July 8, 1955: Press release announcing termination of the Kaiser-Frazer Corporation investigation
document pdf (Courtesy of National Archives)
August 8, 1955: Telegram to New York Governor Averell Harriman from Robert Moses on resolution for revenue bonds
transcript pdf (Courtesy of Robert Moses Papers, New York Public Library)

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