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301 to 400 of 413 records

Page:
December 23, 1946
Letter from Justice Felix Frankfurter to Justice Hugo Black on SEC actions in Chenery
transcript pdf (Robert H. Jackson Papers, courtesy Library of Congress)
1947
The Over-the-Counter Market and NASD - Wallace H. Fulton
transcript pdf (Courtesy of Milton P. Kroll and Family)
January 28, 1947
Dissent of Associate Justice Wiley Rutledge on Penfield Company v. SEC
transcript pdf (Wiley B. Rutledge Papers, courtesy Library of Congress)
January 30, 1947
Note from Justice Harold Burton to Justice William O. Douglas on Penfield Co. v. SEC
transcript pdf (William O. Douglas Papers, courtesy Library of Congress)
February 1947
NASD News
image pdf (Courtesy FINRA)
February 7, 1947
Address by Edmond Hanrahan before the Colorado Mining Association, Denver, Colorado
document pdf (Courtesy of Hamer Budge)
February 7, 1947
Letter from Chief Justice Fred Vinson to Justice Stanley Reed on judicial legislation
transcript pdf (Frederick Moore Vinson Collection, University of Kentucky)
March 1947
Memorandum from Justice Felix Frankfurter on Penfield Co. v. SEC
transcript pdf (William O. Douglas Papers, courtesy Library of Congress)
March 1, 1947
Supreme Court of the United States: Penfield Company of California and A.W. Young v. SEC - Justice William O. Douglas notes to the opinion of the Court
image pdf (William O. Douglas Papers, courtesy Library of Congress)
March 14, 1947
Memorandum from Associate Justice Felix Frankfurter on Penfield Company v. SEC
transcript pdf (Wiley B. Rutledge Papers, courtesy Library of Congress)
March 18, 1947
People of the State of New York against Constantino Vincent Riccardi and Andrew Jackson Dougherty for grand larceny
image pdf (Courtesy of the New York Municipal Archives)
March 24, 1947
Dissent of Associate Justice Felix Frankfurter on Penfield Company v. SEC
transcript pdf (Wiley B. Rutledge Papers, courtesy Library of Congress)
March 31, 1947
Memorandum from Justice Wiley Rutledge on Penfield Co. v. SEC
transcript pdf (Wiley Rutledge Papers, courtesy Library of Congress)
April 23, 1947
People of the State of New York against Constantino Vincent Riccardi for grand larceny
image pdf (Courtesy of the New York Municipal Archives)
April 24, 1947
Notes from Walter C. Louchheim, Jr., Adviser on Foreign Investments on conversation with John J. McCloy, President of the International Bank for Reconstruction and Development
transcript pdf (Courtesy of the National Archives and Records Administration)
May 19, 1947
Affadavit of flight of C. Vincent Riccardi from Doris Farid es Sultaneh
transcript pdf (Courtesy of the National Archives and Records Administration)
May 20, 1947
Letter from SEC Chairman James J. Caffrey to Senator Charles W. Tobey on S.1099 revisions
transcript pdf (Courtesy of the National Archives and Records Administration)
June 18, 1947
Apology from Justice Felix Frankfurter on SEC v. Chenery
transcript pdf (Frederick Moore Vinson Collection, University of Kentucky)
June 18, 1947
Letter from John J. McCloy, International Bank for Reconstruction and Development to the SEC
transcript pdf (Courtesy of the National Archives and Records Administration)
June 18, 1947
Letter from Justice Wiley Rutledge to Justice Felix Frankfurter on SEC v. Chenery
transcript pdf (Wiley Rutledge Papers, courtesy Library of Congress)
June 18, 1947
Memorandum from Justice Frank Murphy on SEC v. Chenery Corp.
transcript pdf (William O. Douglas Papers, courtesy Library of Congress)
June 18, 1947
Rebuke from Justice Frank Murphy to Justice Felix Frankfurter on SEC v. Chenery
transcript pdf (Frederick Moore Vinson Collection, University of Kentucky)
June 23, 1947
Draft of Justice Wiley Rutledge's concurrence in SEC v. Chenery Corporation and SEC v. Federal Water and Gas Corporation
transcript pdf (Wiley Rutledge Papers, courtesy Library of Congress)
June 24, 1947
"Meeting the Accounting Requirements of the Securities and Exchange Commission," Address of Earle C. King, SEC Chief Accountant before the Annual Meeting of the Pennsylvania Institute of Certified Public Accountants
transcript pdf (Government Records)
June 30, 1947
Letter from Robert K. McConnaughey, SEC Acting Chairman to Herbert F. Boynton, National Association of Securities Dealers, Inc. on International Bank for Reconstruction and Development
transcript pdf (Courtesy of the National Archives and Records Administration)
June 30, 1947
Thirteenth Annual Report of the Securities and Exchange Commission

(Government Records)

June 30, 1947
Women in the Federal Service, 1923 - 1947 (excerpt)
image pdf (Courtesy of Library of Congress)
July 1947
Memorandum of U.S. Securities and Exchange Commission Amicus Curiae re Randolph Phillips et al. v. The United Corporation et al.
document pdf (Courtesy of the estate of Nathan Sameth)
July 1947
NASD Newsletter
image pdf (Courtesy FINRA)
July 7, 1947
Letter from U.S. Representative Fred L. Crawford to SEC Chairman James J. Caffrey on International Bank
image pdf (Courtesy of the National Archives and Records Administration)
July 9, 1947
Letter from John J. McCloy, International Bank for Reconstruction and Development to SEC Chairman James J. Caffrey on relations between the Bank and the SEC
image pdf (Courtesy of the National Archives and Records Administration)
August 11, 1947
Memo from John Haskell, New York Stock Exchange on British financial policy and regulations affecting private American investment in British industry and sterling shares
image pdf (Courtesy of the National Archives and Records Administration)
September 3, 1947
Letter from John Haskell, New York Stock Exchange to SEC Chairman James J. Caffrey with information for meetings with European exchanges
image pdf (Courtesy of the National Archives and Records Administration)
September 5, 1947
"Footnotes to Financial Statements," Address of Earle C. King, SEC Chief Accountant before the Annual Meeting of The Virginia Society of Public Accountants
transcript pdf (Government Records)
September 24, 1947
Judging is Also Administration - Address by Justice Harold H. Burton to American Bar Association
image pdf (Frederick Moore Vinson Collections, courtesy University of Kentucky)
September 25, 1947
Letter from Carmen Blough, American Institute of Accountants Director of Research to AIA members on replacement values and changes to income for excessive construction and replacement costs
image pdf (Courtesy of the American Institute of Certified Public Accountants)
October 8, 1947
Letter from Hugh Fulton to Justice Robert H. Jackson on Chenery opinion
image pdf (Robert H. Jackson Papers, courtesy Library of Congress)
October 15, 1947
Memo from Kurt A. Solmesen to Walter C. Louchheim, Jr. on mobilization of dollar securities held in Western European countries
transcript pdf (Courtesy of the National Archives and Records Administration)
October 20, 1947
Letter from Basil Manly to Justice Robert Jackson supporting dissent in SEC v. Chenery
transcript pdf (Robert H. Jackson Papers, courtesy Library of Congress)
November 5, 1947
Plain Talk in Accounting - Address of SEC Chairman James Caffrey to American Institute of Accountants
transcript pdf (AICPA Collection, University of Mississippi)
November 15, 1947
"Some Current Accounting Problems," Address by Earle C. King, SEC Chief Accountant, before the 22nd Michigan Annual Accounting Conference
transcript pdf (Government Records)
November 23, 1947
Letter from Chief Justice Fred Vinson to Justice Stanley Reed on General Electric case
transcript pdf (Frederick Moore Vinson Collection, University of Kentucky)
December 1947
Accounting Research Bulletins - Depreciation and High Costs
transcript pdf (Courtesy of the American Institute of Certified Public Accountants)
December 4, 1947
"The Importance of Accounting in the Work of the Securities and Exchange Commission," Address of Earle C. King, SEC Chief Accountant to the Intercollegiate Accounting Society, New York University
transcript pdf (Government Records)
December 16, 1947
"Some Comments Concerning the Presentation and Interpretation of Corporate Financial Statements," Address by Earle C. King, SEC Chief Accountant before the New Jersey Society of Certified Public Accountants
transcript pdf (Government Records)
1948
Geological survey of Courtland mine
transcript pdf (Courtesy of the National Archives and Records Administration)
February 1948
NASD News
image pdf (Courtesy FINRA)
February 4, 1948
Memo from Gerald W. Siegel to Louis Loss regarding legislative history of subsection 17(b), Securities Act of 1933
image pdf (Courtesy of the National Archives and Records Administration)
March 10, 1948
Memo from Walter C. Louchheim, Jr., Adviser on Foreign Investment to SEC Commissioner Edmond M. Hanrahan on International Bank for Reconstruction and Development
image pdf (Courtesy of the National Archives and Records Administration)
April 27, 1948
Affadavit of Maurice Moyer in support of motion of Constantino Vincent Riccardi for a continuance in United States of America v. Riccardi
transcript pdf (Courtesy of the National Archives and Records Administration)
May 4, 1948
"New Trends in Published Reports," Address of Earle C. King, SEC Chief Accountant before the Accounting Conference, Agricultural and Mechanical College of Texas
transcript pdf (Government Records)
May 10, 1948
"The Income Statement - Problem Child of Accountancy," Address of Earle C. King, SEC Chief Accountant before the Annual Meeting of the New York State Society of Certified Public Accountants
transcript pdf (Government Records)
May 20, 1948
Address by Justice Robert Jackson at the American Law Institute
image pdf (Frederick Moore Vinson Collections, courtesy University of Kentucky)
May 21, 1948
Presentation of Pertinent Data in Financial Statements - Address of Earle King, SEC Chief Accountant to Ohio State University Tenth Annual Institute on Accounting
transcript pdf (AICPA Collection, University of Mississippi)
June 3, 1948
Selected pages from transcript of United States of America v. Constantino Vincent Riccardi
image pdf (Courtesy of the National Archives and Records Administration)
June 21, 1948
United States of America v. Constantino Vincent Riccardi - Judgment and Commitment
image pdf (Courtesy of the National Archives and Records Administration)
June 21, 1948
United States of America v. Constantino Vincent Riccardi - Sentence
transcript pdf (Courtesy of the National Archives and Records Administration)
June 30, 1948
Fourteenth Annual Report of the Securities and Exchange Commission
image pdf (Government Records)
July 1948
NASD News
image pdf (Courtesy FINRA)
October 5, 1948
Memo from Arden L. Andresen to Milton P. Kroll on the number of Commissioners necessary to make decisions for the SEC
image pdf (Courtesy of the estate of John R. Evans; made possible through a gift from Quinton F. Seamons)
October 15, 1948
"Generally Accepted Accounting Principles," Address of Earle C. King, SEC Chief Accountant before the New Jersey Society of Certified Public Accountants and the Wisconsin Society of Certified Public Accountants
transcript pdf (Government Records)
October 20, 1948
Letter from Roger Foster, SEC General Counsel to Raymond Vernon, International Resources Division, Department of State on proposed corporation law for Republic of Liberia
transcript pdf (Courtesy of the National Archives and Records Administration)
October 24, 1948
SEC v. Central-Illinois Securities Corporation Memo
image pdf (Wiley B. Rutledge Papers, courtesy of Library of Congress)
October 25, 1948
American Institute of Accountants Release - Changes to Depreciation Charges
transcript pdf (Courtesy of the American Institute of Certified Public Accountants)
October 28, 1948
Comments of Andrew Barr, SEC Assistant Chief Accountant, on a Symposium on "Are Current Depreciation Reserves Adequate?" before The Accounting Section, Milk Industry Foundation
transcript pdf (Government Records)
November 1948
NASD News
image pdf (Courtesy FINRA)
November 22, 1948
Memo from Walter C. Louchheim, Jr., SEC Adviser on Foreign Investment to SEC Commission on conference at State Department on private foreign investment
image pdf (Courtesy of the National Archives and Records Administration)
November 22, 1948
Memo from Walter C. Louchheim, Jr., SEC Adviser on Foreign Investment to SEC Commission with draft position paper for Inter-American Economic Conference
image pdf (Courtesy of the National Archives and Records Administration)
December 3, 1948
Rebuke from Chief Justice Fred Vinson to Justice Felix Frankfurter
transcript pdf (Frederick Moore Vinson Collection, University of Kentucky)
December 18, 1948
Memorandum from Justice Felix Frankfurter to fellow Justices, with December 17th memorandum from Katherine Watters on telephone conversation with Westbrook Pegler concerning Alger Hiss
transcript pdf (William O. Douglas Papers, courtesy Library of Congress)
1940s
Memo from Edward H. Cashion to Charles Shreve on International Bank for Reconstruction and Development
transcript pdf (Courtesy of the National Archives and Records Administration)
January 10, 1949
Letter from Emil Schram, New York Stock Exchange to presidents of corporations having securities listed on NYSE on reporting of earnings
image pdf (Courtesy of the American Institute of Certified Public Accountants)
January 17, 1949
SEC v. Central-Illinois Securities Corporation Memo - Reversed
image pdf (Wiley B. Rutledge Papers, courtesy of Library of Congress)
January 17, 1949
Ten Year History of NASD
image pdf (Courtesy FINRA)
February 11, 1949
Memo from Walter C. Louchheim, Jr., SEC Adviser on Foreign Investment to SEC Commission on financial clauses of treaties on economic development
image pdf (Courtesy of the National Archives and Records Administration)
February 28, 1949
"Accounting Keeps Pace with the Times" - Address by Earle C. King before the Delaware State Society of CPAs
transcript pdf (Courtesy of the AICPA Library Collection, University of Mississippi)
March 1949
NASD News
image pdf (Courtesy FINRA)
April 25, 1949
Letter from Justice Felix Frankfurter to Chief Justice Fred Vinson on working with Justice Stanley Reed
transcript pdf (Frederick Moore Vinson Collection, University of Kentucky)
April 25, 1949
Memo from Walter C. Louchheim, Jr., Adviser on Foreign Investment to SEC Chairman Edmond H. Hanrahan on letter from the Chairman of the National Advisory Council to the President of the Senate relative to legislative proposals on international bank securit
image pdf (Courtesy of the National Archives and Records Administration)
April 28, 1949
Memo from Walter C. Louchheim, Jr., Adviser on Foreign Investment to the SEC Commission on recommendation for a Brazilian SEC
image pdf (Courtesy of the National Archives and Records Administration)
May 6, 1949
Memo of conference on proposed resumption of trading in "Axis" securities
transcript pdf (Courtesy of the National Archives and Records Administration)
May 13, 1949
Suggestion of mootness as to petition for certiorari in SEC v. Philadelphia Co.
transcript pdf (William O. Douglas Papers, courtesy Library of Congress)
May 23, 1949
Hearing on International Bank for Reconstruction and Development (H.R. 4332) before the House Committee on Banking and Currency
image pdf (Government Records)
June 1949
NASD News
image pdf (Courtesy FINRA)
June 2, 1949
Notes for Sweatt v. Painter
transcript pdf (Wiley Rutledge Papers, courtesy Library of Congress)
June 14, 1949
Memo of Conference on proposed resumption of trading in Japanese securities
image pdf (Courtesy of the National Archives and Records Administration)
June 16, 1949
Letter from John Carey, American Institute of Accountants to AIA members with April 14, 1949 Special Report - Revision of Statements on Auditing Procedure No. 23, "Clarification of Accountant's Report When Opinion is Omitted"
image pdf (Courtesy of the American Institute of Certified Public Accountants)
June 22, 1949
Memo from Justice Wiley Rutledge on recirculation of opinion in SEC v. Central Illinois Securities Corporation
transcript pdf (Frederick Moore Vinson Collection, University of Kentucky)
June 30, 1949
Fifteenth Annual Report of the Securities and Exchange Commission

(Government Records)

July 1, 1949
Letter from the Department of State to SEC Chairman Edmond M. Hanrahan, thanking the SEC for the services of Alexander Lipkin
transcript pdf (Courtesy of the National Archives and Records Administration)
July 1, 1949
Letter of thanks from the Department of State to Alexander Lipkin, SEC for assistance in advising the President of Liberia
transcript pdf (Courtesy of the National Archives and Records Administration)
July 7, 1949
American Institute of Accountants Release - SEC Chief Accountant Notes Improvements in Financial Reports
transcript pdf (Courtesy of the American Institute of Certified Public Accountants)
July 11, 1949
Acknowledgement letter from SEC Chairman Edmond M. Hanrahan to Willard L. Thorp, Department of State
transcript pdf (Courtesy of the National Archives and Records Administration)
July 13, 1949
Note from Lewis Wall to Constantino Riccardi accompanying copies of geological surveys
transcript pdf (Courtesy of the National Archives and Records Administration)
August 9, 1949
Letter from Sen. Reed to McEntire re S. J. Res. 58
image pdf (Courtesy of the National Archives and Records Administration)
September 8, 1949
"Current Accounting Problems," Address of Earle C. King, SEC Chief Accountant before the American Accounting Association
transcript pdf (Government Records)
September 21, 1949
Memo from Walter C. Louchheim, Jr., Adviser on Foreign Investment to SEC Commission on Japanese bonds
image pdf (Courtesy of the National Archives and Records Administration)
September 26, 1949
Letter from Earl Hastings, Arizona Corporation Commission to Charles Burr, SEC on drafting new blue sky law
transcript pdf (Courtesy of the National Archives and Records Administration)
September 28, 1949
Reply letter from Charles Burr, SEC to Earl Hastings, Arizona Corporation Commission
transcript pdf (Courtesy of the National Archives and Records Administration)
September 30, 1949
Letter from Howard Judy, SEC to Earl Hastings, Arizona Corporation Commission on blue sky law
transcript pdf (Courtesy of the National Archives and Records Administration)

301 to 400 of 413 records

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