Securities and Exchange Commission Historical Society
VIDEO

What is the Securities & Exchange Commission Historical Society?

Upcoming Program - March 2

Standing Up the PCAOB: A Discussion with PCAOB's Founding Board Members and Audit Profession


SAVE THE DATE

Tuesday, March 2, 2021
12:00 - 2:30pm (ET)

Go to Event Page
Registration required.


The Society will host a special live broadcast on March 2 from 12:00 - 2:30 pm (ET). The program will focus on the early history of the PCAOB and provide a first-hand understanding of the challenges and opportunities of being a new regulator (Panel I) and newly regulated (Panel II) in the environment of the just-passed Sarbanes-Oxley Act. Our confirmed guests include:

Panel I - Founding PCAOB Board Members
  • Kayla J. Gillan
  • Daniel L. Goelzer
  • Willis D. Gradison
  • Charles D. Niemeier
  • J. Gordon Seymour (Moderator)
Panel II - Public Company Audit Firm Representatives
  • Michael J. Gallagher (PwC)
  • Robert J. Kueppers (Deloitte - Ret.)
  • Samuel Ranzilla (KPMG - Ret.)
  • James S. Turley (EY - Ret.)
  • Julie Bell Lindsay (CAQ - Moderator)

THANK YOU!

This program and related gallery on the PCAOB are made possible through the generous support of the Center for Audit Quality and its member firms, including:

BDO USA, Crowe LLP, Deloitte & Touche LLP,
EY, Grant Thornton LLP, KPMG LLP,
PwC, RSM US LLP
Latest

Society Welcomes 2021 Board Officers, New Trustees and Advisors


2021 Officers of the Board of Trustees

  • Joan E. McKown, Jones Day, Chair
  • Annette L. Nazareth, Davis Polk & Wardwell, LLP, President
  • James W. Barratt, AlixPartners LLP, President-Elect
  • Lori A. Richards, Secretary
  • Susan G. Markel, AlixPartners LLP, Treasurer
  • G. Jeffrey Boujoukos, Morgan, Lewis & Bockius LLP, VP Museum
  • Ronald C. Long, Wells Fargo, VP Development & Engagement

New Trustees

  • G. Jeffrey Boujoukos, Morgan Lewis, Philadelphia
  • K. Susan Grafton, Dechert, DC
  • Ronald C. Long, Wells Fargo, St. Louis
  • Kathryn B. McGrath, Fmr. Director, SEC Div. of Investment Mgmt.
  • Erica Williams, Kirkland & Ellis, DC
Full Board of Trustees >>

New Advisors

  • Kit Addleman, Haynes & Boone LLP - Dallas
  • Peter K.M. Chan, Baker McKenzie – Chicago
  • Jina Choi, Morrison & Foerster LLP - San Francisco
  • Lorraine B. Echavarria, Wilmer Cutler Pickering Hale & Dorr LLP – LA
  • Merri Jo Gillette, Edward Jones – Chicago
  • Thomas S. Harman, Morgan, Lewis & Bockius, LLP – DC
  • Daniel M. Hawke, Arnold & Porter Kaye Scholer LLP – DC
  • Arian M. June, Debevoise & Plimpton LLP – DC
  • Richard A. Levine, Labaton Sucharow – DC
  • Aaron W. Lipson, King and Spalding – Atlanta
  • Haima V. Marlier, Morrison & Foerster LLP – NY
  • Fiona A. Philip, KPMG – DC
  • Giovanni P. Prezioso, Cleary Gottlieb Steen & Hamilton LLP – DC
  • Jacob Hale Russell, Rutgers Law School – Philadelphia
Full Board of Advisors >>

Gallery

The Enforcement Division: A History

This Gallery tells the story of the Division since its founding in 1972, as its attorneys were confronted again and again not only with the fraudsters who seem constantly to plague the securities markets, but with new schemes and stratagems made possible by political, economic, and technological change.

Visit Gallery

This gallery was made possible through the generous financial support of Linda Chatman Thomsen, Susan G. Markel and Thomas O. Gorman. In this brief video, these contributors, and curator Harwell Wells, reflect on what the gallery means to them.

Programs
November 5, 2020

Insider Trading: A Program Commemorating the 40th Anniversary of Chiarella v. United States


On November 5, the Society partnered with NYU Pollack Center for Law and Business and the Indiana University Mauer School of Law to sponsor a virtual symposium commemorating the 40th anniversary of Chiarella v. United States. See related documents.


Permission for Use

The virtual museum and archive is copyrighted by the SEC Historical Society. The Society reserves the right to restrict access to or use of the museum by any user at any time.

Users are prohibited from sharing or downloading any material for publication or commercial purposes without written permission from the Executive Director. Requests for permission must be submitted by email and specify the material requested and for what purpose.

Material used with the Society's permission should be credited to: www.sechistorical.org.