Securities and Exchange Commission Historical Society

Board of Advisors

The Board of Advisors is a corps of committed volunteer leaders who, while not subject to the governance and fiduciary responsibilities of the Board of Trustees, work individually and as a group to advance the mission and work of the SEC Historical Society.


Class of 2025

Robert L.D. Colby, FINRA; Raquel Fox, Skadden, Arps, Slate, Meagher and Flom, LLP; Daniel M. Gallagher, Robinhood; Karen J. Garnett, Charles Schwab; Gary L. Goldsholle, Charles Schwab; Parveen P. Gupta, Lehigh University; Brian Neil Hoffman, Holland & Hart LLP; Mark Kaplan, FINRA; Thomas J. Kim, Gibson, Dunn & Crutcher LLP; Marc A. Leaf, Faegre; David M. Lynn, Goodwin; Michael F. Maloney, FTI Consulting; Thomas J. McGonigle, Davis Wright Tremaine LLP; Barry W. Rashkover, Walden Macht & Haran LLP; Sheldon L. Ray, Raymond James & Associates, Inc.; Claudius O. Sokenu, Avantor; Chester Spatt, Carnegie Mellon University, Tepper School of Business

Class of 2026

Michele M. Anderson, Latham & Watkins LLP; Eric C. Chaffee, Case Western Reserve University; Merritt A. Cole, Earp Cohn P.C.; Asheesh Goel, Kirkland & Ellis LLP; Daniel L. Goelzer, Retired Partner, Baker McKenzie; Stephanie R. Hager, Kilpatrick Townsend & Stockton LLP; Alexandros Kazimirov, American Antitrust Institute; Arthur B. Laby, Rutgers Law School; Michael D. Mann, The Intercept; John McCarthy, Wicklow Capital, Inc.; Joan E. McKown, Retired Partner, Jones Day; Jane Norberg, Arnold & Porter; David Peavler, Jones Day; Brian L. Rubin, Eversheds Sutherland (US) LLP; Steven S. Scholes, McDermott Will & Emery; Jerome Tomas, Baker & McKenzie LLP; John H. Walsh, Eversheds Sutherland (US) LLP; Karen Woody, Washington & Lee University School of Law

Class of 2027

John Amberg, Northern Trust Corporation; William Baker, Latham & Watkins LLP; Brian V. Breheny, Skadden, Arps, Slate, Meagher & Flom LLP; Joseph K. Brenner, WilmerHale; James R. Burns, Cleary Gottlieb; Gary Alan Carleton, Carleton Law PLLC; Jina Choi, Corporate and Securities Fraud Section at U.S. Attorneys Office for the Northern District of California; Stephen L. Cohen, Sidley Austin LLP; Rebecca Fike, Vinson & Elkins; Merri Jo Gillette, Retired, The Jones Financial Companies; Gurbir Grewal, Milbank; Thomas S. Harman, Morgan, Lewis & Bockius, LLP; Daniel J. Hayes, Venable LLP; Kristen A. Hutchens, North American Securities Administrators Association, Inc.; Stuart J. Kaswell, Esq.; Ann Kim, Hogan Lovells LLP; Susan G. Markel, AlixPartners; James McKinney, University of Maryland; Annette L. Nazareth, Davis Polk; Fiona A. Philip, KPMG; Jacob Hale Russell, Rutgers Law School; Matt Solomon, Cleary Gottlieb; Barbara A. Stettner, A&O Shearman;  David J. Thelander, Panelope; James F. Tierney, Chicago-Kent College of Law; Jennifer Zepralka, Mayer Brown 

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Users are prohibited from sharing or downloading any material for publication or commercial purposes without written permission from the Executive Director. Requests for permission must be submitted by email and specify the material requested and for what purpose.

Material used with the Society's permission should be credited to: www.sechistorical.org.