- November 1, 2023
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The SEC San Francisco Regional Office - A Historical Perspective.
Moderator: G. Jeffrey Boujoukos Partner, Morgan Lewis Former Regional Director Philadelphia Regional Office 2016–2020
Presenter(s): Monique Winkler Regional Director, San Francisco Office 2022–present; Erin Schneider Former Regional Director, San Francisco Office 2019–2022; Jina Choi Former Regional Director, San Francisco Office 2013–2018; Marc Fagel Former Regional Director, San Francisco Office 2008–2013; Helane Morrison Former Regional Director, San Francisco Office 1999–2007; David Bayless Former Regional Director, San Francisco Office 1994–1999
This presentation is made possible with the support of Morgan Lewis.
- September 29, 2023
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Quinnipiac School of Law Texas Gulf Sulphur at 55 Symposium (Panel 1)
Moderator: -
Presenter(s): Attorney Norman Knickle, Securities and Exchange Commission, Professor Donald Langevoort, Georgetown University Law Center, Professor Jonathan R. Macey, Yale Law School, Professor Marc I. Steinberg, SMU Dedman School of Law
The panel focuses on Texas Gulf Sulphur’s doctrinal importance in areas of securities law outside the context of insider trading in the areas of materiality, issuer liability for misleading disclosure and Rule 10b-5’s “in connection with” requirement, and affirmative disclosure responsibilities. Return to insider trading, with a focus on congressional efforts in the 1980s, as well as current legislative efforts, to define the offense of insider trading as something separate and apart from securities fraud.
- September 29, 2023
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Quinnipiac School of Law Texas Gulf Sulphur at 55 Symposium (Panel 2)
Moderator: -
Presenter(s): Attorney Norman Knickle, Securities and Exchange Commission, Professor Donald Langevoort, Georgetown University Law Center, Professor Jonathan R. Macey, Yale Law School, Professor Marc I. Steinberg, SMU Dedman School of Law
The panel focuses on Texas Gulf Sulphur’s doctrinal importance in areas of securities law outside the context of insider trading in the areas of materiality, issuer liability for misleading disclosure and Rule 10b-5’s “in connection with” requirement, and affirmative disclosure responsibilities. Return to insider trading, with a focus on congressional efforts in the 1980s, as well as current legislative efforts, to define the offense of insider trading as something separate and apart from securities fraud.
- September 29, 2023
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Quinnipiac School of Law Texas Gulf Sulphur at 55 Symposium (Panel 3)
Moderator: -
Presenter(s): Attorney Howard Fischer, Moses Singer LLC, Attorney Gene Ingoglia, Allen & Overy, Attorney Ken B. Lerman, Kenneth B. Lerman, P.C., Attorney Alexandra A.E. Shapiro, Shapiro Arato Bach LLP
The insider trading law practice panel discussions of an array of topics primarily focused on recent insider trading caselaw development and recent rule changes with respect to the American political tradition of insider trading, political intelligence cases, corporate liability, recent developments in criminal standards, shadow trading, digital assets and insider trading – criminal cases involving Open Seas and Coinbase, SEC insider trading case involving Coinbase, trading plans and new rules and a recent criminal case.
- May 17, 2023
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Fireside Chat with Gurbir S. Grewal
Moderator: Peter K.M. Chan
Presenter(s): The Securities and Exchange Commission Historical Society, Baker McKenzie, and the South Asian Bar Association of Washington, DC (SABA-DC) presented a fireside chat with Gurbir S. Grewal, Director of the Division of Enforcement of the U.S. Securities and Exchange Commission. Interviewing Director Grewal will be Peter K.M. Chan, partner at Baker McKenzie, and member of the Society's Board of Trustees.
The Society is grateful for the generous support of Baker McKenzie and SABA-DC in helping to produce this program.
- March 1, 2023
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Diversity at the SEC: The Office of Minority and Women Inclusion at 10 Years
Presenter(s): Pamela A. Gibbs, Director, SEC’s Office of Minority and Women Inclusion (OMWI); The Honorable W. Jay Clayton, 32nd Chairman of the SEC (in office from May 4, 2017 – December 23, 2020); The Honorable Mary L. Schapiro, 29th Chair of the SEC (in office from January 27, 2009 – December 14, 2012); The Honorable Mary Jo White, 31st Chair of the SEC (in office from April 10, 2013 – January 20, 2017). The panel explored OMWI's goals, challenges and successes in leading the Commission’s diversity and inclusion efforts over the decade since its establishment in 2012.
This program was made possible through the generous support of Morrison Foerster LLP, Jones Day, Charles River Associates, Wells Fargo, Barry Rashkover, and Howard University School of Law.
