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1980
Governor Reagan's Policies and Actions are Worth Study
image pdf (Courtesy of Ronald Reagan Presidential Foundation & Library)
1980
Investment Adviser Examination Manual
image pdf (Courtesy of Dennis Gurtz)
1980
NASD Annual Report
image pdf (Courtesy FINRA)
1980
NASD Notices to Members

(Courtesy of FINRA)

1980
National Securities Clearing Corporation Annual Report
image pdf (Courtesy of and made possible through the support of The Depository Trust & Clearing Corporation)
January 1980
Peter E. Aaron v. Securities and Exchange Commission: On Writ of Certiorari
image pdf (Harvey L. Pitt SEC Brief Collection, courtesy of Fried Frank Harris Shriver & Jacobson LLP)
1980
Small Business Investment Incentive Act of 1980 (Public Law No. 96-477); Sections 202, 203(b)(3), 205 of IAA Amended; Sections 2(a)(46), 3(c)(1), 3(c)(11), 6, 47(b), 54, 55, 56, 57, 58, 59, 60, 61, 62, 63, 64, 65 of ICA Amended
document pdf (Government Records)
1980
The Depository Trust Company Annual Report
image pdf (Courtesy of and made possible through the support of The Depository Trust & Clearing Corporation)
1980
U.S. Securities and Exchange Commission Market Oversight Surveillance System
image pdf (Government Records)
January 3, 1980
"The 1980s: The Future of the Accounting Profession" - Address by SEC Chairman Harold M. Williams to AICPA
image pdf (Government Records)
January 4, 1980
Letter from Chief Justice Warren Burger to Justice Lewis Powell re Chiarella v. United States
image pdf (Harry A. Blackmun Papers, courtesy Library of Congress)
January 7, 1980
Opinion memorandum for Justice Harry Blackmun in Chiarella v. United States
image pdf (Harry A. Blackmun Papers, courtesy Library of Congress)
January 9, 1980
"The Quest for Accountability" - Remarks by SEC Commissioner Roberta S. Karmel to American Society of Corporate Secretaries
image pdf (Government Records)
January 17, 1980
"Tender Offers and the Corporate Director" - Address by SEC Chairman Harold M. Williams to Securities Regulation Institute
image pdf (Government Records)
January 21, 1980
Letter from Stuart Eizenstat to SEC Chairman Harold Williams proposing SEC cooperation with proposed Small Business Issuers' Simplification Act
image pdf (Courtesy of the Jimmy Carter Library and Museum)
January 22, 1980
Letter from U.S. Representative James H. Scheuer to Business Week
document pdf (Courtesy of Theodore A. Levine)
January 24, 1980
"Freedom, Free Enterprise and the Accountability Process" - Address by SEC Chairman Harold M. Williams to New Y ork State Bar Association
image pdf (Government Records)
January 30, 1980
Letter from Lewis H. Young, Business Week, to U.S. Representative James H. Scheuer
document pdf (Courtesy of Theodore A. Levine)
January 31, 1980
Note from Chief Justice Warren Burger to Justice Lewis Powell on dissent in Chiarella v. United States
image pdf (Harry A. Blackmun Papers, courtesy Library of Congress)
February 1, 1980
"Free Enterprise in a Free Society" - Address by SEC Chairman Harold M. Williams to Corporate Issues of the 80s, Southern Methodist University
image pdf (Government Records)
February 1, 1980
Memo from Sheldon Rappaport to SEC Commissioner John R. Evans on subjects for use in a speech to the New York Stock Exchange
image pdf (Courtesy of the estate of John R. Evans; made possible through a gift from Quinton F. Seamons)
February 1, 1980
Opinion memorandum for Justice Harry Blackmun on Chief Justice Burger's dissent in Chiarella v. United States
image pdf (Harry A. Blackmun Papers, courtesy Library of Congress)
February 1980
Report of the Chicago Board Options Exchange Business Conduct Committee
transcript pdf (Courtesy of the Chicago Board Options Exchange Archives)
February 4, 1980
Letter from Justice Harry Blackmun on decision in Chiarella v. United States
image pdf (Harry A. Blackmun Papers, courtesy Library of Congress)
February 4, 1980
Memo from Al McDonald to President Carter on discussions with New York business leaders
image pdf (Courtesy of the Jimmy Carter Library and Museum)
February 5, 1980
Memorandum from Justice William Brennan to Chief Justice Warren Burger and Justice Lewis Powell on position in Chiarella v. United States
image pdf (Harry A. Blackmun Papers, courtesy Library of Congress)
February 6, 1980
Letter from Justice Lewis Powell to Justice William Brennan on Chiarella v. United States
image pdf (Harry A. Blackmun Papers, courtesy Library of Congress)
February 11, 1980
Note from Justice Harry Blackmun to Justice Lewis Powell on writing dissent in Chiarella v. United States
image pdf (Harry A. Blackmun Papers, courtesy Library of Congress)
February 12, 1980
Letter from U.S. Representative James H. Scheuer to Lewis H. Young, Business Week
document pdf (Courtesy of Theodore A. Levine)
February 12, 1980
Memo to Bill Wood from Steve Golub on proxy survey of ASR No. 250 disclosure
transcript pdf (Courtesy of National Archives and Records Administration)
February 13, 1980
The Investment Company Act of 1940 and Investment Company Compliance Course
image pdf (courtesy of James H. Perry)
February 14, 1980
"An Inside View of the SEC Regulatory Process," Address by SEC Commissioner John R. Evans to the Utah State Bar Association
image pdf (Courtesy of the estate of John R. Evans; made possible through a gift from Quinton F. Seamons)
February 26, 1980
Minutes of the Meeting of the Floor Procedure Committee, Chicago Board Options Exchange
image pdf (Courtesy of the Chicago Board Options Exchange Archives)
February 27, 1980
Memo from Jim Clarkson to SEC Commissioner John R. Evans on upcoming trip to New York Regional Office
image pdf (Courtesy of the estate of John R. Evans; made possible through a gift from Quinton F. Seamons)
March 1980
Initial Public Offerings of Common Stock: The Role of Regional Broker-Dealers in the Capital Formation Process - Report by the Small Business Administration and the SEC
image pdf (Courtesy of the Library of Congress)
March 3, 1980
Letter from Chief Justice Warren Burger to Justice Potter Stewart re Aaron v. SEC
image pdf (Thurgood Marshall Papers, courtesy Library of Congress)
March 4, 1980
Note from Justice William Brennan to Justice Harry Blackmun and Justice Thurgood Marshall in dissent of Aaron v. SEC
image pdf (Thurgood Marshall Papers, courtesy Library of Congress)
March 5, 1980
Memorandum from Justice Harry Blackmun on draft dissent in Chiarella v. United States
image pdf (Harry A. Blackmun Papers, courtesy Library of Congress)
March 5, 1980
Remarks by U.S. Senator Harrison Williams to the Public Securities Association
transcript pdf (With permission of Harrison A. Williams Papers, Special Collections and University Archives, Rutgers University Libraries)
March 6, 1980
Remarks by SEC Commissioner John R. Evans to Board of Directors, New York Stock Exchange
image pdf (Courtesy of the estate of John R. Evans; made possible through a gift from Quinton F. Seamons)
March 7, 1980
"The State of the Securities and Exchange Commission - 1980" - Address by SEC Chairman Harold M. Williams to SEC Speaks
image pdf (Government Records)
March 7, 1980
Program for the SEC Memorial Service for Ray Garrett, Jr.
image pdf (Courtesy of Nancy Garrett Worcester)
March 13, 1980
"The Role of the SEC in Overseeing the Accounting Profession" - Paper by SEC Chairman Harold M. Williams to Nuffield College, Oxford
image pdf (Government Records)
March 17, 1980
"The Challenges of the New Decade" - Address by SEC Chairman Harold M. Williams to the Providence Journal/Brown University Public Affairs Conference
image pdf (Government Records)
March 18, 1980
Supreme Court of the United States: Vincent F. Chiarella v. United States on Writ of Certiorari to the U.S. Court of Appeals

(Courtesy of the Library of Congress)

March 20, 1980
SEC Authorizations for Fiscal Years 1981, 1982 and 1983 - Hearing before the House Subcommittee on Consumer Protection and Finance of the Committee on Interstate and Foreign Commerce
image pdf (Courtesy of David Morf)
March 27, 1980
"Deregulation Has Its Price," Address by SEC Commissioner John R. Evans to 1980 Mutual Funds & Investment Management Conference
image pdf (Courtesy of the estate of John R. Evans; made possible through a gift from Quinton F. Seamons)
March 27-29, 1980
Remarks of SEC Chairman Harold M. Williams at the National Conference on Corporate Governance and Accountability in the 1980s
image pdf (Government Records)
April 19, 1980
Memo from Josh Gotbaum to President Carter on wage/price program
image pdf (Courtesy of the Jimmy Carter Library and Museum)
April 22, 1980
"Political Physics - Accountability Vacuums and Social Dynamics" - Speech by SEC Chairman Harold M. Williams at Washington University
image pdf (Government Records)
April 23, 1980
"The First Thousand Days - and Beyond" - Address by SEC Chairman Harold M. Williams at Northwestern University
image pdf (Government Records)
April 25, 1980
"The United States in a Competitive World: Americans are Concerned" - Address by William M. Batten, New York Stock Exchange at the Conference on U.S. Competitiveness
document pdf (All rights are owned exclusively by NYSE Euronext (copyright) 2009 NYSE Euronext. All Rights Reserved, courtesy New York Stock Exchange Archives)
April 28, 1980
Thank-you letter from President Carter to SEC Commissioner Stephen Friedman on passage of HR 4986: Depository Institutions Deregulation and Monetary Act of 1980
transcript pdf (Courtesy of the Jimmy Carter Library and Museum)
May 1, 1980
Report of the NYSE's Ad Hoc Committee of the Board on Organizational and Management Structure
document pdf (Courtesy of Roberta Karmel)
May 1, 1980
Report of the NYSE's Ad Hoc Committee of the Board on Organizational and Management Structure
document pdf (Courtesy of Roberta Karmel)
May 1, 1980
Speech by Stephen K. West at Investment Company Institute General Meeting
transcript pdf (Courtesy of George Bush Presidential Library and Museum)
May 14, 1980
"Some Further Challenges to Mutual Funds" - Address by SEC Chairman Harold M. Williams to the Investment Company Institute
image pdf (Government Records)
May 14, 1980
Letter from Michael Macchiaroli, SEC Division of Market Regulation to Ronald Consiglio, Deloitte Haskins & Sells on Bateman Eichler, Hills Richards, Inc.
image pdf (Courtesy of Stuart Kaswell)
May 15, 1980
"Investor Protection and the Securities Bar," Address by SEC Commissioner John R. Evans to Securities Law Committee, Chicago Bar Association
image pdf (Courtesy of the estate of John R. Evans; made possible through a gift from Quinton F. Seamons)
May 21, 1980
Memorandum from Chief Justice Warren Burger on solo position in Aaron v. SEC
image pdf (Thurgood Marshall Papers, courtesy Library of Congress)
May 28, 1980
Opening Statement of the Honorable Harold M. Williams, Chairman, Securities and Exchange Commission, at the Commission's consideration of proposed rules to require a management statement on internal accounting control
transcript pdf (Courtesy of the estate of John R. Evans)
May 28, 1980
Opinion of Chief Justice Warren Burger in Aaron v. SEC
image pdf (Thurgood Marshall Papers, courtesy Library of Congress)
June 2, 1980
Ronald Reagan invitation letter to establish Business Advisory Panel
image pdf (Courtesy of Ronald Reagan Presidential Foundation & Library)
June 3, 1980
"Revolutionary Change in the Financial Markets" - Remarks by SEC Commissioner Stephen J. Friedman to Options Seminar, Securities Industry Association
image pdf (Government Records)
June 3, 1980
The Political Economy in Perspective: The Outlook for a Capitalist Renaissance, by Paul Craig Roberts
image pdf (Courtesy of Ronald Reagan Presidential Foundation & Library)
June 5, 1980
"Inflation and the Recapitalization of America" - Address by SEC Chairman Harold M. Williams to the Calvin Bullock Forum
image pdf (Government Records)
June 5, 1980
Opening Statement of the Honorable Harold M. Williams, Chairman, Securities and Exchange Commission, at the occasion of the Commission's consideration of Rule 19c-3
transcript pdf (Courtesy of the estate of John R. Evans)
June 10, 1980
"Policy-Making and Enforcement at the SEC" - Remarks by SEC Commissioner Stephen J. Friedman to Federal Bar Association Securities Law Committee
image pdf (Government Records)
June 18, 1980
Testimony of the Honorable Harold M. Williams, Chairman, Securities and Exchange Commission, before the Joint Economic Conference
transcript pdf (Courtesy of the estate of John R. Evans)
June 19, 1980
Memo from Richard Williamson to Bill Casey on further meetings of Business Advisory Panel
image pdf (Courtesy of Ronald Reagan Presidential Foundation & Library)
June 22, 1980
Memo from Charlie Smith to Ed Meese on issue center concept
image pdf (Courtesy of Ronald Reagan Presidential Foundation & Library)
June 26, 1980
Handwritten note from Charlie Smith to Ed Meese on issue centers
image pdf (Courtesy of Ronald Reagan Presidential Foundation & Library)
July 1980
Memo from Lisa Stockdale, Council of Economic Advisors to Perry Quick on Government Related Securities Act of 1980
transcript pdf (Courtesy of the Jimmy Carter Library and Museum)
July 1980
NASD Newsletter
image pdf (Courtesy FINRA)
July 8, 1980
Letter to Norman Bernard, Depository Institutions Deregulation Committee from Rod Miller in favor of premiums to attract savings
transcript pdf (Mickey Edwards Papers, courtesy of the Carl Albert Congressional Research and Studies Center, University of Oklahoma, Norman, Oklahoma)
July 18, 1980
Action memo to SEC Commission from Division of Investment Management on implications of rescission of credit control regulations with respect to money market funds
image pdf (Courtesy of National Archives and Records Administration)
July 23, 1980
Action memo to SEC Commission from Division of Investment Management on temporary exemptive rule for money market funds
image pdf (Courtesy of National Archives and Records Administration)
July 28, 1980
Letter to Rod Miller from U.S. Representative Mickey Edwards in support of premiums with deposits
transcript pdf (Mickey Edwards Papers, courtesy of the Carl Albert Congressional Research and Studies Center, University of Oklahoma, Norman, Oklahoma)
July 29, 1980
White House Press Release: Appointment of Barbara S. Thomas to SEC
image pdf (Courtesy of Jimmy Carter Presidential Library)
August 1980
SEC Report to Congress on the Accounting Profession and the Commission's Oversight Role - Part I (pages 1-41)
image pdf (Courtesy of the Library of Congress)
August 5, 1980
"Professionalism and the Corporate Bar" - Address by SEC Chairman Harold M. Williams to American Bar Association
image pdf (Government Records)
August 8, 1980
"Corporate Accountability - A Look at Strategy" - Address by SEC Chairman Harold M. Williams at Corporate Governance in the 80s, Rice University
image pdf (Government Records)
August 12, 1980
Thank you to Mary Beach from SEC Chairman Harold Williams on corporate governance work
transcript pdf (Courtesy of National Archives and Records Administration)
August 14, 1980
Letter from Thomas Renk to Douglas Winn, with sample letter and "Hit List for Regulatory Reform" form from Ronald Reagan
image pdf (Courtesy of Ronald Reagan Presidential Foundation & Library)
August 27, 1980
Letter to U.S. Senator Howard Metzenbaum from Emil Sunley, Department of the Treasury on revenue losses resulting from issuance of industrial revenue bonds
image pdf (Courtesy of National Archives and Records Administration)
September 1980
"Delegation of Powers Between the Commission and the Self-Regulatory Organizations and Professional Organizations," Paper Submitted by SEC Commissioner John R. Evans
image pdf (Courtesy of the estate of John R. Evans; made possible through a gift from Quinton F. Seamons)
September 1980
Briefing Paper: SEC Staff Report on Corporate Accountability
image pdf (Courtesy of FINRA)
September 1980
Securities and Exchange Commission v. Edward E. Holschuh: Brief for the Securities and Exchange Commission
image pdf (Harvey L. Pitt SEC Brief Collection, courtesy of Fried Frank Harris Shriver & Jacobson LLP)
September 4, 1980
SEC Division of Corporation Finance Staff Report on Corporate Accountability
image pdf (Courtesy of the Library of Congress)
September 5, 1980
Memo from Jack Kemp to Martin Anderson with suggestions regarding Governor Reagan's economic speech
transcript pdf (Courtesy of Ronald Reagan Presidential Foundation & Library)
September 5, 1980
Transcript of exit interview with Anne Edwards, by David Alsobrook
image pdf (Courtesy of the Jimmy Carter Library and Museum)
September 8, 1980
"Capital Formation, the Market Economy and the SEC" - Remarks by SEC Commissioner Stephen J. Friedman to National Association of Manufacturers
image pdf (Government Records)
September 9, 1980
"A Strategy for Growth: The American Economy in the 1980s" - Address by Governor Ronald Reagan to the International Business Council
transcript pdf (Courtesy of Ronald Reagan Presidential Foundation & Library)
September 9, 1980
"Public Capital for Mortgage Credit - Gift Horse or Trojan Horse?" - Remarks by SEC Commissioner Stephen J. Friedman to Mortgage Bankers Association of America
image pdf (Government Records)
September 9, 1980
Progress Report to the SEC on an NYSE Audit Trail and other Related Developments
image pdf (All rights are owned exclusively by NYSE Euronext (copyright) 2009 NYSE Euronext. All Rights Reserved, courtesy New York Stock Exchange Archives)
September 16, 1980
"Adequate Information: Prerequisite to an Effective Board" - Address by SEC Chairman Harold M. Williams to Financial Executives Research Foundation/American Society of Corporate Secretaries
image pdf (Government Records)
September 16, 1980
"Regulation and Expansion of Options Markets," Address by SEC Commissioner John R. Evans to The "New" Stock Options Market Conference
image pdf (Courtesy of the estate of John R. Evans; made possible through a gift from Quinton F. Seamons)
September 16, 1980
"Reporting Developments at the SEC and their Impact on Annual Reports" - Remarks by A. Clarence Sampson, SEC Chief Accountant at Financial Times of London seminar
image pdf (Government Records)
September 25, 1980
Hearing Before the Washington State Senate Energy and Utilities Committee, WPPSS Inquiry - William Appel Interview
image pdf (Courtesy of Washington State Archives)
September 25, 1980
Panel Presentation by SEC Commissioner John R. Evans to the OTC Congress '80
image pdf (Courtesy of the estate of John R. Evans; made possible through a gift from Quinton F. Seamons)

1 to 100 of 1652 records

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