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1 to 100 of 373 records

Page:
January 9, 1950
A Proposal to Safeguard Investors in Unregistered Securities - SEC Supplemental Report to Congress
image pdf (Courtesy of Milton P. Kroll and Family)
January 12, 1950
Memo from Walter C. Louchheim, Jr., SEC Adviser on Foreign Investment to SEC Commission on proposed registration of Royal Dutch Petroleum Company
image pdf (Courtesy of the National Archives and Records Administration)
January 20, 1950
LIFO (Last In, First Out) and FIFO (First In, First Out) - George O. May
transcript pdf (Courtesy of the American Institute of Certified Public Accountants)
January 21, 1950
American Institute of Accountants Release - National Institute of CPAs Defends Connecticut Board of Accountancy
transcript pdf (Courtesy of the American Institute of Certified Public Accountants)
February 7, 1950
Letter from Harold Ickes to Justice William Douglas on Supreme Court decisions
transcript pdf (William O. Douglas Papers, courtesy Library of Congress)
February 16, 1950
Our Constitutional Philosophy - Address by Justice Stanley Reed before the Juristic Society
transcript pdf (Stanley Forman Reed Collection, University of Kentucky)
February 23, 1950
Letter from Baldwin B. Bane to Charles J. Odenweller, Jr. regarding David Colby v. Raymond Klune and 20th Century Fox Film Corporation
transcript pdf (Courtesy of the National Archives and Records Administration)
March 15, 1950
Outline of Remarks by Earle C. King before the Monthly Technical Meeting of the Pittsburgh Chapter of National Association of Cost Accountants
transcript pdf (Government Records)
March 24, 1950
Memo from Walter C. Louchheim, Jr., SEC Adviser on Foreign Investment to SEC Commission on Japanese dollar bonds
image pdf (Courtesy of the National Archives and Records Administration)
April 1950
NASD News
image pdf (Courtesy FINRA)
April 3, 1950
Historical Inheritance of American Corporations - Adolf Berle
transcript pdf (Adolf A. Berle, Jr. Papers, courtesy Franklin Delano Roosevelt Presidential Library)
May 1, 1950
Letter from Richard B. McEntire, SEC Acting Chairman, to Senator Burnet R. Maybank regarding S.2765
transcript pdf (Courtesy of the National Archives and Records Administration)
May 22, 1950
"The Corporate Controller's Relations to the Securities and Exchange Commission," Address of Earle C. King, SEC Chief Accountant before the Midwestern Spring Conference of the Controllers Institute of America
transcript pdf (Government Records)
May 24, 1950
Inquiry from Gordon Gray, White House to SEC Chairman Harry A. McDonald on foreign securities offerings in the U.S.
transcript pdf (Courtesy of the National Archives and Records Administration)
Summer 1950
Mr. Justice Rutledge - Law Clerks' Reflections, by Victor Brudney and Richard F. Wolfson, The Iowa Law Review
image pdf (Frederick Moore Vinson Collection, University of Kentucky)
June 30, 1950
Sixteenth Annual Report of the Securities and Exchange Commission

(Government Records)

August 8, 1950
Letter from H.P. Avery to Earl Hastings, Arizona Corporation Commission requesting registration forms
transcript pdf (Courtesy of the National Archives and Records Administration)
September 21, 1950
The Investor Looks at Accounting - Address of SEC Chairman Harry McDonald to Annual Reports Forum, University of Michigan
transcript pdf (AICPA Collection, University of Mississippi)
October 3, 1950
Financial Statements: The Bridge between Disclosure and Information - Address by SEC Commissioner Edward McCormick to American Institute of Accountants
transcript pdf (AICPA Collection, University of Mississippi)
October 3, 1950
The Concept of Independence in Accounting - Address of SEC Vice-Chairman Donald Cook to American Institute of Accountants
transcript pdf (AICPA Collection, University of Mississippi)
October 4, 1950
Deficiencies in the Presentation of Information required by Form X-17A-5, Uniform Questionnaire for Broker-Dealers - Address by Michael LaPadula, SEC Assistant Chief Accountant to American Institute of Accountants
transcript pdf (AICPA Collection, University of Mississippi)
October 20, 1950
The Accountant's Language: The World's Business - Address by SEC Chairman Harry McDonald to Certified Public Accountants Association of Ontario
transcript pdf (AICPA Collection, University of Mississippi)
November 1950
NASD News
image pdf (Courtesy FINRA)
1950
Prospectus of Artemisa Mines Finance Corp.
image pdf (Courtesy of Richard Rowe)
January 11-12, 1951
Letters to Associate Justice Harold M. Burton from fellow Jusices in agreement with Niagara Hudson Power Corporation and SEC v. M. Victor Leventritt
image pdf (Harold H. Burton Papers, courtesy of Library of Congress)
January 11, 1951
Note from Chief Justice Fred Vinson to Justice Harold H. Burton in support of Niagara Hudson Power Corp. v. Leventritt and SEC v. Leventritt
image pdf (Harold H. Burton Papers, courtesy Library of Congress)
January 11, 1951
Note from Justice Sherman Minton to Justice Harold Burton in support of Niagara Hudson Power Corp. v. Leventritt and SEC v. Leventritt
transcript pdf (Harold H. Burton Papers, courtesy Library of Congress)
January 12, 1951
Note from Justice Stanley Reed to Justice Harold H. Burton in support of Niagara Hudson Power Corp. v. Leventritt
image pdf (Harold H. Burton Papers, courtesy Library of Congress)
January 12, 1951
Note from Justice Tom C. Clark to Justice Harold H. Burton in support of Niagara Hudson Power Corp. v. Leventritt and SEC v. Leventritt
image pdf (Harold H. Burton Papers, courtesy Library of Congress)
January 15, 1951
Memo to the SEC Chairman on Canadian situation
transcript pdf (Courtesy of the National Archives and Records Administration)
February 27, 1951
Letter from Japanese Securities Mission to SEC Chairman Harry A. McDonald
image pdf (Courtesy of the National Archives and Records Administration)
March 5, 1951
Letter from Walter C. Louchheim, Jr., SEC Foreign Economic Adviser to Arthur S. Blaser, Jr., U.S. Treasury with re-draft of memo on February 6, 1951 meeting with Mr. Christelow and SEC officials re certain problems on the British holdings of U.S. corporate
transcript pdf (Courtesy of the National Archives and Records Administration)
March 26, 1951
Letter from Carmen Blough, American Institute of Accountants Director of Research to members of AIA Committee on Accounting Procedure on pension plans
image pdf (Courtesy of the American Institute of Certified Public Accountants)
March 30, 1951
Letter from Carmen Blough, American Institute of Accountants Director of Research to members of AIA Committee on Accounting Procedure on problems in connection with consolidated and parent company statements
image pdf (Courtesy of the American Institute of Certified Public Accountants)
March 30, 1951
Letter from Richard B. McEntire to John T. Callahan, with March 22, 1951 article from "The Northern Miner"
transcript pdf (Courtesy of the National Archives and Records Administration)
April 2, 1951
Letter from Carman Blough with research draft of Accounting for Stock Dividends and Earnings of Subsidiaries by a Parent Company
transcript pdf (Courtesy of the American Institute of Certified Public Accountants)
April 10, 1951
Memo from SEC Secretary Orval L. DuBois to Anthon Lund and Walter C. Louchheim, Jr. on British government holdings of securities of United States issuers
transcript pdf (Courtesy of the National Archives and Records Administration)
May 1951
NASD News
image pdf (Courtesy FINRA)
June 20, 1951
Qualifications of membership in state societies of CPAs
transcript pdf (Courtesy of the American Institute of Certified Pubilc Accountants)
June 30, 1951
Seventeenth Annual Report of the Securities and Exchange Commission

(Government Records)

August 3, 1951
Letter from Howard Judy to Anthon Lund with Arizona Corporation Commission Securities Division June 1951 Bulletin
image pdf (Courtesy of the National Archives and Records Administration)
August 6, 1951
Letter from Chief Justice Fred Vinson to Justice Sherman Minton
transcript pdf (Frederick Moore Vinson Collection, University of Kentucky)
August 10, 1951
Tabulation of dues and assessment privileges of state societies of CPAs
transcript pdf (Courtesy of the American Institute of Certified Pubilc Accountants)
August 23-25, 1951
"What are Accounting Principles?," by Earle C. King, SEC Chief Accountant before the Graduate Study Conference, Stanford University
transcript pdf (Government Records)
September 1951
NASD News
image pdf (Courtesy FINRA)
September 21, 1951
SEC List of Securities of Canadian Issuers distributed in the U.S. in violation of the registration requirements of the Securities Act of 1933
image pdf (Government Records)
November 9, 1951
Supplement No. 1 to List of Canadian Issuers
image pdf (Government Records)
December 1951
NASD News
image pdf (Courtesy FINRA)
1952
NASD Annual Report
image pdf (Courtesy FINRA)
January 15, 1952
Supplement No. 2 to List of Canadian Issuers
image pdf (Government Records)
April 28, 1952
A Nation of Share Owners - G. Keith Funston, New York Stock Exchange
transcript pdf (All worldwide intellectual property rights including without limitation moral rights vest in NYSE Euronext and/or its affiliates.)
May 1, 1952
Supplement No. 3 to List of Canadian Issuers
image pdf (Government Records)
June 3, 1952
Letter from C.A. Bickel to Wallace Fulton
image pdf
June 30, 1952
Eighteenth Annual Report of the Securities and Exchange Commission

(Government Records)

July 1952
NASD News
image pdf (Courtesy FINRA)
July 10, 1952
Letter from SEC Chairman Donald C. Cook to Joseph P. McMurray, Senate Committee on Banking and Currency, regarding S.3427
transcript pdf (Courtesy of the National Archives and Records Administration)
October 8, 1952
"Professional Ethics as Viewed by the Securities and Exchange Commission," Address of Earle C. King, SEC Chief Accountant before the Annual Meeting of the American Institute of Accountants
transcript pdf (Government Records)
October 20, 1952
Supplement No. 4 to List of Canadian Issuers
image pdf (Government Records)
November 1952
NASD News
image pdf (Courtesy FINRA)
1953
A Random Thought on the Segregation Cases - Justice Wiley Rutledge
transcript pdf (Robert H. Jackson Papers, courtesy Library of Congress)
1953
Accounting Terminology Bulletins Number 1 - Review and Resume
image pdf (AICPA Collection, University of Mississippi)
1953
NASD Annual Report
image pdf (Courtesy FINRA)
November 17, 1953
Press release announcing appointment of Francis J. Purcell New York Regional Administrator
document pdf (Courtesy of National Archives)
March 1953
NASD News
image pdf (Courtesy FINRA)
March 11, 1953
"The Accounting Profession and the Investor," Address of Earle C. King, SEC Chief Accountant before the District of Columbia Chapter of the American Society of Women Accountants
transcript pdf (Government Records)
June 1, 1953
Letter from Justice Thomas Clark to Chief Justice Fred M. Vinson on SEC v. Ralston-Purina
image pdf (Frederick Moore Vinson Collections, courtesy University of Kentucky)
June 3, 1953
Letter from Justice Harold Burton to Justice Tom Clark on dissent in SEC v. Ralston Purina
transcript pdf (Frederick Moore Vinson Collection, University of Kentucky)
June 30, 1953
Nineteenth Annual Report of the Securities and Exchange Commission
image pdf (Government Records)
July 1953
NASD News
image pdf (Courtesy FINRA)
July 3, 1953
Report on Debt Agreements with the Federal Republic of Germany to the U.S. Senate
image pdf (Courtesy of the National Archives and Records Administration)
July 13, 1953
Ralph H. Demmler to Senator Leverett Saltonstall regarding SEC budget reductions
document pdf (Courtesy of National Archives)
July 28, 1953
Ralph H. Demmler to William Cohn regarding the mining industry
document pdf (Courtesy of National Archives)
August 12, 1953
Ralph H. Demmler to Division Heads and Regional Administrators on simplification and elimination of non-essential work
document pdf (Courtesy of National Archives)
August 13, 1953
Ralph H. Demmler to George Zolotar regarding autonomy of the Reorganization Division
document pdf (Courtesy of National Archives)
September 3, 1953
Ralph H. Demmler to William Green on regional administrators input on budget considerations
document pdf (Courtesy of National Archives)
September 28, 1953
Memorandum to all SEC regional administrators from SEC Chairman Ralph H. Demmler on cooperation with state securities administrators
image pdf (Courtesy of Philip Feigin)
September 28, 1953
Ralph H. Demmler to Howard Judy regarding cooperation between SEC and State administrators
document pdf (Courtesy of National Archives)
October 9, 1953
Ralph H. Demmler to state administrator George F. Richardson on reducing federal duplication of state activity
document pdf (Courtesy of National Archives)
October 15, 1953
Memo from Walter C. Louchheim, Jr., Foreign Economic Adviser to SEC Chairman Ralph H. Demmler on unfinished business
image pdf (Courtesy of the National Archives and Records Administration)
October 29, 1953
Edward A. Tait to Arthur Pennekamp providing authorization to administer oaths
document pdf (Courtesy of National Archives)
November 17, 1953
Edward A. Tait to Arthur Pennekamp regarding problems in the San Francisco regional office
document pdf (Courtesy of National Archives)
December 1953
NASD News
image pdf (Courtesy FINRA)
December 5, 1953
Notes from Justice William O. Douglas on General Protective Committee v. SEC
transcript pdf (William O. Douglas Papers, courtesy Library of Congress)
December 18, 1953
Edward A. Tait to A. Jackson Goodwin considering appointment of William Green as Regional Coordinator
document pdf (Courtesy of National Archives)
December 18, 1953
Note from Justice Felix Frankfurter to Justice William Douglas on opinion in General Protective Committee v. SEC
transcript pdf (William O. Douglas Papers, courtesy Library of Congress)
December 18, 1953
Ralph H. Demmler to James Hindle with a Commission-themed Christmas rhyme
document pdf (Courtesy of National Archives)
December 21, 1953
Note from Justice Harold H. Burton to Justice William O. Douglas in support of opinion in General Protective Committee v. SEC
image pdf (William O. Douglas Papers, courtesy Library of Congress)
December 22, 1953
Note from Justice Hugo Black to Justice William Douglas in support of opinion in General Protective Committee v. SEC
transcript pdf (William O. Douglas Papers, courtesy Library of Congress)
December 30, 1953
Note from Chief Justice Earl Warren to Justice William O. Douglas in support of opinion in General Protective Committee v. SEC
image pdf (William O. Douglas Papers, courtesy Library of Congress)
January 1, 1954
1954 SEC Organization Chart
document pdf (Courtesy of National Archives)
January 1, 1954
Edward A. Tait to All Regional Administrators on the signing of official mail
document pdf (Courtesy of National Archives)
1954
NASD Annual Report
image pdf (Courtesy FINRA)
1954
Securities Acts, Amendments (Public Law No. 83-577); Sections 2(a)(30), 24 of ICA Amended
document pdf (Government Records)
January 6, 1954
Walter G. Holden to Mrs. J. Dudley Fritz regarding her cooperation in a New York Regional Office investigation
document pdf (Courtesy of National Archives)
January 11, 1954
SEC Release on trading in German securities and adoption of Rule X-15C2-3
image pdf (Courtesy of the National Archives and Records Administration)
January 15, 1954
Ralph H. Demmler to Francis Purcell clarifying that the Section on Reorganization reports to the New York Regional Administrator
document pdf (Courtesy of National Archives)
January 15, 1954
Ralph H. Demmler to William Green on Regional Coordinator conversations
document pdf (Courtesy of National Archives)
January 27, 1954
Telegram from Ralph Demmler to Wallace Fulton
image pdf
February 1, 1954
Ralph H. Demmler to Thomas B. Hart on 1954 Crusade for Freedom contributions
document pdf (Courtesy of National Archives)
Feburary 12, 1954
IBA Washington Bulletin Number 1-54
image pdf

1 to 100 of 373 records

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