Randy Fons shares a unique perspective, having served in senior leadership positions at three regional SEC offices. Two of the regional offices at the time covered district offices that are now also regional offices.
The U.S. Securities and Exchange Commission will commemorate the 90-year anniversary of the Securities Exchange Act and the creation of the SEC. The event will include panel discussions featuring former SEC chairs and experts on the SEC’s history.
The SEC Historical Society, in conjunction with its 25th Anniversary Leadership Series Celebration, announces the inaugural awardees for its Isaac C. Hunt Jr. Hall of Honor.
The concept of “materiality” is the cornerstone of the Securities and Exchange Commission’s public company disclosure regime. It is a fundamental principle of the Securities Act of 1933 and Securities Exchange Act of 1934.
In celebration of a new gallery on the history of the US Securities and Exchange Commission’s Regional Offices, the SEC Historical Society hosted a special program on the evolution of the San Francisco Regional Office.
